If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
  • Home»
  • Regulatory actions in Chronological Order
Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61 08-DEC-2009
History of entity/person SHUBHAM INVESTMENT   
History of entity/person SHASHI JAIN
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
62 08-DEC-2009
History of entity/person SKC SECURITIES   
History of entity/person PRERNA CHOUDHARY
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
63 08-DEC-2009
History of entity/person SOWMYAM SECURITIES PVT.LTD.   
History of entity/person K.ISHWAR

History of entity/person P.K.KUMARASWAMY
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
64 08-DEC-2009
History of entity/person TRUST CONSULTANCY INC.   
History of entity/person JAYSUKH J.RUDANI
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
65 07-DEC-2006
History of entity/person ASHARS HOLDING PVT.LTD.   
History of entity/person MANISH PRATAP ASHAR

History of entity/person KUMAR PRATAP ASHAR
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
66 07-DEC-2006
History of entity/person ASMITA BROKING (INDIA) PVT.LTD.   
History of entity/person ASHOK KUMAR R.AGRAWAL

History of entity/person SAPNA ASHOK AGRAWAL
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
67 07-DEC-2006
History of entity/person BAKUL B.GHIYA,M/S   
History of entity/person BAKUL B.GHIYA
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
68 07-DEC-2006
History of entity/person GAUTAM INVESTMENT & CO.   
History of entity/person A.S.CHOUDHARY
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
69 07-DEC-2006
History of entity/person GAYATRI SECURITIES   
History of entity/person P.RAYKUMAR
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
70 07-DEC-2006
History of entity/person GREEN MERCHANTS PVT.LTD.   
History of entity/person GAGAN SONTHALIA
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
71 07-DEC-2006
History of entity/person J.M.HOLDINGS PVT.LTD.   
History of entity/person CHANDU PATEL
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
72 07-DEC-2006
History of entity/person JAY SHARE BROKER   
History of entity/person RAKESH PATEL
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
73 07-DEC-2006
History of entity/person MEDITERRANIAN INVESTMENTS PVT.LTD.   
History of entity/person VISHAL A.RAMSINGHANI

History of entity/person ASHOK J.RAMSINGHANI
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
74 07-DEC-2006
History of entity/person N.K.GUPTA & CO.   
History of entity/person N.K.GUPTA
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
75 07-DEC-2006
History of entity/person SHUBHAM SHARES BROKING   
History of entity/person RAHUL LAXMICHAND DEDHIA
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
76 07-DEC-2006
History of entity/person SIM SECURITIES   
History of entity/person RAVINDER SINGH LAMBA
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
77 26-MAY-2004
History of entity/person ASP INVESTMENTS & CO.   
  ISE  DECLARED DEFAULTER BY STOCK EXCHANGE  CEASED TO BE TRADER/DEALER OF STOCK EXCHANGE

26-MAY-2004 		 
78 26-MAY-2004
History of entity/person DURGA DASGUPTA & CO.   
  ISE  DECLARED DEFAULTER BY STOCK EXCHANGE  CEASED TO BE TRADER/DEALER OF STOCK EXCHANGE

26-MAY-2004 		 
79 17-APR-2004
History of entity/person RAJENDRA KUMAR CHHABRA,M/S   
History of entity/person RAJENDRA KUMAR CHHABRA
  		ISE  EXPULSED BY STOCK EXCHANGE  CEASED TO BE TRADER/DEALER OF STOCK EXCHANGE

17-APR-2004 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Last  
Page 4 of 4  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top