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Co-Sponsors

SOURCE OF INFORMATION : MSEI
PERIOD COVERED : 20-MAY-2010 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person DREAMS BROKING PVT.LTD.  
  DECLARED DEFAULTER BY STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 04-JAN-2016

12-FEB-2018
2 
History of entity/person FICUS SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

06-MAR-2018
3 
History of entity/person GUINESS SECURITIES LTD.  
  DECLARED DEFAULTER BY STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-MAY-2019

09-MAY-2019
4 
History of entity/person WEALTH MANTRA LTD.  
  DECLARED DEFAULTER BY STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 21-FEB-2018

26-FEB-2019
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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