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Co-Sponsors

SOURCE OF INFORMATION : MSEI
PERIOD COVERED : 20-MAY-2010 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: EXPELLED BY NATIONAL STOCK EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ANEE SECURITIES PVT.LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-SEP-2020

16-SEP-2020
2 
History of entity/person CLICK2TRADE CAPITAL LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 10-JUL-2015

19-SEP-2015
3 
History of entity/person CPR CAPITAL SERVICES LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 06-MAR-2018

06-MAR-2018
4 
History of entity/person FIN BRAINS SECURITIES (INDIA) LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-AUG-2015

19-SEP-2015
5 
History of entity/person G.S.V.SECURITIES PVT.LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-MAR-2023

15-MAR-2023
6 
History of entity/person KASSA FINVEST PVT.LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 21-APR-2015

29-MAY-2014
7 
History of entity/person MOONGIPA INVESTMENTS LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 09-NOV-2015

22-NOV-2015
8 
History of entity/person ORION CAPITAL & DEBT MARKET  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 09-NOV-2015

22-NOV-2015
9 
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP OF CAPITAL MARKET AND FUTURES & OPTIONS SEGMENTS OF MCX-SX FROM 07-MAR-2014

31-MAR-2014
10 
History of entity/person UNICON SECURITIES PVT.LTD.  
  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-SEP-2014

24-SEP-2014
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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