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Co-Sponsors

SOURCE OF INFORMATION : FORWARD MARKETS COMMISSION WEBSITE
PERIOD COVERED : 23-JUL-2011 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

MEMBERS: SUBVERTED DIRECTIONS OF COMMISSION REGARDING COLLECTION OF MARGIN ISSUED VIDE LETTER NO.07/1/2009-MKT-1 DATED 02/06/2011

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person HINDUSTAN TECHNOSOL PVT.LTD.  
  SUBVERTED DIRECTIONS OF COMMISSION REGARDING COLLECTION OF MARGIN ISSUED VIDE LETTER NO.07/1/2009-MKT-1 DATED 02/06/2011

DID NOT SEGREGATE CLIENT ACCOUNTS IN COMMODITY FUTURES EXCHANGE

TRANSFERRED FUND FROM CLIENTS ACCOUNTS TO NON CLIENTS ACCOUNTS

FUNDED CLIENT’S MTM REQUIREMENTS AND ALLOWED MEMBERS TO TRADE WITHOUT MARGIN  		SUSPENDED FROM MEMBERSHIP OF COMMODITY DERIVATIVES EXCHANGE(S) FROM 31-JAN-2012 TO 30-JUL-2012

PROHIBITED FROM ENTERING ANY FORWARD CONTRACT FOR SALE OR PURCHASE IN OWN NAME OR THROUGH ANOTHER MEMBER OF RECOGNISED ASSOCIATION OF ANY GOODS OR CLASS OF GOODS FROM 31-JAN-2012 TO 30-JUL-2012

31-JAN-2012 		 
2
History of entity/person VINOD COMMODITIES LTD.  
  SUBVERTED DIRECTIONS OF COMMISSION REGARDING COLLECTION OF MARGIN ISSUED VIDE LETTER NO.07/1/2009-MKT-1 DATED 02/06/2011

TRANSFERRED FUND FROM CLIENTS ACCOUNTS TO NON CLIENTS ACCOUNTS

FUNDED CLIENT’S MTM REQUIREMENTS AND ALLOWED MEMBERS TO TRADE WITHOUT MARGIN  		SUSPENDED FROM MEMBERSHIP OF COMMODITY DERIVATIVES EXCHANGE(S) FROM 20-JAN-2012 TO 19-JAN-2013

20-JAN-2012 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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