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S. No.
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DATE OF ORDER
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PERSON
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ENTITY
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COMPETENT AUTHORITY
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REGULATORY CHARGES
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REGULATORY ACTION(S) / DATE OF ORDER
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FURTHER DEVELOPMENTS
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1
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18-JUN-2026
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KUNAL KHATTAR
(PAN:AAPPK7564G)
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|
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ADVANTEDGE TECHNOLOGY FUND
(PAN:AAHTA3601J)
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|
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ADVANTEDGE INVESTMENT ADVISORS LLP
(PAN:ABPFA1705N)
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SEBI
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ALLEGED FAILURE TO CONTRIBUTE TO SCHEME ON A PRO-RATA BASIS IN LINE WITH CONTRIBUTIONS MADE BY OTHER INVESTORS VIOLATING REGULATIONS 10(D), 20(1), 20(2) AND 20(5) READ WITH CLAUSES 2(A) AND 2(C) OF CODE OF CONDUCT OF SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012 READ WITH CLAUSE 11.1.2. OF MASTER CIRCULAR FOR AIF
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUN-2026
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|
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2
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18-JUN-2026
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NITIN GARG
(PAN:AHLPG2707N)
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|
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ADVANTEDGE TECHNOLOGY FUND
(PAN:AAHTA3601J)
|
|
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ADVANTEDGE INVESTMENT ADVISORS LLP
(PAN:ABPFA1705N)
|
|
SEBI
|
ALLEGED FAILURE TO CONTRIBUTE TO SCHEME ON A PRO-RATA BASIS IN LINE WITH CONTRIBUTIONS MADE BY OTHER INVESTORS VIOLATING REGULATIONS 10(D), 20(1), 20(2) AND 20(5) READ WITH CLAUSES 2(A) AND 2(C) OF CODE OF CONDUCT OF SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012 READ WITH CLAUSE 11.1.2. OF MASTER CIRCULAR FOR AIF
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUN-2026
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|
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3
|
18-JUN-2026
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RIDHISH TALWAR
(PAN:ACEPT7935P)
|
|
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ADVANTEDGE TECHNOLOGY FUND
(PAN:AAHTA3601J)
|
|
|
ADVANTEDGE INVESTMENT ADVISORS LLP
(PAN:ABPFA1705N)
|
|
SEBI
|
ALLEGED FAILURE TO CONTRIBUTE TO SCHEME ON A PRO-RATA BASIS IN LINE WITH CONTRIBUTIONS MADE BY OTHER INVESTORS VIOLATING REGULATIONS 10(D), 20(1), 20(2) AND 20(5) READ WITH CLAUSES 2(A) AND 2(C) OF CODE OF CONDUCT OF SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012 READ WITH CLAUSE 11.1.2. OF MASTER CIRCULAR FOR AIF
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUN-2026
|
|
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4
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16-JUN-2026
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JITENDRA SANGHAVI
(PAN:APSPS9787H)
|
|
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UNISTONE CAPITAL PVT.LTD.
(PAN:AACCU4924C)
|
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SEBI
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ALLEGED EXECUTING CONTRA TRADES WITHIN PERIOD OF SIX MONTHS VIOLATING PARA B(5) OF UNISTONE CODE OF CONDUCT AND PARA 8, SCHEDULE C READ WITH REGULATIONS 9(1) AND 9(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF CUPID LTD.
ALLEGED ENTERED INTO BUY/ SELL TRADES DURING INVESTIGATION PERIOD WITHOUT OBTAINING PRE-CLEARANCE VIOLATING PARA B(1) OF UNISTONE CODE OF CONDUCT AND PARA 4, SCHEDULE C READ WITH REGULATIONS 9(1) AND 9(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF CUPID LTD.
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.32,50,000 VIDE CONSENT ORDER)
16-JUN-2026
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|
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5
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14-JUN-2026
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BHAGAT SINGH
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|
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RUDRA BUILDWELL CONSTRUCTIONS PVT.LTD.
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DRT
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DEFAULTED IN PAYMENT OF DUES
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SUMMON
DEBTS RECOVERY TRIBUNAL,LUCKNOW
14-JUN-2026
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|
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6
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14-JUN-2026
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HEM SINGH
|
|
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RUDRA BUILDWELL CONSTRUCTIONS PVT.LTD.
|
|
DRT
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DEFAULTED IN PAYMENT OF DUES
|
SUMMON
DEBTS RECOVERY TRIBUNAL,LUCKNOW
14-JUN-2026
|
|
|
7
|
14-JUN-2026
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NUPUR CHAURASIYA
|
|
|
RUDRA BUILDWELL CONSTRUCTIONS PVT.LTD.
|
|
DRT
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DEFAULTED IN PAYMENT OF DUES
|
SUMMON
DEBTS RECOVERY TRIBUNAL,LUCKNOW
14-JUN-2026
|
|
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8
|
14-JUN-2026
|
RAHUL BHATT
|
|
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RUDRA BUILDWELL CONSTRUCTIONS PVT.LTD.
|
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DRT
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DEFAULTED IN PAYMENT OF DUES
|
SUMMON
DEBTS RECOVERY TRIBUNAL,LUCKNOW
14-JUN-2026
|
|
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9
|
11-JUN-2026
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PRERNA SHARMA
(PAN:BJEPS7547A)
|
|
SEBI
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DID NOT RENEW NISM CERTIFICATE
DID NOT SUBMIT PERIODIC REPORTS TO INVESTMENT ADVISER ADMINISTRATION AND SUPERVISORY BODY (IAASB)
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CANCELLED REGISTRATION AS INVESTMENT ADVISOR
11-JUN-2026
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|
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10
|
08-JUN-2026
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AJAB SINGH
|
|
|
VISHRANTI RESORT
|
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DRT
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DEFAULTED IN PAYMENT OF DUES
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SUMMON- RS.60,14,047
DEBTS RECOVERY TRIBUNAL,DEHRADUN
08-JUN-2026
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|
|
11
|
08-JUN-2026
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RENU
|
|
|
VISHRANTI RESORT
|
|
DRT
|
DEFAULTED IN PAYMENT OF DUES
|
SUMMON- RS.60,14,047
DEBTS RECOVERY TRIBUNAL,DEHRADUN
08-JUN-2026
|
|
|
12
|
08-JUN-2026
|
VIVEK MATHUR
|
|
|
EATONN FOODS & BEVERAGES PVT.LTD.
|
|
DRT
|
DEFAULTED IN PAYMENT OF DUES
|
SUMMON
DEBTS RECOVERY TRIBUNAL,LUCKNOW
08-JUN-2026
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