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Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 09-JUN-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: EXPELLED FROM MEMBERSHIP

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ALKA SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017
2
History of entity/person AMRAPALI AADYA TRADING & INVESTMENT PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2017

12-OCT-2017
3
History of entity/person BMA WEALTH CREATORS LTD.  
  EXPELLED FROM MEMBERSHIP  

14-FEB-2020
4
History of entity/person CLICK2TRADE CAPITAL LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 10-JUL-2015

10-JUL-2015
5
History of entity/person CPR CAPITAL SERVICES LTD.  
  EXPELLED FROM MEMBERSHIP   CEASED TO BE MEMBERSHIP

05-MAR-2018
6
History of entity/person ENRICH FINANCE & SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   CEASED TO BE MEMBERSHIP

16-JAN-2018
7
History of entity/person FICUS SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-MAR-2018

05-MAR-2018
8
History of entity/person FIN BRAINS SECURITIES (INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-AUG-2015

28-AUG-2015
9
History of entity/person KASSA FINVEST PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 10-APR-2015

10-APR-2015
10
History of entity/person KAYNET FINANCE LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-FEB-2020

14-FEB-2020
11
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-MAY-2017

17-MAY-2017
12
History of entity/person MOONGIPA INVESTMENTS LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-NOV-2015

09-NOV-2015
13
History of entity/person ORION CAPITAL & DEBT MARKET  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-NOV-2015

09-NOV-2015
14
History of entity/person PARSOLI CORP.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-SEP-2013

19-SEP-2013
15
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 07-MAR-2014

07-MAR-2014
16
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017
17
History of entity/person SAI SOFT SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017
18
History of entity/person UNICON SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-SEP-2014

05-SEP-2014
19
History of entity/person VRISE SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-FEB-2020

14-FEB-2020
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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