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SOURCE OF INFORMATION

SOURCE OF INFORMATION: icex DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. WEBSITE - PERIOD COVERED : 10-JUN-2006 TO 08-JUN-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: VIOLATED RULES AND BYE LAWS OF EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ADROIT COMMODITIES SERVICES PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
2
History of entity/person ALLAYNA DEALERS PVT.LTD.

(PAN:AACCC6502C)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

16-NOV-2009
3
History of entity/person ARYAKSUN TRADERS PVT.LTD.

(PAN:AAJPT5499F)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014
4
History of entity/person BHAIJEE PORTFOLIO LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
5
History of entity/person BHAWANI COMMODITIES

(PAN:APXPR6618B)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013
6
History of entity/person ECONO BROKING PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
7
History of entity/person FAIRWEALTH COMMODITY BROKING PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   DECLARED DEFAULTER BY STOCK EXCHANGE

15-JAN-2020
8
History of entity/person GEOJIT FINANCIAL SERVICES LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

15-NOV-2022 		ICEX VIDE ITS CIRCULAR DATED 15/11/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
9
History of entity/person GRD SECURITIES LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
10
History of entity/person GRM SECURITIES PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
11
History of entity/person GROVALUE COMMODITY PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE

EXPELLED BY OTHER STOCK EXCHANGE

VIOLATED RULES AND BYE LAWS OF EXCAHNGE   		DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

27-AUG-2021
12
History of entity/person KESARINANDAN RETAILS PVT.LTD.

(PAN:AAFCA3495D)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014
13
History of entity/person KUNVARJI COMMODITIES BROKERS PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
14
History of entity/person MAGNUM FINANCIAL SERVICES

(PAN:AAFCR5053E)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013
15
History of entity/person MARWADI COMMODITY BROKER PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

21-NOV-2022 		ICEX VIDE ITS CIRCULAR DATED 21/11/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
16
History of entity/person MARWADI SHARES & FINANCE LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

21-NOV-2022 		ICEX VIDE ITS CIRCULAR DATED 21/11/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
17
History of entity/person MASTER CAPITAL SERVICES LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

15-NOV-2022 		ICEX VIDE ITS CIRCULAR DATED 15/11/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
18
History of entity/person MONEYLICIOUS SECURITIES PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
19
History of entity/person P R B SECURITIES PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
20
History of entity/person RADAR VISION LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

26-AUG-2022 		ICEX VIDE ITS CIRCULAR DATED 26/08/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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