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PRESS RELEASE - SEBI

December 21, 2004
PR No. 334/2004

Registration of various stock brokers, cancelled

Securities and Exchange Board of India (SEBI) has passed orders dated December 06, 2004 canceling the certificate of registration of the following members of various Stock Exchanges with immediate effect.
 

Name of Stock Broker

Trade Name

SEBI Regn No.

Exchange

Anil Kumar Nanda

Nanda Share Consultant

INB100343310

Uttar Pradesh Stock Exchange

Ashish Bamba

-

INB200958216

OTC Exchange

Sonali Securities Pvt. Ltd.

-

INB200900731

OTC Exchange

Naval Kishore V. Sharma

-

INB090280119

Cochin Stock Exchange

P. V. Kaimal

-

INB090619218

Cochin Stock Exchange

P. T. Joseph

-

INB090278914

Cochin Stock Exchange

Sukesh Bhaskaran

-

INB090549913

Cochin Stock Exchange

Thomas Mathew

-

INB090293410

Cochin Stock Exchange

Surinderpal Singh

-

INB090288816

Cochin Stock Exchange

Chandra Kanta Jain

-

INB160218116

Jaipur Stock Exchange

J. K. Jain & Co.

-

INB160218018

Jaipur Stock Exchange

Praveen Ramawat

Praveen & Co.

INB160208214

Jaipur Stock Exchange

The aforesaid stock brokers were declared defaulters / expelled by the Stock Exchanges and ceased to be members of the Exchanges, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
 
 
Mumbai

December 21, 2004

 
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