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Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 08-JUN-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person FIN BRAINS SECURITIES (INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-AUG-2015

28-AUG-2015
22
History of entity/person GROVALUE SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

30-APR-2020
23
History of entity/person GUINESS SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-MAY-2019

07-MAY-2019
24
History of entity/person KARVY STOCK BROKING LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-NOV-2020

24-NOV-2020
25
History of entity/person KASSA FINVEST PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 10-APR-2015

10-APR-2015
26
History of entity/person KAYNET FINANCE LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-FEB-2020

14-FEB-2020
27
History of entity/person KSBL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 03-MAR-2020

03-MAR-2020
28
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-MAY-2017

17-MAY-2017
29
History of entity/person MAXGROWTH CAPITAL PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-OCT-2024

24-OCT-2024
30
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-SEP-2020

16-SEP-2020
31
History of entity/person MOONGIPA INVESTMENTS LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-NOV-2015

09-NOV-2015
32
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022

28-JAN-2022 		nse vide its circular dated 28/08/2023 restored the trading rights of member in all segments of the exchange with effect from 29/08/2023
33
History of entity/person ORION CAPITAL & DEBT MARKET  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-NOV-2015

09-NOV-2015
34
History of entity/person PARSOLI CORP.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-SEP-2013

19-SEP-2013
35
History of entity/person PREM SOMANI SHARE BROKERS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-AUG-2018

13-AUG-2018
36
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 07-MAR-2014

07-MAR-2014
37
History of entity/person QUANTUM GLOBAL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

30-APR-2020
38
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019

05-NOV-2019
39
History of entity/person REFLECTION INVESTMENTS  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-MAR-2021

15-MAR-2021
40
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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