| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1. |
|
OLIVE TREE RETAIL PVT.LTD.
|
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.9,10,71,552
SOUTH INDIAN BANK LTD.,THE
22-DEC-2023
|
|
| 2. |
OM DUTT
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.9,97,114 ALONG WITH OTHER ENTITIES/PERSONS
INDIA SHELTER FINANCE CORP.LTD.
10-JAN-2024
|
|
| 3. |
OM DUTT SHARMA
|
|
|
SHIVAM TRAVELS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.20,08,065 ALONG WITH OTHER ENTITIES/PERSONS
SMFG INDIA CREDIT CO.LTD.
23-JUL-2024
|
|
| 4. |
|
|
OM ENTERPRISES
|
|
|
|
AJAY KUMAR KANNOJIYA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.33,32,106 ALONG WITH OTHER ENTITIES/PERSONS
INDIAN BANK
19-APR-2024
|
|
| 5. |
OM PAL SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.23,43,641 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
30-JUL-2024
|
|
| 6. |
OM PRAKASH DHIMAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.16,29,691 ALONG WITH OTHER ENTITIES/PERSONS
SMFG INDIA HOME FINANCE CO.LTD. (FORMERLY FULLERTON INDIA HOME FINANCE CO.LTD.)
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
19-APR-2024
|
|
| 7. |
OM PRAKASH SHUKLA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.30,55,870 ALONG WITH OTHER ENTITIES/PERSONS
UNION BANK OF INDIA
12-JAN-2022
|
|
| 8. |
OM PRAKASH TAMBOLI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.7,18,211
BANK OF INDIA
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
05-JUN-2024
|
|
| 9. |
|
|
OM SAI STORE
|
|
|
|
BABITA B.
|
|
|
SANJEEV KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.38,64,697 ALONG WITH OTHER ENTITIES/PERSONS
CAPRI GLOBAL CAPITAL LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
15-MAY-2024
|
|
| 10. |
|
|
OM SAI TRADERS
|
|
|
|
LALITESH
|
|
|
REKHA DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.13,65,990 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB & SIND BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
22-FEB-2024
|
|
| 11. |
OMENDRA KUMAR MISHRA
|
|
|
ANURAG CONSTRUCTION & SUPPLIER
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.20,52,621 ALONG WITH OTHER ENTITIES/PERSONS
TATA CAPITAL HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
07-MAY-2024
|
|
| 12. |
OMPRAKASH THAKUR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.15,68,742 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
09-AUG-2024
|
|
| 13. |
OMPRAKASH YADAV
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.3,46,834 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
31-JUL-2024
|
|
| 14. |
OMPRAKSH BINDAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.11,99,996 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB & SIND BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
01-JUN-2024
|
|
| 15. |
OMWATI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.21,16,892 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
09-MAY-2024
|
|
| 16. |
|
|
OPTION RESEARCH CONSULTANCY
(PAN:AAHFO6585D)
|
|
|
|
SIKKANDAR ALAM MUZAFAR AHAMMED ALI
(PAN:DDMPA2078A)
|
|
|
ALI GHOUSE MUNAVARDEEN FAHEETH
(PAN:AGQPF5876K)
|
|
|
FATHIMA M.
(PAN:GXSPM7441E)
|
|
|
MUZAFARSIKANDHARALAM MOHAMEDFAKRUDEEN (AKA.MOHAMED FAKRUDEEN SIKKANDAR AALAM MOHAMED FAKRUDEEN)
(PAN:DAXPM9278L)
|
|
SEBI |
ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION
|
DIRECTED TO REFUND MONEY RECEIVED FROM CLIENTS/INVESTORS/COMPLAINANT AS FEES OR CONSIDERATION OR IN ANY OTHER FORM IN RESPECT OF UNREGISTERED INVESTMENT ADVISORY ACTIVITIES
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM
DIRECTED BANKS TO ALLOW DEBIT FOR PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS
DIRECTED TO DEPOSIT REMAINING BALANCE AMOUNT WITH SEBI TO BE KEPT IN ESCROW ACCOUNT
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-AUG-2024 TO 26-AUG-2026
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-AUG-2024 TO 26-AUG-2026
DIRECTED NOT TO UNDERTAKE EITHER DIRECTLY OR INDIRECTLY INVESTMENT ADVISORY SERVICES AND/OR RESEARCH ANALYST ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
IMPOSED PENALTY RS.6,00,000
27-AUG-2024
|
|
| 17. |
|
|
OSCAR DIAGNOSTICS
|
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.48,41,862
IDBI BANK LTD.
14-MAY-2024
|
|
| 18. |
|
|
OSCO INDUSTRIES
|
|
|
|
SALIMAN BEGUM
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.6,51,474 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
29-JUL-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
