| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1. |
|
EAST BUILDTECH LTD.
(Old Name : CHOKHANI BUSINESS LTD.)
|
|
|
BSE |
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS FOR THE QUARTER ENDED 31-MAR-2025
|
IMPOSED FINE RS.22,420
31-MAR-2025
|
|
| 2. |
|
|
EAST INDIA SECURITIES LTD.
(PAN:AABCE2412N)
|
|
|
NSE |
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS STOCK BROKER FROM 26-JUN-2025
27-JUN-2025
|
NSE VIDE ITS CIRCULAR DATED 27/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 3. |
|
|
ECOBOARD INDUSTRIES LTD.
(Old Name : WESTERN BIO SYSTEMS LTD.)
|
|
|
BSE |
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 27(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2025
|
IMPOSED FINE RS.66,080
31-MAR-2025
|
|
| 4. |
|
|
EDELWEISS LIFE INSURANCE CO.LTD.
(Old Name : EDELWEISS TOKIO LIFE INSURANCE CO.LTD.)
|
|
|
IRDAI |
DID NOT CAPTURE BANK ACCOUNT DETAILS OF POLICYHOLDERS AT PROPOSAL AT PROPOSAL STAGE VIOLATING CLAUSE 4B(I) AND 4B(II) OF CIRCULAR NO.IRDA/F&A/CIR/MISC/282/11/2020 DATED 17/11/2020
DID NOT ENSURE THAT TRANSACTION ENTERED WITH RELATED PARTIES ARE AT ARM’S LENGTH PRICE
DID NOT CLASSIFY AND DISCLOSE ACTIVITIES LIKE TRAINING AND ADVERTISING AS OUTSOURCING
DID NOT SUBMIT RESOLUTION PASSED BY BOARD WITH RESPECT TO RELATED PARTY TRANSACTIONS
DID NOT UNDERTAKE DUE DILIGENCE OF THE VENDORS AND DID NOT REVIEW IT ANNUALLY
|
IMPOSED PENALTY RS.1,00,00,000
23-JUN-2025
|
|
| 5. |
|
|
EIDER PWI COMMUNICATIONS LTD.
(CIN:U32201CH1996PLC018147)
|
|
|
|
RAMA SINHA
(DIN:01385368)
|
|
|
SANJAY SINHA
|
|
|
AMAN SINHA
|
|
|
AJAY SINHA
|
|
MCA |
DID NOT FILE E-FORM BEN-2 TO REGISTRAR OF COMPANIES VIOLATING SECTION 90(4) OF THE COMPANIES ACT, 2013
DID NOT TAKE NECESSARY STEPS TO IDENTIFY SIGNIFICANT BENEFICIAL OWNER VIOLATING SECTION 90(4A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,00,000
31-MAY-2024
|
|
| 6. |
|
|
EKNATH DEVELOPERS LLP
|
|
|
NCLT |
DEFAULTED IN MAKING PAYMENT OF DUES
|
APPLICATION ADMITTED- RS.2,43,97,659
26-JUN-2025
|
|
| 7. |
EKTA
|
|
|
SUNJIN INDIA FEEDS PVT.LTD.
(CIN:U01100PB2018FTC048429)
|
|
MCA |
DELAY IN FILING OF E-FORM BEN-2 VIOLATING SECTION 90 OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF COMPANIES (SIGNIFICANT BENEFICIAL OWNERS) RULES, 2018
DID NOT TAKE NECESSARY STEPS TO IDENTIFY SIGNIFICANT BENEFICIAL OWNER VIOLATING SECTION 90(4A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
27-MAY-2024
|
|
| 8. |
|
|
EL FORGE LTD.
|
|
|
BSE |
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE RS.1,27,440
31-MAR-2025
|
|
| 9. |
|
|
ELECTROSTEEL CASTINGS LTD.
(PAN:AAACE4975B)
|
|
|
|
DEEPAK SHAW
(PAN:BNDPS0854H)
|
|
SEBI |
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(E) OF SEBI ACT, 1992 READ WITH REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ELECTROSTEEL CASTINGS LTD.
|
IMPOSED PENALTY RS.10,00,000
03-JUL-2025
|
|
| 10. |
EMIRATA JAWAHARLAL MALLAH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.31,86,792 ALONG WITH OTHER ENTITIES/PERSONS
AXIS BANK LTD.
02-DEC-2024
|
|
| 11. |
|
|
ENSA STEEL INDUSTRIES LTD.
(CIN:L45200MH1985PLC035172)
|
|
|
|
NEERAJ SHARMA
|
|
|
JAYSHREE C.SONAWALA
|
|
|
RAJNIKANT JAYANTILAL SANDESARA
|
|
|
RAJBHUSHAN OMPRAKASH DIXIT
(DIN:00025484)
|
|
MCA |
DID NOT FILE FINANCIAL STATEMENTS TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,23,000
03-JUN-2024
|
|
| 12. |
ERMIRO PEREIRA DE MORAES
|
|
|
SHREE DIGVIJAY CEMENT CO.LTD.
(CIN:L26940GJ1944PLC000749)
|
|
MCA |
DID NOT SUBMIT FORM BEN-1 WITH THE COMPANY VIOLATING SECTION 90(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
30-MAY-2024
|
|
| 13. |
|
|
ESCORP ASSET MANAGEMENT LTD.
|
|
|
BSE |
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 27(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2025
|
IMPOSED FINE RS.66,080
31-MAR-2025
|
|
| 14. |
|
|
ESSEL FINANCE ADVISORS & MANAGERS LLP
(PAN:AABTI0088B)
|
|
|
|
VISHNU PRAKASH RATHORE
(PAN:AIIPR6196C)
|
|
|
JAYKISHAN KIKANI
(PAN:CCDPK1654H)
|
|
|
ARPAN SARKAR
(PAN:BLMPS9641B)
|
|
SEBI |
DID NOT ENSURE DRAWDOWN OF FULL COMMITTED AMOUNT FROM INVESTORS AND DID NOT TAKE ANY ACTION AGAINST SELECTED CLASS OF INVESTORS INCLUDING SPONSOR AND MANAGER AS PER PRIVATE PLACEMENT MEMORANDUM RESULT
INVESTED MORE THAN 25% OF INVESTIBLE FUNDS IN A SINGLE INVESTEE COMPANY
PROVIDED VALUATION OF ASSETS INSTEAD OF SECURITIES HELD BY FUND
DID NOT OBTAIN REGISTRATION FROM FIU-IND
DID NOT COMMUNICATE DETAILS OF PRINCIPAL OFFICER AND DESIGNATED DIRECTOR
DID NOT MAKE DISCLOSURE OF INVESTOR CHARTER TO INVESTORS
DELAY IN SUBMITTING PRIVATE PLACEMENT MEMORANDUM REPORT TO SEBI
DID NOT ENSURE THAT PRIVATE PLACEMENT MEMORANDUM WAS IN SPECIFIED FORMAT
DID NOT MAKE DISCLOSURE OF DISTRIBUTION WATERFALL
DELAY IN APPOINTMENT OF BENCHMARKING AGENCY
DID NOT PROVIDE NECESSARY INFORMATION TO BENCHMARKING
|
IMPOSED PENALTY RS.12,00,000 ALONG WITH OTHER ENTITIES/PERSONS
03-JUL-2025
|
|
| 15. |
|
|
EURO COTSPIN LTD.
(CIN:U14115CH1994PLC033061)
|
|
|
|
MADAN VERMA
(DIN:00506739)
|
|
|
SURENDRA SINGH
(DIN:05116266)
|
|
|
ASHAVIN V.SHINDE
(DIN:01969695)
|
|
MCA |
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.13,05,400
22-MAY-2024
|
|
| 16. |
|
|
EURO COTSPIN LTD.
(CIN:U14115CH1994PLC033061)
|
|
|
|
MADAN VERMA
(DIN:00506739)
|
|
|
ASHAVIN V.SHINDE
(DIN:01969695)
|
|
|
SURENDRA SINGH
(DIN:05116266)
|
|
MCA |
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
22-MAY-2024
|
|
| 17. |
|
|
EXCEL VEHICLES PVT.LTD.
(CIN:U50400MP2012PTC028568)
|
|
|
MCA |
DID NOT SUBMIT MODE OF PAYMENT/SOURCE OF PAYMENT, INFORMATION ABOUT FORFEITURE/NOTICE OF FORFEITURE OF SHARES AND ACCOUNT DETAILS THEREOF VIOLATING SECTION 42(6) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,00,000
18-MAY-2023
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
