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Recent Additions to the Website

Recent Additions to the Website

The new records added to the website during 15 days preceding today are listed in an alphabetical order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z ALL

S. NO.

PERSON

ENTITY

COMPETENT AUTHORITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

901.

SSW JB INTERNATIONAL

NARINDER KAUR

HARPREET

JATINDER

BANKS

DEFAULTED IN REPAYMENT OF LOANS

DEMAND NOTICE/ NOTICE- RS.33,51,968 ALONG WITH OTHER ENTITIES/PERSONS
TATA CAPITAL LTD.

20-MAY-2025

902.

STAPAL

BANKS

FAILED TO PAY RENT ON LOCKERS

PUBLIC NOTICE
INDUSIND BANK LTD.

16-MAY-2025

903.

STAR INFOTECH IT SOLUTIONS

(PAN:DZZPD2477M)

RAHUL DANGI

(PAN:DZZPD2477M)

SEBI

ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION

CHARGED EXTRA FEES FROM INVESTORS IN THE NAME OF JACKPOT CALL

DIRECTED TO REFUND MONEY RECEIVED FROM CLIENTS/INVESTORS/COMPLAINANT AS FEES OR CONSIDERATION OR IN ANY OTHER FORM IN RESPECT OF UNREGISTERED INVESTMENT ADVISORY ACTIVITIES

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 10-JUL-2025 TO 09-JUL-2030

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS

DIRECTED TO SUBMIT COMPLETION REPORT OF REPAYMENT TO SEBI CERTIFIED BY INDEPENDENT CHARTERED ACCOUNTANT

DIRECTED TO DEPOSIT REMAINING BALANCE AMOUNT WITH SEBI TO BE KEPT IN ESCROW ACCOUNT

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-JUL-2025 TO 09-JUL-2030

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-JUL-2025 TO 09-JUL-2030

DIRECTED NOT TO UNDERTAKE EITHER DIRECTLY OR INDIRECTLY INVESTMENT ADVISORY SERVICES AND/OR RESEARCH ANALYST ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI

IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS

10-JUL-2025

904.

STATE TRADING CORP.OF INDIA LTD.

BSE

DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2025

DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 18(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2025

DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2025

DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 20(2)/20(2A) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2025

DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 21(2) OF SEBI (LODR) REGULATIONS,2015

IMPOSED FINE RS.12,72,040

31-MAR-2025

905.

STC,M/S

HARSH KHOWAL

BANKS

DEFAULTED IN REPAYMENT OF LOANS

DEMAND NOTICE/ NOTICE- RS.5,92,884 ALONG WITH OTHER ENTITIES/PERSONS
JANA SMALL FINANCE BANK LTD.

12-JUN-2025

906.

STEP1 INC PTE.LTD.

RASHI AGARWAL

MCA

DELAY IN FURNISHING THE DECLARATIONS TO THE COMPANY IN FORMS MGT-4 AND MGT-5 VIOLATING SECTIONS 89(1) READ WITH 89(2) OF THE COMPANIES ACT, 2013 READ WITH RULE 9 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014

IMPOSED PENALTY RS.1,60,400

01-MAY-2024

907.

STEVEN B.KLINSKY

FINAR LTD.

(CIN:U24231GJ1998PLC034615)

MCA

DID NOT SUBMIT DECLARATION IN FORM BEN-1 VIOLATING SECTION 90(1) OF THE COMPANIES ACT, 2013

IMPOSED PENALTY RS.2,00,000

21-JUN-2024

908.

STONE AGE

HITESH GOYAL

KANTA DEVI

BANKS