| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61. |
ABHISHEK GANESH SHETTY
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.3,26,00,000
STANDARD CHARTERED BANK
31-MAR-2025
|
|
| 62. |
ABHISHEK GUPTA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.82,25,862 ALONG WITH OTHER ENTITIES/PERSONS
PIRAMAL FINANCE LTD. (FORMERLY KNOWN AS PIRAMAL CAPITAL & HOUSING FINANCE LTD.)
25-JUN-2024
|
|
| 63. |
ABHISHEK KUMAR
|
|
|
FASHION FIT
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.3,52,723 ALONG WITH OTHER ENTITIES/PERSONS
PROTIUM FINANCE LTD.
29-OCT-2025
|
|
| 64. |
ABHISHEK MAURYA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.34,30,000 ALONG WITH OTHER ENTITIES/PERSONS
SMFG INDIA HOME FINANCE CO.LTD. (FORMERLY FULLERTON INDIA HOME FINANCE CO.LTD.)
05-FEB-2026
|
|
| 65. |
ABHISHEK SAINI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.7,20,443 ALONG WITH OTHER ENTITIES/PERSONS
UNION BANK OF INDIA
30-OCT-2025
|
|
| 66. |
ABHISHEK SHAH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.14,79,049 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
07-NOV-2025
|
|
| 67. |
ABHISHEK SHUKLA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.3,10,298 ALONG WITH OTHER ENTITIES/PERSONS
SEWA GRIH RIN LTD.
23-JAN-2026
|
|
| 68. |
ABHISHEK SINGH
|
|
|
AUTOMATION ENGINEERING SOLUTIONS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.15,14,551 ALONG WITH OTHER ENTITIES/PERSONS
UJJIVAN SMALL FINANCE BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
27-OCT-2025
|
|
| 69. |
ABID
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.10,83,781 ALONG WITH OTHER ENTITIES/PERSONS
PNB HOUSING FINANCE LTD.
16-FEB-2026
|
|
| 70. |
|
|
ABITUR SPORTS SCIENCE ACADEMY PVT.LTD.
|
|
|
|
BHARAT CHANDLA
|
|
|
POOJA WALIA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.29,82,355 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
04-FEB-2026
|
|
| 71. |
|
|
ABODES MULTI SERVICES PVT.LTD.
|
|
|
|
SUKHVIR SINGH
|
|
|
ANITA BHATI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.39,85,320 ALONG WITH OTHER ENTITIES/PERSONS
PIRAMAL FINANCE LTD. (FORMERLY KNOWN AS PIRAMAL CAPITAL & HOUSING FINANCE LTD.)
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
26-SEP-2025
|
|
| 72. |
|
|
ACA PRIVATE EQUITY TRUST
(PAN:AACTA9435B)
|
|
|
SEBI |
ALLEGED FAILURE IN WINDING UP VCF SCHEMES, WHOSE LIQUIDATION PERIOD HAS EXPIRED BUT HAD NOT WOUND UP AND CONTINUED TO HOLD UNLIQUIDATED INVESTMENTS VIOLATING REGULATIONS 23(1) READ WITH 17(1) OF ERSTWHILE SEBI (VENTURE CAPITAL FUNDS) REGULATIONS, 1996
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,00,000 VIDE CONSENT ORDER)
09-MAR-2026
|
|
| 73. |
|
|
ACCESS INDIA FUND
(PAN:AACAA1027C)
|
|
|
SEBI |
ALLEGED FAILURE IN WINDING UP VCF SCHEMES, WHOSE LIQUIDATION PERIOD HAS EXPIRED BUT HAD NOT WOUND UP AND CONTINUED TO HOLD UNLIQUIDATED INVESTMENTS VIOLATING REGULATIONS 23(1) READ WITH 17(1) OF ERSTWHILE SEBI (VENTURE CAPITAL FUNDS) REGULATIONS, 1996
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.3,50,000 VIDE CONSENT ORDER)
09-MAR-2026
|
|
| 74. |
|
|
ACCURACAP PRIME OPPORTUNITIES FUND
(PAN:AAGTA5589A)
(Along with : ACCURACAP TECHNOLOGIES LLP)
|
|
|
|
DIVYA SINGHAL
(PAN:CYXPS5759M)
|
|
|
RAMAN NAGPAL
(PAN:ABSPN1820E)
|
|
|
PRATEEK GUPTA
(PAN:BGZPG8303C)
|
|
|
NARESH CHAND GUPTA
(PAN:AFAPG6539D)
|
|
SEBI |
ALLEGED FAILURE TO MAINTAIN MINIMUM CORPUS OF RS.20 CRORE IN MATTER OF ACCURACAP VECTRA FUND
ALLEGED FAILURE TO RESTORE CORPUS ABOVE RS.20 CRORE WITHIN THREE MONTHS FROM THE DATE OF SUCH BREACH IN MATTER OF ACCURACAP VECTRA FUND
ALLEGED FAILURE TO REDEEM THE UNITS AND WIND UP THE SCHEME DESPITE FAILURE TO RESTORE CORPUS WITHIN STIPULATED PERIOD IN MATTER OF ACCURACAP VECTRA FUND
ALLEGED EXCEEDING MAXIMUM PERMISSIBLE INVESTMENT LIMIT IN A SINGLE INVESTEE COMPANY IN MATTER OF ACCURACAP VECTRA FUND
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
17-MAR-2026
|
|
| 75. |
|
|
ACCURACAP TECHNOLOGIES LLP
(PAN:AAAFQ3030E)
(Along with : ACCURACAP PRIME OPPORTUNITIES FUND)
|
|
|
|
DIVYA SINGHAL
(PAN:CYXPS5759M)
|
|
|
RAMAN NAGPAL
(PAN:ABSPN1820E)
|
|
|
PRATEEK GUPTA
(PAN:BGZPG8303C)
|
|
|
NARESH CHAND GUPTA
(PAN:AFAPG6539D)
|
|
SEBI |
ALLEGED FAILURE TO MAINTAIN MINIMUM CORPUS OF RS.20 CRORE IN MATTER OF ACCURACAP VECTRA FUND
ALLEGED FAILURE TO RESTORE CORPUS ABOVE RS.20 CRORE WITHIN THREE MONTHS FROM THE DATE OF SUCH BREACH IN MATTER OF ACCURACAP VECTRA FUND
ALLEGED FAILURE TO REDEEM THE UNITS AND WIND UP THE SCHEME DESPITE FAILURE TO RESTORE CORPUS WITHIN STIPULATED PERIOD IN MATTER OF ACCURACAP VECTRA FUND
ALLEGED EXCEEDING MAXIMUM PERMISSIBLE INVESTMENT LIMIT IN A SINGLE INVESTEE COMPANY IN MATTER OF ACCURACAP VECTRA FUND
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
17-MAR-2026
|
|
| 76. |
|
|
ACE EMBEDDED INTENSIVE CARE UNITS PVT.LTD.
(CIN:U74999KA2018PTC114976)
|
|
|
NCLT |
DEFAULTED IN MAKING PAYMENT OF DUES
|
APPLICATION ADMITTED- RS.6,35,13,678
10-MAR-2026
|
|
| 77. |
|
|
ACTIVE SPRING INDUSTRIES
|
|
|
|
PRABHAVATHI S.PRASAD
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.1,19,00,000 ALONG WITH OTHER ENTITIES/PERSONS
KARNATAKA BANK LTD.,THE
31-MAR-2025
|
|
| 78. |
|
|
ACUMEN CAPITAL MARKET (INDIA) LTD.
(PAN:AABCP6649J)
(Member : BSE/NSE)
|
|
|
SEBI |
ALLEGED ASSOCIATING WITH UNREGULATED ALGORITHMIC TRADING PLATFORMS THAT PROMISED GUARANTEED RETURNS VIOLATING SEBI CIRCULAR SEBI/HO/MIRSD/DOP/P/CIR/2022/117 DATED 02/09/2022 AND CLAUSE A(2) AND A(5) OF CODE OF CONDUCT UNDER SCHEDULE II READ WITH REGULATION 9 OF SEBI (STOCK BROKERS) REGULATIONS, 1992
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
17-MAR-2026
|
|
| 79. |
|
|
ADARSH COMMERCIAL PVT.LTD.
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
17-FEB-2026
|
|
| 80. |
ADARSH KUMAR GUPTA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.37,60,261 ALONG WITH OTHER ENTITIES/PERSONS
SMFG INDIA CREDIT CO.LTD. (FORMERLY FULLERTON INDIA CREDIT CO.LTD.)
24-JAN-2026
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
