| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41. |
|
INDUSTRIAL CO-OPERATIVE BANK LTD.,THE
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1949
|
RESTRAINED FROM GRANTING OR RENEWING ANY LOAN /ADVANCES, MAKE ANY INVESTMENT, INCUR ANY LIABILITIES INCLUDING BORROWAL OF FUNDS AND ACCEPTANCE OF FRESH DEPOSITS, DISBURSE OR AGREE TO DISBURSE ANY PAYMENT WHETHER IN DISCHARGE OF ITS LIABILITIES AND OBLIGATIONS OR OTHERWISE, ENTER INTO ANY COMPROMISE OR ARRANGEMENT AND SELL, TRANSFER OR OTHERWISE DISPOSE OF ANY OF ITS PROPERTIES OR ASSETS FROM 03-JUL-2025 TO 03-JAN-2026
03-JUL-2025
|
|
| 42. |
|
|
INNOVATIVE CO-OPERATIVE URBAN BANK LTD.
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1949
|
RESTRAINED FROM GRANTING OR RENEWING ANY LOAN /ADVANCES, MAKE ANY INVESTMENT, INCUR ANY LIABILITIES INCLUDING BORROWAL OF FUNDS AND ACCEPTANCE OF FRESH DEPOSITS, DISBURSE OR AGREE TO DISBURSE ANY PAYMENT WHETHER IN DISCHARGE OF ITS LIABILITIES AND OBLIGATIONS OR OTHERWISE, ENTER INTO ANY COMPROMISE OR ARRANGEMENT AND SELL, TRANSFER OR OTHERWISE DISPOSE OF ANY OF ITS PROPERTIES OR ASSETS FROM 03-JUL-2025 TO 03-JAN-2026
03-JUL-2025
|
|
| 43. |
INTZAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.6,00,276 ALONG WITH OTHER ENTITIES/PERSONS
AXIS BANK LTD.
21-JAN-2025
|
|
| 44. |
|
|
INVESTOPHER RESEARCH SERVICES PVT.LTD.
(PAN:AAGCI0072B)
|
|
|
SEBI |
MADE MISLEADING CLAIMS ON ITS WEBSITE
DID NOT INTIMATE SEBI ABOUT MATERIAL CHANGE IN INFORMATION
|
CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS
02-JUL-2025
|
|
| 45. |
IPSHITA ROY
|
|
BANKS |
FAILED TO PAY RENT ON LOCKERS
|
PUBLIC NOTICE- RS.12,000
BANK OF INDIA
13-JUN-2025
|
|
| 46. |
IQBAL AHMED
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.3,66,975 ALONG WITH OTHER ENTITIES/PERSONS
JANA SMALL FINANCE BANK LTD.
11-JUN-2025
|
|
| 47. |
IQBAL SINGH
|
|
BANKS |
FAILED TO PAY RENT ON LOCKERS
|
PUBLIC NOTICE
INDUSIND BANK LTD.
16-MAY-2025
|
|
| 48. |
IRFANA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.14,42,984 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
12-MAY-2025
|
|
| 49. |
|
|
IROHA EMERGING INDIA FUND
(PAN:AACTI2000G)
(Along with : IROHA INVESTMENT MANAGEMENT PVT.LTD.)
|
|
|
|
JAIRAM JANARDHANAN
(PAN:AMRPJ9564D)
|
|
|
CHANDRASHEKAR SHEKAR
(PAN:BMTPS0481H)
|
|
|
NAVEEN LOHIYA
(PAN:AHWPL2078C)
|
|
|
KIRTI CHOPRA
(PAN:ADRPC8713G)
|
|
SEBI |
ALLEGED VIOLATION OF CONCENTRATION LIMIT OF 10% OF INVESTABLE FUNDS IN A SINGLE INVESTEE COMPANY
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.29,25,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
01-JUL-2025
|
|
| 50. |
|
|
IROHA INVESTMENT MANAGEMENT PVT.LTD.
(PAN:AAFCI2658Q)
(Along with : IROHA EMERGING INDIA FUND)
|
|
|
SEBI |
ALLEGED FAILURE TO ENSURE PROPER CARE AND DUE DILIGENCE IN COMPLYING WITH CONCENTRATION NORMS AND SUBMITTED INACCURATE INFORMATION TO THE TRUSTEE IN COMPLIANCE TEST REPORT VIOLATING REGULATIONS 20(1), 20(5) AND CLAUSES 2(A) AND 2(C) OF CODE OF CONDUCT READ WITH REGULATION 15(1)(D)OF SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012 IN MATTER OF IROHA EMERGING INDIA FUND
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.29,25,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
01-JUL-2025
|
|
| 51. |
IRSHAD
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.14,42,984 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
12-MAY-2025
|
|
| 52. |
IRSHAD ALI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.29,84,801 ALONG WITH OTHER ENTITIES/PERSONS
UTTAR PRADESH GRAMIN BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
03-MAR-2025
|
|
| 53. |
IRSHAD ALI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION CUM INVITATION NOTICE
ICICI BANK LTD.
05-APR-2025
|
|
| 54. |
|
|
IRSHAD EMBROIDERY UDHYOG
|
|
|
|
MOHD.IRSHAD
|
|
|
SHAHJAD
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.8,96,863 ALONG WITH OTHER ENTITIES/PERSONS
INDIAN BANK
19-OCT-2023
|
|
| 55. |
IRSHAD KHAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.9,11,768 ALONG WITH OTHER ENTITIES/PERSONS
UJJIVAN SMALL FINANCE BANK LTD.
12-JUL-2021
|
|
| 56. |
|
|
ISF LTD.
|
|
|
BSE |
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-MAR-2025
|
IMPOSED FINE RS.9,440
31-MAR-2025
|
|
| 57. |
ISHA ANEJA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION CUM INVITATION NOTICE
ICICI BANK LTD.
12-MAY-2025
|
|
| 58. |
ISHAQ MUNAVAR DALVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.23,72,796 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
21-SEP-2023
|
|
| 59. |
ISHRAT JAHAN
|
|
|
MUNTAHA FOODS PVT.LTD.
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.4,44,41,311 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
09-JUN-2025
|
|
| 60. |
ISHTIAQ HUSSAIN SIDDIQUI
|
|
|
P.G.H.INTERNATIONAL PVT.LTD.
(CIN:U45203MP2003PTC033255)
|
|
MCA |
ATTENDANCE SHEET OF BOARD MEETING WAS NOT IN SERIALLY NUMBERED AND ALSO NOT AUTHENTICATED BY CHAIRMAN OR COMPANY SECRETARY VIOLATING SECRETARIAL STANDARD-1 READ WITH SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,000
04-FEB-2021
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
