| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41. |
GAURAV
|
|
|
GAURAV DAIRY FARM
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.27,18,952 ALONG WITH OTHER ENTITIES/PERSONS
PROTIUM FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
07-NOV-2024
|
|
| 42. |
GAURAV AGARWAL
|
|
|
ANGELIC CREATION
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.61,44,493 ALONG WITH OTHER ENTITIES/PERSONS
YES BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
23-AUG-2024
|
|
| 43. |
GAURAV AGGARWAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.18,67,000 ALONG WITH OTHER ENTITIES/PERSONS
PRATHAMA UP GRAMIN BANK
03-DEC-2024
|
|
| 44. |
GAURAV BHARGAVA
|
|
|
PARI SAREE COLLECTION
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.43,86,956 ALONG WITH OTHER ENTITIES/PERSONS
ICICI HOME FINANCE CO.LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
25-JUL-2024
|
|
| 45. |
GAURAV BHARGAVA
|
|
|
PARI SAREE COLLECTION
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.31,13,599 ALONG WITH OTHER ENTITIES/PERSONS
ICICI HOME FINANCE CO.LTD.
25-JUL-2024
|
|
| 46. |
GAURAV BHARGAVA
|
|
|
PARI SAREE COLLECTION
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.13,20,307 ALONG WITH OTHER ENTITIES/PERSONS
ICICI HOME FINANCE CO.LTD.
25-JUL-2024
|
|
| 47. |
GAURAV BHATIA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.20,87,065 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
30-AUG-2024
|
|
| 48. |
GAURAV CHOHAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION CUM INVITATION NOTICE
DCB BANK LTD.
14-SEP-2023
|
|
| 49. |
|
|
GAURAV DAIRY FARM
|
|
|
|
RAMESH
|
|
|
BHATERI DEVI
|
|
|
GAURAV
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.27,18,952 ALONG WITH OTHER ENTITIES/PERSONS
PROTIUM FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
07-NOV-2024
|
|
| 50. |
GAURAV GUPTA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.31,43,431 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
28-OCT-2024
|
|
| 51. |
GAURAV GUPTA
|
|
|
JAI HANUMAN RICE & GENERAL MILLS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
REDEMPTION NOTICE- RS.11,67,32,208 ALONG WITH OTHER ENTITIES/PERSONS
CANARA BANK
22-SEP-2022
|
|
| 52. |
GAURAV JAIN
(PAN:AEYPJ4410R)
|
|
|
EXPERT GLOBAL CONSULTANTS PVT.LTD.
|
|
SEBI |
DID NOT EXERCISE PROPER DUE DILIGENCE IN OPEN OFFER OF DIGGI MULTITRADE LTD.
DID NOT SUBMIT PERIODIC REPORTS TO SEBI
DID NOT INTIMATE CHANGES IN DIRECTORS AND KEY MANAGERIAL PERSONNEL TO SEBI
DID NOT HAVE VALID NCFM/NISM CERTIFICATE
DID NOT ADOPT CODE OF CONDUCT, MAINTENANCE OF STRUCTURAL DIGITAL DATABASE (SDD) AND DESIGNATING ANY COMPLIANCE OFFICER TO MONITOR COMPLIANCES AS REQUIRED UNDER SEBI (PIT) REGULATIONS, 2015
MADE MISLEADING DISCLOSURES/STATEMENT ON WEBSITE
DID NOT DISPLAY INVESTOR CHARTER ON ITS WEBSITE
|
IMPOSED PENALTY RS.7,00,000
17-DEC-2024
|
|
| 53. |
GAURAV KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.7,32,835 ALONG WITH OTHER ENTITIES/PERSONS
IDBI BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
28-NOV-2024
|
|
| 54. |
GAURAV KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.16,77,833 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF BARODA
04-DEC-2023
|
|
| 55. |
GAURAV KUMAR SETHIYA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION CUM INVITATION NOTICE
DCB BANK LTD.
14-SEP-2023
|
|
| 56. |
GAURAV KUMAR SHARMA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE
SHRIRAM FINANCE LTD. (FORMERLY KNOWN AS SHRIRAM CITY UNION FINANCE LTD.)
18-NOV-2024
|
|
| 57. |
GAURAV MAMIK
|
|
|
UM GREEN LIGHTING PVT.LTD.
(CIN:U31500DL2010PTC210780)
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
REDEMPTION NOTICE- RS.26,27,67,918 ALONG WITH OTHER ENTITIES/PERSONS
CANARA BANK
08-APR-2021
|
|
| 58. |
GAURAV PORWAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.2,95,459 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF INDIA
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
07-NOV-2024
|
|
| 59. |
GAURAV PUNDIR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION CUM INVITATION NOTICE
DCB BANK LTD.
14-SEP-2023
|
|
| 60. |
GAURAV RAO
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE
FEDERAL BANK LTD.,THE
21-NOV-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
