| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 5521. |
SURENDRA KUMAR JAIN
(PAN:AAHPJ8940K)
|
|
|
TWINKLE MERCANTILE & CREDITS PVT.LTD.
(PAN:AAACT3839P)
|
|
|
SHRI NIWAS LEASING & FINANCE LTD.
(PAN:AAACS2978Q)
|
|
|
DHENU BUILDCON INFRA LTD.
(PAN:AAACT1951G)
|
|
|
GOLKONDA ALUMINIUM EXTRUSIONS LTD.
(PAN:AABCP7715M)
|
|
|
TIAAN CONSUMER LTD.
(CIN:L85100GJ1992PLC017397
PAN:AAACR7447K)
|
|
|
UTSAV SECURITIES PVT.LTD.
(PAN:AAACU1214B)
|
|
|
SHANTA AGENCIES PVT.LTD.
(PAN:AAACS9662D)
|
|
SEBI |
INDULGED IN MANIPULATION OF BOOKS OF ACCOUNTS AND FINANCIAL STATEMENTS
VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D),4(1), 4(2)(A) AND 4(2)(F) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DHENU BUILDCON INFRA LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-AUG-2026 UNTIL FURTHER ORDERS
19-AUG-2026
|
|
| 5522. |
SURENDRA KUMAR PATWA
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.8,55,00,000 ALONG WITH OTHER ENTITIES/PERSONS
SAMMAAN CAPITAL LTD. (FORMERLY INDIABULLS HOUSING FINANCE LTD.)
31-DEC-2025
|
|
| 5523. |
SURENDRA PATWA
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.8,55,00,000 ALONG WITH OTHER ENTITIES/PERSONS
SAMMAAN CAPITAL LTD. (FORMERLY INDIABULLS HOUSING FINANCE LTD.)
31-DEC-2025
|
|
| 5524. |
SURENDRA PATWA
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.8,55,00,000 ALONG WITH OTHER ENTITIES/PERSONS
SAMMAAN CAPITAL LTD. (FORMERLY INDIABULLS HOUSING FINANCE LTD.)
31-DEC-2025
|
|
| 5525. |
SURENDRA SINGH
(DIN:00426299)
|
|
|
PRIME CAPITAL MARKET LTD.
(CIN:L67120OR1994PLC003649
PAN:AABCP9313M)
|
|
MCA |
DELAY IN APPOINTMENT OF WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.73,000
03-JUL-2026
|
|
| 5526. |
SURENDRA SINGH
(DIN:00426299)
|
|
|
PRIME CAPITAL MARKET LTD.
(CIN:L67120OR1994PLC003649
PAN:AABCP9313M)
|
|
MCA |
DELAY IN APPOINTMENT OF WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.98,000
09-JUL-2026
|
|
| 5527. |
SURENDRA SINGH
(DIN:00426299)
|
|
|
PRIME CAPITAL MARKET LTD.
(CIN:L67120OR1994PLC003649
PAN:AABCP9313M)
|
|
MCA |
DELAY IN APPOINTMENT OF WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.88,000
03-JUL-2026
|
|
| 5528. |
SURENDRA SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.28,68,792 ALONG WITH OTHER ENTITIES/PERSONS
TATA CAPITAL HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
06-MAY-2026
|
|
| 5529. |
SURENDRA SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.14,63,278 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
26-MAR-2026
|
|
| 5530. |
SURESH
|
|
|
RAHUL FABRICATION
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.8,01,316 ALONG WITH OTHER ENTITIES/PERSONS
SBFC FINANCE LTD.
21-MAY-2026
|
|
| 5531. |
SURESH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.22,72,664 ALONG WITH OTHER ENTITIES/PERSONS
TATA CAPITAL HOUSING FINANCE LTD.
05-AUG-2025
|
|
| 5532. |
SURESH CHAND
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.11,86,281 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
16-JUL-2026
|
|
| 5533. |
SURESH CHAND SHARMA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.4,85,256 ALONG WITH OTHER ENTITIES/PERSONS
DMI HOUSING FINANCE PVT.LTD.
20-MAY-2026
|
|
| 5534. |
SURESH CHANDRA GUPTA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.21,00,275 ALONG WITH OTHER ENTITIES/PERSONS
GRIHUM HOUSING FINANCE LTD. (FORMERLY KNOWN AS POONAWALLA HOUSING FINANCE LTD.)
09-JUL-2026
|
|
| 5535. |
SURESH GARG
|
|
|
AG INDUSTRIES
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
PROHIBITED AND RESTRAINED FROM TRANSFERRING OR CHARGING ATTACHED PROPERTY IN ANY WAY- RS.2,43,05,638
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
SUMMON- RS.2,43,05,638
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
12-MAY-2026
|
|
| 5536. |
SURESH KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.6,17,756 ALONG WITH OTHER ENTITIES/PERSONS
VASTU HOUSING FINANCE CORP.LTD.
17-JUL-2026
|
|
| 5537. |
SURESH KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.6,09,711 ALONG WITH OTHER ENTITIES/PERSONS
UMMEED HOUSING FINANCE PVT.LTD.
16-JUL-2026
|
|
| 5538. |
SURESH KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.8,17,883 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
09-JUL-2025
|
|
| 5539. |
SURESH KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.26,65,153 ALONG WITH OTHER ENTITIES/PERSONS
CHOLAMANDALAM INVESTMENT & FINANCE CO.LTD.
20-APR-2026
|
|
| 5540. |
SURESH KUMAR REDHU
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
PROHIBITED AND RESTRAINED FROM TRANSFERRING OR CHARGING ATTACHED PROPERTY IN ANY WAY- RS.34,51,797
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
SUMMON- RS.34,51,797
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
22-MAY-2026
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
