| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 5121. |
YAMEEN
|
|
|
NEW LOOKS UNISEX SALON
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.12,36,227 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
13-OCT-2025
|
|
| 5122. |
YAMEEN KHAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.12,60,784 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
09-FEB-2026
|
|
| 5123. |
YAMINI SHARMA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.53,03,734 ALONG WITH OTHER ENTITIES/PERSONS
TRUHOME FINANCE LTD. (FORMERLY KNOWN AS SHRIRAM HOUSING FINANCE LTD.)
10-FEB-2026
|
|
| 5124. |
YASH GARG
(PAN:ASCPG7653D)
|
|
|
YASH TRADING ACADEMY
(PAN:ASCPG7653D)
|
|
SEBI |
ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION
PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS
INDULGED IN ACTIVITY OF PORTFOLIO MANAGER WITHOUT SEBI REGISTRATION
|
DIRECTED TO REFUND MONEY RECEIVED FROM CLIENTS/INVESTORS/COMPLAINANT AS FEES OR CONSIDERATION OR IN ANY OTHER FORM IN RESPECT OF UNREGISTERED INVESTMENT ADVISORY ACTIVITIES
DIRECTED TO REFUND MONEY RECEIVED FROM CLIENTS/INVESTORS/COMPLAINANT AS FEES OR CONSIDERATION OR IN ANY OTHER FORM IN RESPECT OF UNREGISTERED PORTFOLIO MANAGER ACTIVITIES
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 27-MAR-2026 TO 26-MAR-2028
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS
DIRECTED TO DEPOSIT REMAINING BALANCE AMOUNT WITH SEBI TO BE KEPT IN ESCROW ACCOUNT
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-MAR-2026 TO 26-MAR-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-MAR-2026 TO 26-MAR-2028
DIRECTED NOT TO UNDERTAKE EITHER DIRECTLY OR INDIRECTLY INVESTMENT ADVISORY SERVICES AND/OR RESEARCH ANALYST ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI FROM 27-MAR-2026 TO 26-MAR-2028
IMPOSED PENALTY RS.16,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-MAR-2026
|
|
| 5125. |
YASH KAPOOR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.17,59,163 ALONG WITH OTHER ENTITIES/PERSONS
HERO HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
12-FEB-2026
|
|
| 5126. |
|
|
YASH KRIYANA STORE
|
|
|
|
MANJU
|
|
|
SUNIL DUTT
|
|
|
SHIV DUTT
|
|
|
SATYA NARAYAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.28,27,662 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
05-JAN-2026
|
|
| 5127. |
YASH MANKOTIA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.23,21,082 ALONG WITH OTHER ENTITIES/PERSONS
INDIABULLS RURAL FINANCE PVT.LTD.
03-FEB-2026
|
|
| 5128. |
YASH PAL
|
|
BANKS |
FAILED TO PAY RENT ON LOCKERS
|
PUBLIC NOTICE- RS.18,000 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF INDIA
20-FEB-2026
|
|
| 5129. |
|
|
YASH TRADING ACADEMY
(PAN:ASCPG7653D)
|
|
|
|
YASH GARG
(PAN:ASCPG7653D)
|
|
SEBI |
ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION
PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS
INDULGED IN ACTIVITY OF PORTFOLIO MANAGER WITHOUT SEBI REGISTRATION
|
DIRECTED TO REFUND MONEY RECEIVED FROM CLIENTS/INVESTORS/COMPLAINANT AS FEES OR CONSIDERATION OR IN ANY OTHER FORM IN RESPECT OF UNREGISTERED INVESTMENT ADVISORY ACTIVITIES
DIRECTED TO REFUND MONEY RECEIVED FROM CLIENTS/INVESTORS/COMPLAINANT AS FEES OR CONSIDERATION OR IN ANY OTHER FORM IN RESPECT OF UNREGISTERED PORTFOLIO MANAGER ACTIVITIES
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 27-MAR-2026 TO 26-MAR-2028
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS
DIRECTED TO DEPOSIT REMAINING BALANCE AMOUNT WITH SEBI TO BE KEPT IN ESCROW ACCOUNT
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-MAR-2026 TO 26-MAR-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-MAR-2026 TO 26-MAR-2028
DIRECTED NOT TO UNDERTAKE EITHER DIRECTLY OR INDIRECTLY INVESTMENT ADVISORY SERVICES AND/OR RESEARCH ANALYST ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI FROM 27-MAR-2026 TO 26-MAR-2028
IMPOSED PENALTY RS.16,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-MAR-2026
|
|
| 5130. |
YASHASVI DUBEY
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.35,86,021 ALONG WITH OTHER ENTITIES/PERSONS
PIRAMAL FINANCE LTD. (FORMERLY KNOWN AS PIRAMAL CAPITAL & HOUSING FINANCE LTD.)
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
10-SEP-2025
|
|
| 5131. |
YASHODA DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.9,90,381 ALONG WITH OTHER ENTITIES/PERSONS
PIRAMAL FINANCE LTD. (FORMERLY KNOWN AS PIRAMAL CAPITAL & HOUSING FINANCE LTD.)
26-MAR-2024
|
|
| 5132. |
YASHODA DEVI
|
|
|
DAKSHA KIRANA STORE
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.7,09,755 ALONG WITH OTHER ENTITIES/PERSONS
SBFC FINANCE LTD.
17-JAN-2026
|
|
| 5133. |
YASHODA DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.6,56,576 ALONG WITH OTHER ENTITIES/PERSONS
PIRAMAL FINANCE LTD. (FORMERLY KNOWN AS PIRAMAL CAPITAL & HOUSING FINANCE LTD.)
26-MAR-2024
|
|
| 5134. |
YASHODA VERMA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.12,02,256 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
08-NOV-2025
|
|
| 5135. |
YASHPAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.2,34,350 ALONG WITH OTHER ENTITIES/PERSONS
UMMEED HOUSING FINANCE PVT.LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
13-NOV-2025
|
|
| 5136. |
YASMEENA BANOO
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.2,87,506
JAMMU & KASHMIR BANK LTD.,THE
01-JUL-2025
|
|
| 5137. |
YASODA DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.33,15,702 ALONG WITH OTHER ENTITIES/PERSONS
SMFG INDIA HOME FINANCE CO.LTD. (FORMERLY FULLERTON INDIA HOME FINANCE CO.LTD.)
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
22-JAN-2026
|
|
| 5138. |
YATIN RISHI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.36,01,338 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
11-NOV-2025
|
|
| 5139. |
YAYATI MISHRA
(PAN:BJOPM8301C)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
MCX |
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
| 5140. |
YAYATI MISHRA
(PAN:BJOPM8301C)
|
|
|
TRDEZ INVESTMENT PVT.LTD.
|
|
mcxccl |
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
23-MAR-2026
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
