| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 441. |
SUNIL GARG
|
|
|
BALAJI RUBBER INDUSTRIES
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.13,56,294 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
29-JUL-2024
|
|
| 442. |
SUNIL GARG
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.22,41,276 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
30-JUL-2024
|
|
| 443. |
SUNIL JINDAL
|
|
|
GLOBAL FASHIONS
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
NOTICE- RS.16,81,119
DEBTS RECOVERY TRIBUNAL-II,DELHI
14-MAY-2024
|
|
| 444. |
SUNIL KALOT
(PAN:BLHPK0027J)
|
|
|
DEBOCK INDUSTRIES LTD.
(PAN:AACCD9561G)
|
|
SEBI |
CONVERTED WARRANTS/ALLOTTED EQUITY SHARES (BOTH TRANCHES) WITHOUT ACTUALLY RECEIVING CONVERSION MONEY
MISSTATED FINANCIAL STATEMENTS FOR THE RELEVANT PERIOD
PREFERENTIAL ISSUE WAS DONE IN FRAUDULENT MANNER AND ALLOTTED SHARES TO ENTITIES WITHOUT RECEIVING ANY CONSIDERATION
MADE FICTITIOUS ISSUE OF WARRANTS AND SUBSEQUENT CONVERSION TO EQUITY SHARES TO FACILITATE COMPANY’S MIGRATION TO MAIN BOARD
DID NOT PROVIDE DETAILS OF UTILISATION OF FUNDS FROM RIGHTS ISSUE AND DID NOT DISCLOSE THE SAME IN FINANCIAL STATEMENTS
SUBMITTED FORGED BANK STATEMENTS TO SHOW RECEIPT OF FUNDS AS APPLICATION MONEY AND UTILIZATION OF ISSUE PROCEEDS IN PREFERENTIAL ISSUE
ISSUED BONUS SHARES FROM RESERVES GENERATED OUT OF INFLATED AND PROFIT GENERATED OUT OF FICTITIOUS SALES AND PURCHASES
GAVE LOAN OF RS.49.05 CRORE TO RELATED PARTY WHICH WAS PARTLY DIVERTED TO PROMOTER/CONNECTED ENTITIES AND NATURO INDIABULLS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-AUG-2024 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-AUG-2024 UNTIL FURTHER ORDERS
DIRECTED TO IMPOUND UNLAWFUL GAIN
DIRECTED TO CREDIT/DEPOSIT AMOUNT OF UNLAWFUL GAINS IN INTEREST BEARING ESCROW ACCOUNT WITH NATIONALIZED BANK WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED NSE TO NOT TO GRANT APPROVAL FOR SCHEME TO AMALGAMATION BETWEEN DEBOCK VENTURES LTD. WITH DEBOCK INDUSTRIES LTD.
DIRECTED SEBI TO INITIATE PROSECUTION PROCEEDINGS AGAINST DEBOCK INDUSTRIES LTD., MR.MUKESH MANVEER SINGH AND MR.SUNIL KALOT AS PER LAW
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
23-AUG-2024
|
|
| 445. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.11,02,397 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
31-JUL-2024
|
|
| 446. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.11,33,370
UNION BANK OF INDIA
16-APR-2024
|
|
| 447. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.16,13,516 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
29-JUL-2024
|
|
| 448. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.20,26,488 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
08-JUL-2024
|
|
| 449. |
SUNIL KUMAR
|
|
|
SLG FASHIONS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.17,87,706 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
22-SEP-2023
|
|
| 450. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.35,10,819
AXIS BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
30-MAR-2024
|
|
| 451. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.10,11,928 ALONG WITH OTHER ENTITIES/PERSONS
BANDHAN BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
22-JUL-2024
|
|
| 452. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.15,23,276 ALONG WITH OTHER ENTITIES/PERSONS
JANA SMALL FINANCE BANK LTD.
22-JUL-2024
|
|
| 453. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.47,66,401 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
29-JUL-2024
|
|
| 454. |
SUNIL KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.15,18,996 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
31-JUL-2024
|
|
| 455. |
SUNIL KUMAR AGARWAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.29,72,363 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
29-JUL-2024
|
|
| 456. |
SUNIL KUMAR AGRWAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.3,87,224 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
25-JUL-2024
|
|
| 457. |
SUNIL KUMAR CHAUHAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.5,99,640 ALONG WITH OTHER ENTITIES/PERSONS
INDIA SHELTER FINANCE CORP.LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
09-AUG-2024
|
|
| 458. |
SUNIL KUMAR JHA
|
|
|
JHA ELECTRICALS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.11,79,919 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
09-MAY-2024
|
|
| 459. |
SUNIL KUMAR PANDA
(PAN:ANBPP2853L)
|
|
|
GREEN INDIA INFRA PROJECTS LTD.
(CIN:U70101OR2010PLC011546
PAN:AADCG7271P)
|
|
SEBI |
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
DIRECTED TO REFUND MONEY COLLECTED THROUGH ALLOTMENT OF OPTIONALLY FULLY CONVERTIBLE DEBENTURES ALONGWITH INTEREST @15% PER ANNUM
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT TO SEBI COMPLETE DETAILS OF THEIR ASSETS (ALONGWITH PROOFS THEREOF) CERTIFIED BY A PEER REVIEWED CHARTERED ACCOUNTANT
PERMITTED TO SELL ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN AN ESCROW ACCOUNT OPENED WITH NATIONALISED BANK
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO SUBMIT REPAYMENT REPORT TO SEBI CERTIFIED BY TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 27-AUG-2024 TO 26-AUG-2028
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-AUG-2024 TO 26-AUG-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-AUG-2024 TO 26-AUG-2028
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 27-AUG-2024 TO 26-AUG-2028
27-AUG-2024
|
|
| 460. |
SUNIL PANDEY
|
|
|
MAA DURGA ENTERPRISES
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.11,69,000 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
29-JUL-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
