| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 3781. |
VIVEK AGARWAL
|
|
|
GOOD DAY RETAILS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.1,47,06,572 ALONG WITH OTHER ENTITIES/PERSONS
INDUSIND BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
06-FEB-2023
|
|
| 3782. |
VIVEK BENARA
|
|
|
BENARA BEARINGS & PISTONS LTD.
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.37,46,44,260 ALONG WITH OTHER ENTITIES/PERSONS
AXIS BANK LTD.
25-APR-2024
|
|
| 3783. |
VIVEK MAHENDRAGIRI RAMDATI
(PAN:BQVPR8043L)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3784. |
VIVEKANAND DAJI PATANKAR
(PAN:ALTPP0349K)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3785. |
|
|
VKJ INFRADEVELOPERS LTD.
(CIN:L45400DL2010PLC200014)
|
|
|
BSE |
DELAYED SUBMISSION OF SHAREHOLDING PATTERN FOR THE QUARTER ENDED 30-SEP-2024
|
IMPOSED FINE RS.2,360
30-SEP-2024
|
|
| 3786. |
|
|
VRP FINANCIAL SERVICES PVT.LTD.
(PAN:AAACV7147C)
|
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3787. |
|
|
VSD CONFIN LTD.
|
|
|
BSE |
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
|
IMPOSED FINE RS.2,53,700
30-SEP-2024
|
|
| 3788. |
|
|
VXL INSTRUMENTS LTD.
|
|
|
BSE |
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-SEP-2024
|
IMPOSED FINE RS.97,940
30-SEP-2024
|
|
| 3789. |
|
|
WADHAWAN GLOBAL CAPITAL PVT.LTD.
(PAN:AAACW9811G)
|
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3790. |
|
|
WALLACE BROTHERS TRADING & INDUSTRIAL LTD.
(PAN:AABCW4361N)
|
|
|
SEBI |
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE AFTER BECOME PART OF THE PROMOTER GROUP VIOLATING REGULATION 7(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.34,70,785 VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 3791. |
|
|
WALLACE BROTHERS TRADING & INDUSTRIAL LTD.
(PAN:AABCW4361N)
|
|
|
SEBI |
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 3792. |
|
|
WANBURY LTD.
(Old Name : PEARL ORGANICS LTD.)
|
|
|
NSE |
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z CATEGORY
23-DEC-2024
|
|
| 3793. |
|
|
WANBURY LTD.
(Old Name : PEARL ORGANICS LTD.)
|
|
|
MSEI |
TRANSFERRED TRADING IN SECURITIES OF THE COMPANY TO BZ SERIES ON PRIMARY STOCK EXCHANGE
|
SECURITIES SHIFTED TO BZ SERIES
03-JAN-2025
|
|
| 3794. |
|
|
WANBURY LTD.
(Old Name : PEARL ORGANICS LTD.)
|
|
|
BSE |
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP
23-DEC-2024
|
|
| 3795. |
WARYAM SINGH
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
DEMAND NOTICE- RS.79,69,817
DEBTS RECOVERY TRIBUNAL-I,CHANDIGARH
06-NOV-2024
|
|
| 3796. |
WASIM ALI BEG
|
|
|
ASFAQ ALI BEG & SONS LAYER FARMS & FEEDS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.72,82,051 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
29-AUG-2024
|
|
| 3797. |
|
|
WELCAST STEELS LTD.
|
|
|
BSE |
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE RS.68,440
30-SEP-2024
|
|
| 3798. |
|
|
WELLINDIA SECURITIES LTD.
(PAN:AABCR5196G)
|
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3799. |
|
|
WHITE ORGANIC RETAIL LTD.
|
|
|
BSE |
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP
23-DEC-2024
|
|
| 3800. |
|
|
WHITE ORGANIC RETAIL LTD.
|
|
|
BSE |
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS FOR THE QUARTER ENDED 30-SEP-2024
|
IMPOSED FINE RS.28,320
30-SEP-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
