| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 3661. |
SUMIT KUMAR DAS
(DIN:06490177
PAN:AQIPD2277J)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3662. |
SUMIT KUMAR SINGH
|
|
|
R K INDUSTRIES
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.31,14,523 ALONG WITH OTHER ENTITIES/PERSONS
UNITY SMALL FINANCE BANK LTD.
06-NOV-2024
|
|
| 3663. |
SUMIT MANN
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
SUMMON- RS.45,47,446
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
19-OCT-2024
|
|
| 3664. |
SUMIT MANN (CO-OBLIGANT)
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
SUMMON- RS.42,66,377
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
17-OCT-2024
|
|
| 3665. |
SUMIT MANN
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
SUMMON- RS.26,18,627
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
17-OCT-2024
|
|
| 3666. |
SUMIT MANN (CO-OBLIGANT)
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
SUMMON- RS.43,90,623
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
17-OCT-2024
|
|
| 3667. |
SUMIT SINGH BHADAURIYA
|
|
|
SKY VAULT TRAVELS PVT.LTD.
|
|
|
SEVEN SEAS TRAVELS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.41,57,089 ALONG WITH OTHER ENTITIES/PERSONS
ANAND RATHI GLOBAL FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
12-DEC-2024
|
|
| 3668. |
SUMIT SONTHALIA
(PAN:ALAPS2324Q)
|
|
SEBI |
INDULGED IN EXTENDED FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING CLAUSE (C) OF SUB-REGULATION (1) OF REGULATION 2 OF THE PFUTP REGULATIONS AND SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003
|
DIRECTED TO IMPOUND UNLAWFUL GAIN
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
02-JAN-2025
|
|
| 3669. |
|
|
SUMITOMO CHEMICAL INDIA PVT.LTD.
|
|
|
BSE |
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
|
IMPOSED FINE RS.29,500
30-SEP-2024
|
|
| 3670. |
SUMITRA DEVI
|
|
|
PERFECT DISPLAY COUNTERS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.25,98,989 ALONG WITH OTHER ENTITIES/PERSONS
U GRO CAPITAL LTD.
05-JUL-2024
|
|
| 3671. |
SUMON SARKAR
(DIN:02767331
PAN:BJGPS2760H)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3672. |
|
|
SUN TV NETWORK LTD.
|
|
|
BSE |
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 18(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 20(2)/20(2A) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 21(2) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE RS.76,700
30-SEP-2024
|
|
| 3673. |
SUNAINA PATEL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.18,70,618 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
09-DEC-2024
|
|
| 3674. |
SUNANDA SOOD
|
|
BANKS |
FAILED TO PAY RENT ON LOCKERS
|
PUBLIC NOTICE- RS.21,000
BANK OF INDIA
21-DEC-2024
|
|
| 3675. |
SUNDER GOSWAMI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.75,89,060 ALONG WITH OTHER ENTITIES/PERSONS
AUTHUM INVESTMENT & INFRASTRUCTURE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
19-JUL-2024
|
|
| 3676. |
SUNDER SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.10,60,348 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
27-AUG-2024
|
|
| 3677. |
SUNEET KUMAR
|
|
|
AMIT BOOK CO.PVT.LTD.
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.60,68,291 ALONG WITH OTHER ENTITIES/PERSONS
CHOLAMANDALAM INVESTMENT & FINANCE CO.LTD.
06-DEC-2024
|
|
| 3678. |
SUNEET SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.16,44,711 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
04-MAY-2024
|
|
| 3679. |
SUNEETA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.20,98,287 ALONG WITH OTHER ENTITIES/PERSONS
DCB BANK LTD.
31-JUL-2024
|
|
| 3680. |
SUNEETA GUPTA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.4,54,494 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
04-MAY-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
