| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 3261. |
SANJAY SOHAN SINGH DHIRWAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.39,77,676 ALONG WITH OTHER ENTITIES/PERSONS
STATE BANK OF INDIA
31-OCT-2024
|
|
| 3262. |
SANJAY SONI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.25,96,324 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
30-APR-2024
|
|
| 3263. |
SANJAY TAPARIA
(PAN:ABLPT6566E)
|
|
SEBI |
INDULGED IN EXTENDED FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING CLAUSE (C) OF SUB-REGULATION (1) OF REGULATION 2 OF THE PFUTP REGULATIONS AND SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003
|
DIRECTED TO IMPOUND UNLAWFUL GAIN
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
02-JAN-2025
|
|
| 3264. |
SANJEET KUMAR SHARMA
(PAN:AQAPS4323C)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3265. |
SANJEEV
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.10,47,357 ALONG WITH OTHER ENTITIES/PERSONS
INDIA SHELTER FINANCE CORP.LTD.
11-DEC-2024
|
|
| 3266. |
SANJEEV KUMAR
|
|
|
SHREE BALAJI TIMBER STORE
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.36,47,931 ALONG WITH OTHER ENTITIES/PERSONS
STATE BANK OF INDIA
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
14-OCT-2024
|
|
| 3267. |
SANJEEV KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.19,55,812 ALONG WITH OTHER ENTITIES/PERSONS
SMFG INDIA HOME FINANCE CO.LTD. (FORMERLY FULLERTON INDIA HOME FINANCE CO.LTD.)
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
20-NOV-2024
|
|
| 3268. |
SANJEEV KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.9,79,992 ALONG WITH OTHER ENTITIES/PERSONS
STATE BANK OF INDIA
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
14-OCT-2024
|
|
| 3269. |
SANJEEV KUMAR
|
|
|
CHOPRA GOODS CARRIES
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.46,71,718 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
16-DEC-2024
|
|
| 3270. |
SANJEEV KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.1,21,000 ALONG WITH OTHER ENTITIES/PERSONS
SHIVALIK SMALL FINANCE BANK LTD.
21-AUG-2024
|
|
| 3271. |
SANJEEV KUMAR ARORA
|
|
|
KISHAN LAL MAQSUDAN LAL,M/S
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
DEMAND NOTICE- RS.25,33,261
DEBTS RECOVERY TRIBUNAL,DEHRADUN
03-OCT-2024
|
|
| 3272. |
SANJEEV SINGH
(PAN:AXYPS2851E)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3273. |
SANJEEV THAITHAI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.27,35,602
PUNJAB NATIONAL BANK
27-SEP-2024
|
|
| 3274. |
SANJOY KUMAR LAYEK
(PAN:ABWPL7019B)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3275. |
SANJOY KUMAR MAITI
(PAN:APQPM8659A)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3276. |
SANJOY MITRA
(PAN:AHKPM6164A)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3277. |
SANJU
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE
SARVASVA CAPITAL FINANCE PVT.LTD.
14-DEC-2024
|
|
| 3278. |
SANKAR BHATTACHARYA
(PAN:AZFPB1929H)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3279. |
|
|
SANMATI OVERSEAS
|
|
|
|
SHWETA JAIN
|
|
|
MANISH JAIN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.48,60,422 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF BARODA
22-JUL-2024
|
|
| 3280. |
SANOVER SULTANA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.15,41,547 ALONG WITH OTHER ENTITIES/PERSONS
AADHAR HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
10-DEC-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
