| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 3201. |
SHWETA RAI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.26,94,359 ALONG WITH OTHER ENTITIES/PERSONS
DEWAN HOUSING FINANCE CORP.LTD. (PRESENTLY KNOWN AS PIRAMAL CAPITAL & HOUSING FINANCE LTD.)
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
05-MAY-2023
|
|
| 3202. |
SHWETA VASHISTH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.3,67,572 ALONG WITH OTHER ENTITIES/PERSONS
UNION BANK OF INDIA
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
14-AUG-2024
|
|
| 3203. |
SHYAM
|
|
|
SHYAM FUSION
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.10,88,450 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
09-MAY-2024
|
|
| 3204. |
|
|
SHYAM FUSION
|
|
|
|
KAMLA DEVI
|
|
|
SHYAM
|
|
|
PAHAL SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.10,88,450 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
09-MAY-2024
|
|
| 3205. |
|
|
SHYAM INDOFAB PVT.LTD.
(PAN:AARCS6679R)
|
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
SUMMON- RS.20,34,46,978
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
06-DEC-2024
|
|
| 3206. |
SHYAM LAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.9,27,163 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
20-OCT-2023
|
|
| 3207. |
|
|
SHYAM MULTICOMMODITY
|
|
|
nccl |
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
03-SEP-2024
|
|
| 3208. |
SHYAM SARAOGI
(PAN:AQZPS7213E)
|
|
|
SALASAR STOCK BROKING LTD.
(PAN:AADCS8020Q)
|
|
SEBI |
INDULGED IN EXTENDED FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING CLAUSE (C) OF SUB-REGULATION (1) OF REGULATION 2 OF THE PFUTP REGULATIONS AND SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003
|
DIRECTED TO IMPOUND UNLAWFUL GAIN
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
02-JAN-2025
|
|
| 3209. |
SHYAM SINGH
|
|
|
SKC PROJECTS PVT.LTD.
|
|
|
D V BUILDINFRA PVT.LTD.
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.1,17,04,457 ALONG WITH OTHER ENTITIES/PERSONS
CSL FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
05-DEC-2024
|
|
| 3210. |
SHYAM SUNDAR DEY
(PAN:AHHPD9400B)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3211. |
SHYAM SUNDER GARG
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.19,17,763 ALONG WITH OTHER ENTITIES/PERSONS
CHOLAMANDALAM INVESTMENT & FINANCE CO.LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
13-AUG-2024
|
|
| 3212. |
SHYAM VIKRAM SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.31,94,171 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
08-OCT-2024
|
|
| 3213. |
SHYAMNARAYAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.22,27,635 ALONG WITH OTHER ENTITIES/PERSONS
GRIHUM HOUSING FINANCE LTD. (FORMERLY KNOWN AS POONAWALLA HOUSING FINANCE LTD.)
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
09-DEC-2024
|
|
| 3214. |
|
|
SI DIGI SALES
(PAN:ADNFS7110B)
|
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3215. |
SIDDHARTH JAY MARATHE
(PAN:BOLPM1668G)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3216. |
SIDDHARTHA KAYAL
(PAN:AFCPK5677G)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3217. |
SIDDHARTHA KAYAL
(PAN:AFCPK5677G)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3218. |
SIDDHARTHA KAYAL
(PAN:AFCPK5677G)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3219. |
SIDDHRAJ BAFNA
(PAN:AFXPB6525P)
|
|
NSDL |
NON DELIVERY OF SCN AND/OR SEBI ORDERS
|
DEACTIVATED PAN AND/OR DEMAT ACCOUNTS
17-JAN-2024
|
|
| 3220. |
|
|
SIGNPOST INDIA PVT.LTD.
|
|
|
BSE |
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
|
IMPOSED FINE RS.3,12,700
30-SEP-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
