| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301. |
MUKESH KUMAR VERMA
|
|
|
ADITYA ELECTRONICS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.26,63,746 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
30-JUL-2024
|
|
| 302. |
MUKESH MANVEER SINGH
(PAN:AMHPM1429Q)
|
|
|
DEBOCK INDUSTRIES LTD.
(PAN:AACCD9561G)
|
|
SEBI |
CONVERTED WARRANTS/ALLOTTED EQUITY SHARES (BOTH TRANCHES) WITHOUT ACTUALLY RECEIVING CONVERSION MONEY
MISSTATED FINANCIAL STATEMENTS FOR THE RELEVANT PERIOD
PREFERENTIAL ISSUE WAS DONE IN FRAUDULENT MANNER AND ALLOTTED SHARES TO ENTITIES WITHOUT RECEIVING ANY CONSIDERATION
MADE FICTITIOUS ISSUE OF WARRANTS AND SUBSEQUENT CONVERSION TO EQUITY SHARES TO FACILITATE COMPANY’S MIGRATION TO MAIN BOARD
DID NOT PROVIDE DETAILS OF UTILISATION OF FUNDS FROM RIGHTS ISSUE AND DID NOT DISCLOSE THE SAME IN FINANCIAL STATEMENTS
SUBMITTED FORGED BANK STATEMENTS TO SHOW RECEIPT OF FUNDS AS APPLICATION MONEY AND UTILIZATION OF ISSUE PROCEEDS IN PREFERENTIAL ISSUE
ISSUED BONUS SHARES FROM RESERVES GENERATED OUT OF INFLATED AND PROFIT GENERATED OUT OF FICTITIOUS SALES AND PURCHASES
GAVE LOAN OF RS.49.05 CRORE TO RELATED PARTY WHICH WAS PARTLY DIVERTED TO PROMOTER/CONNECTED ENTITIES AND NATURO INDIABULLS LTD.
|
DIRECTED TO BRING BACK COMPLETE RIGHTS ISSUE FUNDS OTHER THAN THE AMOUNT DIRECTED TO BE IMPOUNDED BY MS.PRIYANKA SHARMA
RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OTHER THAN DEBOCK INDUSTRIES LTD., OR ANY INTERMEDIARY REGISTERED WITH SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-AUG-2024 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-AUG-2024 UNTIL FURTHER ORDERS
DIRECTED TO IMPOUND UNLAWFUL GAIN
DIRECTED TO CREDIT/DEPOSIT AMOUNT OF UNLAWFUL GAINS IN INTEREST BEARING ESCROW ACCOUNT WITH NATIONALIZED BANK WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED NSE TO NOT TO GRANT APPROVAL FOR SCHEME TO AMALGAMATION BETWEEN DEBOCK VENTURES LTD. WITH DEBOCK INDUSTRIES LTD.
DIRECTED SEBI TO INITIATE PROSECUTION PROCEEDINGS AGAINST DEBOCK INDUSTRIES LTD., MR.MUKESH MANVEER SINGH AND MR.SUNIL KALOT AS PER LAW
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
23-AUG-2024
|
|
| 303. |
MUKESH SHARMA
|
|
|
DIAMOND SWEETS
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.32,50,686 ALONG WITH OTHER ENTITIES/PERSONS
SHRIRAM HOUSING FINANCE LTD.
06-APR-2024
|
|
| 304. |
MUKESH SINGH
|
|
|
NAJAFGARH GRAPHIX
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.18,04,940 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
07-FEB-2024
|
|
| 305. |
MUKESH TYAGI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.17,04,119 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
29-JUL-2024
|
|
| 306. |
MUKESHWATI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.6,54,955 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
04-APR-2024
|
|
| 307. |
MUKHTAROON NISHA
|
|
|
RAZA ENTERPRISES
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.8,69,706 ALONG WITH OTHER ENTITIES/PERSONS
KOTAK MAHINDRA BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
29-DEC-2023
|
|
| 308. |
MUKIM
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.6,28,255 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
05-FEB-2024
|
|
| 309. |
MUKUL KUMAR
|
|
|
BHOLEY BABA TRADERS
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
NOTICE- RS.59,44,174
DEBTS RECOVERY TRIBUNAL,LUCKNOW
11-JUL-2024
|
|
| 310. |
MUKUNDA KUMAR SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.10,31,220
GIC HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
23-AUG-2023
|
|
| 311. |
MUMTAJ ALI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.11,25,821 ALONG WITH OTHER ENTITIES/PERSONS
INDIAN BANK
08-MAY-2024
|
|
| 312. |
MUMTAZ
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.4,32,509
INDIAN BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
10-MAY-2024
|
|
| 313. |
MUMTAZ ALI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.31,78,475 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
30-JUL-2024
|
|
| 314. |
MUNDRESH BHATI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.9,36,677 ALONG WITH OTHER ENTITIES/PERSONS
UJJIVAN SMALL FINANCE BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
24-MAY-2024
|
|
| 315. |
MUNNA LAL KUSHWAH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.5,80,425 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
09-AUG-2024
|
|
| 316. |
|
|
MUNNA MOBILES
|
|
|
|
SHIVA NAND RASTOGI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.29,38,568 ALONG WITH OTHER ENTITIES/PERSONS
UNION BANK OF INDIA
06-MAY-2022
|
|
| 317. |
MUNNI DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.42,41,461 ALONG WITH OTHER ENTITIES/PERSONS
PIRAMAL CAPITAL & HOUSING FINANCE LTD. (FORMERLY KNOWN AS DEWAN HOUSING FINANCE CORP.LTD.)
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
01-NOV-2023
|
|
| 318. |
MUNNI TOMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.29,49,021 ALONG WITH OTHER ENTITIES/PERSONS
ICICI BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
08-DEC-2023
|
|
| 319. |
MURARI KUMAR JHA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.14,54,292 ALONG WITH OTHER ENTITIES/PERSONS
GIC HOUSING FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
07-MAY-2024
|
|
| 320. |
MURARI LAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.10,42,923
CANARA BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
16-MAY-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
