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Recent Additions to the Website

Recent Additions to the Website

The new records added to the website during 15 days preceding today are listed in an alphabetical order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z ALL

S. NO.

PERSON

ENTITY

COMPETENT AUTHORITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

2941.

ROBIN SINGH

BANKS

DEFAULTED IN REPAYMENT OF LOANS

DEMAND NOTICE/ NOTICE- RS.37,64,077 ALONG WITH OTHER ENTITIES/PERSONS
CAN FIN HOMES LTD.

09-DEC-2024

2942.

ROHAN GOSAIN

RJSB SALE & SERVICES

BANKS

DEFAULTED IN REPAYMENT OF LOANS

DEMAND NOTICE/ NOTICE- RS.41,36,426 ALONG WITH OTHER ENTITIES/PERSONS
ADITYA BIRLA HOUSING FINANCE LTD.

RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER

09-DEC-2024

2943.

ROHAN MEHTA

PCI LTD.

PRIME HITECH ENGINEERING LTD.

BANKS

DEFAULTED IN REPAYMENT OF LOANS

POSSESSION NOTICE- RS.85,03,78,054 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK

RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER

19-SEP-2024

2944.

ROHAN METALS PVT.LTD.

VANDANA SONI

SUNIL KUMAR SONI

BANKS

DEFAULTED IN REPAYMENT OF LOANS

POSSESSION NOTICE- RS.46,24,245 ALONG WITH OTHER ENTITIES/PERSONS
SAMMAAN CAPITAL LTD. (FORMERLY INDIABULLS HOUSING FINANCE LTD.)

25-SEP-2024

2945.

ROHISH SHARMA

BANKS

DEFAULTED IN REPAYMENT OF LOANS

AUCTION NOTICES/ NOTICES FOR SALE- RS.1,05,544
HDFC BANK LTD.

17-DEC-2024

2946.

ROHIT

BANKS

DEFAULTED IN REPAYMENT OF LOANS

AUCTION NOTICES/ NOTICES FOR SALE- RS.32,12,972 ALONG WITH OTHER ENTITIES/PERSONS
HERO FINCORP LTD.

29-OCT-2024

2947.

ROHIT CHAUDHARY

BANKS

DEFAULTED IN REPAYMENT OF LOANS

DEMAND NOTICE/ NOTICE- RS.30,88,007 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.

12-DEC-2024

2948.

ROHIT DAYAMA

BANKS

DEFAULTED IN REPAYMENT OF LOANS

POSSESSION NOTICE- RS.50,04,498
GIC HOUSING FINANCE LTD.

RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER

31-JUL-2021

2949.

ROHIT GADIA

(PAN:AGXPG1899A)

CAPITALVIA GLOBAL RESEARCH LTD.

(PAN:AADCC5782H)

SEBI

REPRESENTATIVES/EMPLOYEES DID NOT HAVE REQUISITE QUALIFICATION AND CERTIFICATION

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

ENGAGED IN CONTRARY TRANSACTIONS WITH REFERENCE TO INVESTMENT ADVICE RENDERED WITHIN FIFTEEN DAYS FROM DATE OF ADVICE

CHARGED UNREASONABLE, ARBITRARILY AND INCONSISTENT FEE

SOLD PRODUCTS TO CLIENTS WHICH WERE NOT SUITABLE TO RISK PROFILE OF THE CLIENTS

DID NOT ASSESS SUITABILITY OF INVESTMENT ADVICE AND MAINTAIN APPROPRIATE STANDARDS OF CONDUCT

DID NOT MONITOR COMPLIANCES AS COMPLIANCE OFFICER

IMPOSED PENALTY RS.33,00,000 ALONG WITH OTHER ENTITIES/PERSONS

27-DEC-2024

2950.

ROHIT GUPTA

(PAN:APBPG3984P)

NSDL

NON DELIVERY OF SCN AND/OR SEBI ORDERS

DEACTIVATED PAN AND/OR DEMAT ACCOUNTS

17-JAN-2024

2951.

ROHIT KUMAR

NEW HOTEL SHIVA

BANKS

DEFAULTED IN REPAYMENT OF LOANS

POSSESSION NOTICE- RS.13,90,567 ALONG WITH OTHER ENTITIES/PERSONS
INDIAN BANK

19-JUL-2024

2952.

ROHIT KUMAR

BANKS

DEFAULTED IN REPAYMENT OF LOANS

DEMAND NOTICE/ NOTICE- RS.16,92,848 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.

27-NOV-2024

2953.

ROHIT KUMAR SINGH

BANKS

DEFAULTED IN REPAYMENT OF LOANS

DEMAND NOTICE/ NOTICE- RS.18,84,410 ALONG WITH OTHER ENTITIES/PERSONS
HDFC BANK LTD.

29-NOV-2024

2954.

ROHIT SABHARWAL

BANKS

DEFAULTED IN REPAYMENT OF LOANS

AUCTION NOTICES/ NOTICES FOR SALE- RS.1,32,182
HDFC BANK LTD.

16-DEC-2024

2955.

ROHIT SALGAOCAR

SEBI

INDULGED IN EXTENDED FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING CLAUSE (C) OF SUB-REGULATION (1) OF REGULATION 2 OF THE PFUTP REGULATIONS AND SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003

DIRECTED TO IMPOUND UNLAWFUL GAIN

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-JAN-2025 UNTIL FURTHER ORDERS

PROHIBITED BEING ASSOCIATED WITH ANY INTERMEDIARY OR ANY ENTITY REGISTERED WITH SEBI FROM 02-JAN-2025 UNTIL FURTHER ORDERS

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

02-JAN-2025

2956.

ROHIT SHARMA

BANKS

DEFAULTED IN REPAYMENT OF LOANS

AUCTION NOTICES/ NOTICES FOR SALE- RS.46,62,621 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK

06-APR-2021

2957.

ROHIT SHARMA

BANKS

DEFAULTED IN REPAYMENT OF LOANS

AUCTION NOTICES/ NOTICES FOR SALE- RS.37,09,029
PUNJAB NATIONAL BANK

24-JUL-2020

2958.