| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1. |
|
U P STEELS
|
|
|
|
NOORUDDIN T.KHAN
|
|
|
MD.YUSUF KUDCHIWALE
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.56,00,000 ALONG WITH OTHER ENTITIES/PERSONS
UNION BANK OF INDIA
31-MAR-2025
|
|
| 2. |
|
|
U.P.CIVIL SECRETARIAT PRIMARY CO-OPERATIVE BANK LTD.,THE
|
|
|
RBI |
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1949
|
RESTRAINED FROM GRANTING OR RENEWING ANY LOAN /ADVANCES, MAKE ANY INVESTMENT, INCUR ANY LIABILITIES INCLUDING BORROWAL OF FUNDS AND ACCEPTANCE OF FRESH DEPOSITS, DISBURSE OR AGREE TO DISBURSE ANY PAYMENT WHETHER IN DISCHARGE OF ITS LIABILITIES AND OBLIGATIONS OR OTHERWISE, ENTER INTO ANY COMPROMISE OR ARRANGEMENT AND SELL, TRANSFER OR OTHERWISE DISPOSE OF ANY OF ITS PROPERTIES OR ASSETS FROM 11-MAR-2026 TO 10-SEP-2026
11-MAR-2026
|
|
| 3. |
UDAY MEHTA
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.26,00,000
STANDARD CHARTERED BANK
31-MAR-2025
|
|
| 4. |
UDIP KUMAR KATHARIYA
|
|
|
OM TRADING CO.
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.1,07,00,000 ALONG WITH OTHER ENTITIES/PERSONS
INDIAN OVERSEAS BANK
31-MAR-2025
|
|
| 5. |
UJJAWAL JAIN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.1,42,83,136 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF BARODA
04-DEC-2025
|
|
| 6. |
UJMA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.9,64,945 ALONG WITH OTHER ENTITIES/PERSONS
JANA SMALL FINANCE BANK LTD.
15-JUL-2025
|
|
| 7. |
ULLAS SUGUNAN
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.71,00,000
STANDARD CHARTERED BANK
31-MAR-2025
|
|
| 8. |
UMA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.13,55,068
BAJAJ HOUSING FINANCE LTD.
04-NOV-2025
|
|
| 9. |
UMA DEVI GOEL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.49,56,000 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
02-AUG-2024
|
|
| 10. |
UMA DEVI GOEL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.51,77,000 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
20-NOV-2024
|
|
| 11. |
UMA KUMARI
|
|
|
GURU GORAKH NATH ENT UDYOG
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.35,18,532 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
17-NOV-2025
|
|
| 12. |
UMA SHANKAR KUSHWAHA
(DIN:07475138)
|
|
|
JANHIT BENEFIT NIDHI (INDIA) LTD.
(CIN:U65191UP2016PLC077383)
|
|
MCA |
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
16-DEC-2025
|
|
| 13. |
UMA SHANKAR KUSHWAHA
(DIN:07475138)
|
|
|
JANHIT BENEFIT NIDHI (INDIA) LTD.
(CIN:U65191UP2016PLC077383)
|
|
MCA |
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
16-DEC-2025
|
|
| 14. |
UMA SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.2,82,185 ALONG WITH OTHER ENTITIES/PERSONS
UNION BANK OF INDIA
07-JAN-2026
|
|
| 15. |
UMA VISHWAS TAPASWI
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.56,00,000
STANDARD CHARTERED BANK
31-MAR-2025
|
|
| 16. |
UMARAWATI DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.27,87,806 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
07-OCT-2025
|
|
| 17. |
UMESH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.42,89,655
STATE BANK OF INDIA
20-JAN-2026
|
|
| 18. |
UMESH S.B.
|
|
|
S P BUILDERS & DEVELOPERS
|
|
BANKS |
WILFUL DEFAULTER
|
NON-SUIT FILED- RS.35,00,000 ALONG WITH OTHER ENTITIES/PERSONS
KARNATAKA BANK LTD.,THE
31-MAR-2025
|
|
| 19. |
UMESH SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.18,40,415 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
07-NOV-2025
|
|
| 20. |
UMESHKUMAR SHAH
(PAN:ANCPS7009L)
|
|
SEBI |
AIDED AND ABETTED OTHER ENTITIES/PERSONS IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF RETRO GREEN REVOLUTION LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 17-MAR-2026 TO 16-MAR-2029
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 17-MAR-2026 TO 16-MAR-2029
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING PAYMENT OF PENALTY
IMPOSED PENALTY RS.5,00,000
17-MAR-2026
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
