| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1. |
|
4A SECURITIES LTD.
(PAN:AACCD8482C)
|
|
|
BSE |
DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-APR-2026
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-APR-2026
02-APR-2026
|
|
| 2. |
|
|
4A SECURITIES LTD.
(PAN:AACCD8482C)
|
|
|
|
SHYORAJ SINGH BHATI
(PAN:AFRPB5868F)
|
|
|
KAPIL KUMAR
(PAN:ABAPK1232B)
|
|
|
KUNDAN MENDA
(PAN:ALJPM3788K)
|
|
|
ARVIND KUMAR SRIVASTAVA
(PAN:AFHPS1231F)
|
|
|
MOHAMMAD NAEEM
(PAN:AMPFN9637F)
|
|
NSE |
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
02-APR-2026
|
|
| 3. |
|
|
4A SECURITIES LTD.
(PAN:AACCD8482C)
|
|
|
NSCCL |
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-APR-2026
02-APR-2026
|
|
| 4. |
|
|
4A SECURITIES LTD.
(PAN:AACCD8482C)
|
|
|
NSE |
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-APR-2026
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-APR-2026
02-APR-2026
|
|
| 5. |
|
|
A MART
|
|
|
|
MAHESH CHANDRA
|
|
|
ANKIT GUPTA
|
|
|
SAKSHI GUPTA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.1,24,12,529 ALONG WITH OTHER ENTITIES/PERSONS
IDFC FIRST BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
16-JAN-2026
|
|
| 6. |
|
|
A N BUILDWELL PVT.LTD.
|
|
|
|
HIMANI ANAND
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
DEMAND NOTICE- RS.66,05,324
DEBTS RECOVERY TRIBUNAL-II,CHANDIGARH
05-JAN-2026
|
|
| 7. |
A.GOPIKRISHNA
|
|
CBI |
INDULGED IN GENERATION AND ISSUANCE OF INCOME TAX REFUNDS THROUGH MANIPULATION OF SYSTEM USING FORGED DOCUMENTS AND FICTITIOUS IDENTITIES THEREBY CAUSING A WRONGFUL LOSS OF RS.2.38 CRORE (APPROX.) TO INCOME TAX DEPARTMENT
|
RIGOROUS IMPRISONMENT FOR FOUR YEARS AND FINE RS.2,40,000 ALONG WITH OTHER ENTITIES/PERSONS
27-MAR-2026
|
|
| 8. |
AABIDA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.8,04,597 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
03-FEB-2026
|
|
| 9. |
AADESH KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.7,90,424 ALONG WITH OTHER ENTITIES/PERSONS
AADHAR HOUSING FINANCE LTD.
06-SEP-2024
|
|
| 10. |
|
|
AADHAAR VENTURES INDIA LTD.
(Old Name : PRRANETA INDUSTRIES LTD.)
(CIN:L67120GJ1995PLC024449
PAN:AABCP4155F)
|
|
|
BSE |
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 06-APR-2026
23-MAR-2026
|
|
| 11. |
AAKANSHA SINGHAL
(DIN:10147662)
|
|
|
HEXAFUN PVT.LTD.
(CIN:U47912DL2023PTC413622)
|
|
MCA |
UTILIZED FUNDS RAISED THROUGH PRIVATE PLACEMENT BEFORE FILING RETURN OF ALLOTMENT IN E-FORM PAS-3 VIOLATING SECTION 42(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
14-OCT-2025
|
|
| 12. |
AAKANSHA SINGHAL
(DIN:10147662)
|
|
|
HEXAFUN PVT.LTD.
(CIN:U47912DL2023PTC413622)
|
|
MCA |
DELAY IN FILING OF E-FORM MGT-14 FOR SPECIAL RESOLUTION PASSED FOR ALLOTMENTS OF EQUITY SHARES AND COMPULSORY CONVERTIBLE DEBENTURE VIOLATING SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.11,500
29-SEP-2025
|
|
| 13. |
AAKANSHA SINGHAL
(DIN:10147662)
|
|
|
HEXAFUN PVT.LTD.
(CIN:U47912DL2023PTC413622)
|
|
MCA |
DELAY IN FILING OF E-FORM PAS-3 PURSUANT TO ALLOTMENT OF COMPULSORY CONVERTIBLE DEBENTURES VIOLATING SECTION 42(8) OF THE COMPANIES ACT, 2013 READ WITH RULE 14(6) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.25,500
30-SEP-2025
|
|
| 14. |
AAKANSHA SINGHAL
(DIN:10147662)
|
|
|
HEXAFUN PVT.LTD.
(CIN:U47912DL2023PTC413622)
|
|
MCA |
DID NOT MAINTAIN SEPARATE BANK ACCOUNT FOR SUBSCRIPTION OF SHARES VIOLATING SECTION 42(6) OF THE COMPANIES ACT, 2013
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT OPEN SEPARATE BANK ACCOUNT TO RECEIVE APPLICATION MONEY AND KEPT THE SAME IN GENERAL CURRENT ACCOUNT VIOLATING SECTION 42(6) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
14-OCT-2025
|
|
| 15. |
AAKASH
|
|
|
AAKASH,M/S
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.5,42,265 ALONG WITH OTHER ENTITIES/PERSONS
PROTIUM FINANCE LTD.
29-OCT-2025
|
|
| 16. |
AAKASH KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.9,28,939 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
12-DEC-2025
|
|
| 17. |
|
|
AAKASH,M/S
|
|
|
|
VIKASH
|
|
|
AAKASH
|
|
|
RAMESH
|
|
|
SHANTI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.5,42,265 ALONG WITH OTHER ENTITIES/PERSONS
PROTIUM FINANCE LTD.
29-OCT-2025
|
|
| 18. |
AAKIB JAVED
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.11,72,498 ALONG WITH OTHER ENTITIES/PERSONS
PIRAMAL FINANCE LTD. (FORMERLY KNOWN AS PIRAMAL CAPITAL & HOUSING FINANCE LTD.)
16-SEP-2024
|
|
| 19. |
|
|
AAMAYA ENTERPRISES
|
|
|
|
NISHANT KUMAR
|
|
|
PRASHANT KUMAR VERMA
|
|
|
PREMA DEVI VERMA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.1,09,90,697 ALONG WITH OTHER ENTITIES/PERSONS
IDFC FIRST BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
13-FEB-2026
|
|
| 20. |
AAMIR
|
|
|
SUHAN ENTERPRISES
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.14,64,982 ALONG WITH OTHER ENTITIES/PERSONS
PROTIUM FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
10-NOV-2025
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
