| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1. |
|
12 JYOTIRLINGAM HOTEL & LAWN
|
|
|
|
RENU BALA SINGH
|
|
|
PALLVI SINGH
|
|
|
ASHUTOSH SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.82,79,640 ALONG WITH OTHER ENTITIES/PERSONS
ADITYA BIRLA CAPITAL LTD.
15-MAY-2026
|
|
| 2. |
|
|
17 ELITE
|
|
|
|
TEJBIR SINGH
|
|
|
HASANBIR KAUR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.3,31,25,883 ALONG WITH OTHER ENTITIES/PERSONS
YES BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
04-MAY-2026
|
|
| 3. |
|
|
31 PARALLEL IT & BPO SOLUTIONS PVT.LTD.
|
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.2,68,89,366
UCO BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
14-MAY-2026
|
|
| 4. |
|
|
32ND INCUBATION ENTERPRISES LLP
|
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.20,23,33,747 ALONG WITH OTHER ENTITIES/PERSONS
ADITYA BIRLA CAPITAL LTD.
15-JUL-2026
|
|
| 5. |
|
|
32ND VISTAS PVT.LTD.
|
|
|
|
DHRUV DUTT SHARMA
|
|
|
ANUBHAV SHARMA
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.20,23,33,747 ALONG WITH OTHER ENTITIES/PERSONS
ADITYA BIRLA CAPITAL LTD.
15-JUL-2026
|
|
| 6. |
|
|
3ONE4 CAPITAL ADVISORS LLP
(PAN:AABFZ4961E)
(Along with : 3ONE4 CAPITAL TRUST)
|
|
|
|
SIDDHARTH MOHAN PAI
(PAN:AQKPP7629J)
|
|
|
PRANAV MOHAN PAI
(PAN:AQKPP7664D)
|
|
SEBI |
ALLEGED FAILURE IN MAINTAINING MINIMUM REQUISITE CONTINUING INTEREST OF THE CORPUS VIOLATING REGULATION 10(D) OF SEBI (AIF) REGULATIONS, 2012 READ WITH CLAUSE 11.1.2 OF MASTER CIRCULAR IN MATTER OF 3ONE4 CAPITAL CONTINUUM IE
ALLEGED FAILURE IN MAINTAINING CONTINUING INTEREST ON A PRO-RATA BASIS WITH THE AMOUNT OF FUNDS DRAWN FROM OTHER INVESTORS VIOLATING REGULATIONS 20(1), 20(2) AND 20(5) OF SEBI (AIF) REGULATIONS, 2012 READ WITH CLAUSES 2(A) AND 2(C) OF CODE OF CONDUCT AS MENTIONED IN FOURTH SCHEDULE OF SEBI (AIF) REGULATIONS, 2012 IN MATTER OF 3ONE4 CAPITAL CONTINUUM IE
ALLEGED EXCEEDING PRESCRIBED 50% OF THE INVESTABLE FUNDS IN DARWINBOX DIGITAL SOLUTIONS PVT.LTD. VIOLATING REGULATION 15(1)(C) OF SEBI (AIF) REGULATIONS, 2012 IN MATTER OF 3ONE4 CAPITAL CONTINUUM IE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.38,25,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
12-AUG-2026
|
|
| 7. |
|
|
3ONE4 CAPITAL TRUST
(PAN:AAATZ1403C)
(Along with : 3ONE4 CAPITAL ADVISORS LLP)
|
|
|
|
SIDDHARTH MOHAN PAI
(PAN:AQKPP7629J)
|
|
|
PRANAV MOHAN PAI
(PAN:AQKPP7664D)
|
|
SEBI |
ALLEGED FAILURE IN MAINTAINING MINIMUM REQUISITE CONTINUING INTEREST OF THE CORPUS VIOLATING REGULATION 10(D) OF SEBI (AIF) REGULATIONS, 2012 READ WITH CLAUSE 11.1.2 OF MASTER CIRCULAR IN MATTER OF 3ONE4 CAPITAL CONTINUUM IE
ALLEGED FAILURE IN MAINTAINING CONTINUING INTEREST ON A PRO-RATA BASIS WITH THE AMOUNT OF FUNDS DRAWN FROM OTHER INVESTORS VIOLATING REGULATIONS 20(1), 20(2) AND 20(5) OF SEBI (AIF) REGULATIONS, 2012 READ WITH CLAUSES 2(A) AND 2(C) OF CODE OF CONDUCT AS MENTIONED IN FOURTH SCHEDULE OF SEBI (AIF) REGULATIONS, 2012 IN MATTER OF 3ONE4 CAPITAL CONTINUUM IE
ALLEGED EXCEEDING PRESCRIBED 50% OF THE INVESTABLE FUNDS IN DARWINBOX DIGITAL SOLUTIONS PVT.LTD. VIOLATING REGULATION 15(1)(C) OF SEBI (AIF) REGULATIONS, 2012 IN MATTER OF 3ONE4 CAPITAL CONTINUUM IE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.38,25,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
12-AUG-2026
|
|
| 8. |
|
|
A A & BROTHERS
|
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.97,00,000
RELIGARE FINVEST LTD.
31-DEC-2025
|
|
| 9. |
|
|
A A FABTEX PVT.LTD.
(CIN:U17120GJ2012PTC071177)
|
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.3,30,00,000
BANK OF MAHARASHTRA
31-DEC-2025
|
|
| 10. |
|
|
A A GARTEX PVT.LTD.
(CIN:U18109GJ2009PTC056401)
|
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.4,99,00,000
BANK OF MAHARASHTRA
31-DEC-2025
|
|
| 11. |
|
|
A B INFRA INVESTMENTS PVT.LTD.
|
|
|
|
KAMAL KUMAR
|
|
|
GAURAV GOYAL
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.37,62,77,000
PUNJAB NATIONAL BANK
31-DEC-2025
|
|
| 12. |
|
|
A B WORLD TRADE PVT.LTD.
|
|
|
|
SUNITA GOYAL
|
|
|
DARSHAN PAUL
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.22,39,48,000
PUNJAB NATIONAL BANK
31-DEC-2025
|
|
| 13. |
|
|
A J INTERNATIONAL
|
|
|
|
ARHAM JAMAL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.57,00,564 ALONG WITH OTHER ENTITIES/PERSONS
AXIS BANK LTD.
07-JAN-2026
|
|
| 14. |
|
|
A K CONSTRUCTION
|
|
|
|
DEVENDER KUMAR MISHRA
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.1,59,00,000 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
31-DEC-2025
|
|
| 15. |
|
|
A K P GEMS & JEWELS
|
|
|
|
ANIL KUMAR PANDEY
|
|
|
AJAY KUMAR PANDEY
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.3,44,00,000 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
31-DEC-2025
|
|
| 16. |
|
|
A M ENTERPRISES
|
|
|
|
MITHILESH DEVPRAKASH RAJPUT
(DIN:00559504)
|
|
|
MURUGESAN ADIMOOLAM
(DIN:02236712)
|
|
|
HEMAL NAVEEN JOBANPUTRA
(DIN:02298700)
|
|
|
KAPIL DEVPRAKASH RAJPUT
(DIN:00559571)
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF BARODA
31-DEC-2025
|
|
| 17. |
|
|
A ONE FABRICATION WORKS
|
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.54,00,000
TAMILNAD MERCANTILE BANK LTD.
31-DEC-2025
|
|
| 18. |
|
|
A ONE FARMS
|
|
|
|
PADAM KUMAR
|
|
|
SUNIL KUMAR DHULL
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.1,69,57,457 ALONG WITH OTHER ENTITIES/PERSONS
AU SMALL FINANCE BANK LTD.
29-SEP-2025
|
|
| 19. |
|
|
A ONE PLASTICS
|
|
|
|
ALAMDAR HUSSAIN
|
|
|
ISRAT
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.20,77,809 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
18-JUN-2026
|
|
| 20. |
|
|
A P CONSTRUCTIONS
|
|
|
|
ASHOK PRANJIVAN BOSMIYA
|
|
BANKS |
WILFUL DEFAULTER
|
SUIT FILED- RS.4,41,00,000 ALONG WITH OTHER ENTITIES/PERSONS
BANK OF MAHARASHTRA
31-DEC-2025
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
