| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ALOK BANSAL
|
|
|
|
GREENEARTH RESOURCES & PROJECTS LTD.
|
|
VIOLATED SECTION 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 2 |
|
|
AMIT K.PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 3 |
|
|
AMIT K.PAREKH
|
|
|
|
PANTHER INVESTRADE LTD.
|
|
VIOLATED SECTION 628 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 4 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 5 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 6 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 7 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 8 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 9 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 10 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 11 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 12 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 13 |
|
|
AMIT K.PAREKH
|
|
|
|
TRIUMPH SECURITIES LTD.
|
|
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 14 |
|
|
AMIT PRADHAN
|
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 15 |
|
|
AMIT PRADHAN
|
|
|
|
SESA GOA LTD.
|
|
VIOLATED SECTION 68 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 16 |
|
|
AMIT PRADHAN
|
|
|
|
SESA INDUSTRIES LTD.
|
|
VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 17 |
|
|
AMMI K.PAREKH
|
|
|
|
MANMANDIR ESTATE DEVELOPERS PVT.LTD.
|
|
VIOLATED SECTIONS 299 READ WITH 283 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 18 |
|
|
AMMI K.PAREKH
|
|
|
|
MANMANDIR ESTATE DEVELOPERS PVT.LTD.
|
|
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
VIOLATED SECTIONS 13 READ WITH 291 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 19 |
|
|
ANIL POKHARNA
|
|
|
|
RAGHUVEER METAL INDUSTRIES LTD.
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 20 |
|
|
ANIL SARAF
|
|
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 1 of 37
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