| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
GREENEARTH RESOURCES & PROJECTS LTD.
|
|
|
|
RATAN LAL TAMAKHUWALA
|
|
|
RISHIRAJ AGARWAL
|
|
VIOLATED SECTION 215 OF COMPANIES ACT, 1956
VIOLATED SECTION 218 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 42 |
|
|
GREENEARTH RESOURCES & PROJECTS LTD.
|
|
|
|
ALOK BANSAL
|
|
|
RATAN LAL TAMAKHUWALA
|
|
|
RISHIRAJ AGARWAL
|
|
|
SUNIL JAWAHARLAL MANDLOI
|
|
VIOLATED SECTION 217(3) OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 43 |
|
|
GREENEARTH RESOURCES & PROJECTS LTD.
|
|
|
|
RATAN LAL TAMAKHUWALA
|
|
|
RISHIRAJ AGARWAL
|
|
VIOLATED SECTION 372A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 44 |
|
|
JVG HOUSING FINANCE LTD.
|
|
|
|
VIJAY KUMAR SHARMA
|
|
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 45 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 46 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 47 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 48 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 217 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 49 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 50 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 51 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 52 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 53 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTIONS 628 READ WITH 211 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 54 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 629A OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 55 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 56 |
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
|
|
MUKESH K.JOSHI
|
|
|
NITIN VIJAY KAPADIA
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 57 |
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
|
|
MUKESH K.JOSHI
|
|
|
VISHAL H.PANCHOLI
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 58 |
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
|
|
MUKESH K.JOSHI
|
|
|
NITIN VIJAY KAPADIA
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 59 |
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
|
|
MUKESH K.JOSHI
|
|
|
NITIN VIJAY KAPADIA
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| 60 |
|
|
LUMINANT INVESTRADE PVT.LTD.
|
|
|
|
MUKESH K.JOSHI
|
|
|
NITIN VIJAY KAPADIA
|
|
VIOLATED SECTION 211 READ WITH SCHEDULE VI OF COMPANIES ACT, 1956
|
CONVICTED BY SFIO
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 12
|
