| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ARCOTECH LTD.
(PAN:AAACS2437G)
|
|
|
|
ARVIND KUMAR SARAF
PAN:AJVPS2259K
|
|
|
RADHANATH PATTANAYAK
PAN:AFRPP7293L
|
|
|
RISHABH SARAF
PAN:BUDPS4226G
|
|
INDULGED IN MANIPULATION OF BOOKS OF ACCOUNTS VIOLATING REGULATIONS 4(1)(D),4(1)(E),4(1)(G),4(1)(H) AND 4(1)(I) READ WITH CLAUSE 6 OF PARA B IN SCHEDULE III READ WITH REGULATION 30 OF SEBI (LODR) REGULATIONS, 2015
INDULGED IN DIVERSION OF FUNDS FOR BENEFIT OF PROMOTER GROUP COMPANY VIOLATING REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G) AND 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ARCOTECH LTD.
DID NOT MAKE DISCLOSURE SEIZURE OF REGISTERED OFFICE OF ARCOTECH LTD. WORKPLACE BY IFCI LTD. DUE TO NON-PAYMENT OF DUES
INDULGED IN DIVERSION OF FUNDS FOR BENEFIT OF PROMOTER GROUP COMPANY VIOLATING REGULATIONS 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ARCOTECH LTD.
|
DIRECTED TO UNDERTAKE STEPS TO RECOVER OF RS.9.38 CREORE (APPROX.) FROM SIDHANT ALONGWITH INTEREST @12% P.A. FROM 30/03/2019 TILL DATE OF ORDER FROM 27-FEB-2026 TO 26-AUG-2026
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-AUG-2026
IMPOSED PENALTY RS.10,00,000
DIRECTED TO SUBMIT COMPLIANCE REPORT ALONGWITH PROOF OF TRANSFER OF FUNDS WITHIN FIFTEEN DAYS FROM DATE OF EXPIRY OF PERIOD FROM 27-FEB-2026 TO 26-AUG-2026
27-FEB-2026
|
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| 2 |
|
|
GRASIM INDUSTRIES LTD.
|
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|
VIOLATED SEBI TAKEOVER REGULATIONS IN CASE OF OPEN OFFER OF LARSEN & TOUBRO LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED NOT TO PROCEED WITH OPEN OFFER FORMALITIES PURSUANT TO PUBLIC ANNOUNCEMENT
08-NOV-2001
|
SAT: INTERIM RELIEF NOT GRANTED
|
| 3 |
|
|
JANE STREET ASIA TRADING LTD.
(PAN:AAECJ7368M)
(Along with : JSI INVESTMENTS PVT.LTD.,
JSI2 INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED TO ENSURE THAT NO DEBITS ARE MADE IN RESPECT OF ASSETS OF ENTITIES UNDER THEIR CUSTODY WITHOUT PERMISSION OF SEBI
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 4 |
|
|
JANE STREET SINGAPORE PTE.LTD.
(PAN:AAGCJ1682G)
(Along with : JSI INVESTMENTS PVT.LTD.,
JSI2 INVESTMENTS PVT.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED TO ENSURE THAT NO DEBITS ARE MADE IN RESPECT OF ASSETS OF ENTITIES UNDER THEIR CUSTODY WITHOUT PERMISSION OF SEBI
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 5 |
|
|
JSI INVESTMENTS PVT.LTD.
(PAN:AAFCJ0285L)
(Along with : JSI2 INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 6 |
|
|
JSI2 INVESTMENTS PVT.LTD.
(PAN:AAGCJ5786R)
(Along with : JSI INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
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| 7 |
|
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MEDIAONE GLOBAL ENTERTAINMENT LTD.
(PAN:AAACR0405M)
|
|
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JAYABALAN MURALIMANOHAR
PAN:ATTPM0621R
|
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KURAGAYALA SAI PRASAD
PAN:AAJPS6517M
|
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|
M.SRINIVAS KUMAR
PAN:AAIPK6962H
|
|
|
SARASWATHY GOPALAN
PAN:APVPS1354P
|
|
|
SURYARAJ KUMAR
PAN:AAFPK9296D
|
|
|
TIMOTHY ALFRED JOSEPH MOSES
PAN:AAXPM5649J
|
|
INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH ERSTWHILE ACCOUNTING STANDARD-1, IND-AS1 & IND-AS-115 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DELAY IN SUBMISSION OF INFORMATION IN RESPONSE TO SUMMONS ISSUED IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.
NON-COOPERATION WITH SEBI IN INVESTIGATIONS
DID NOT SUBMIT INFORMATION/DOCUMENTS SOUGHT VIDE SUMMON
SUBMITTED WRONG INFORMATION TO SEBI
DID NOT PAY/DECLARED DIVIDEND VIOLATING SECTIONS 205(1A), 205A(1) AND
207 OF THE COMPANIES ACT, 1956 READ WITH SECTIONS 124 AND 465 OF THE COMPANIES ACT, 2013 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.
|
DIRECTED TO TAKE NECESSARY STEPS INCLUDING INITIATION OF APPROPRIATE LEGAL PROCEEDINGS TO RECOVER AMOUNT OF RS.99.48 CRORE DIVERTED FROM COMPANY ALONG WITH INTEREST @ 12% P.A. FROM DATE OF DIVERSION AND TO RESTORE THE SAME TO BOOKS OF COMPANY WITHIN THREE MONTHS DATE OF ORDER FROM 27-FEB-2026 TO 26-FEB-2029
DIRECTED TO TRANSFER RS.6,17,73,168.00 IEPF WITHIN ONE MONTH FROM DATE OF ORDER FROM 27-FEB-2026 TO 26-FEB-2029
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-FEB-2029
RESTRAINED FROM BEING ASSOCIATED WITH THE SECURITIES MARKET, IN ANY MANNER, INCLUDING AS A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN A LISTING COMPANY OR INTERMEDIARY REGISTERED WITH SEBI OR PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC IN THE SECURITIES MARKET FROM 27-FEB-2026 TO 26-FEB-2029
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 27-FEB-2026 TO 26-FEB-2029
IMPOSED PENALTY RS.26,00,000
27-FEB-2026
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| 8 |
|
|
SAMRUDDHI SWASTIK TRADING & INVESTMENTS LTD.
|
|
|
VIOLATED SEBI TAKEOVER REGULATIONS IN CASE OF OPEN OFFER OF LARSEN & TOUBRO LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED NOT TO PROCEED WITH OPEN OFFER FORMALITIES PURSUANT TO PUBLIC ANNOUNCEMENT
08-NOV-2001
|
SAT: INTERIM RELIEF NOT GRANTED
|
| 9 |
|
|
SIDHANT DISTRIBUTORS PVT.LTD.
(PAN:AADCS5936R)
|
|
|
INDULGED IN DIVERSION OF FUNDS FOR BENEFIT OF PROMOTER GROUP COMPANY VIOLATING REGULATIONS 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ARCOTECH LTD.
INDULGED IN DIVERSION OF FUNDS FOR BENEFIT OF PROMOTER GROUP COMPANY VIOLATING REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G) AND 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ARCOTECH LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF ARCOTECH LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-AUG-2026
IMPOSED PENALTY RS.6,00,000
DIRECTED TO REPAY OF RS.9.38 CRORE (APPROX.) TO ARCOTECH LTD. WITHIN THREE MONTHS FROM DATE OF ORDER FROM 27-FEB-2026 TO 26-AUG-2026
DIRECTED TO SUBMIT COMPLIANCE REPORT ALONGWITH PROOF OF TRANSFER OF FUNDS WITHIN FIFTEEN DAYS FROM DATE OF EXPIRY OF PERIOD FROM 27-FEB-2026 TO 26-AUG-2026
27-FEB-2026
|
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
