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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 16-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person A.ULAGAMMAI,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person A.ULAGAMMAI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
2
History of entity/person A.VENKATESAN,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person A.VENKATESAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
3
History of entity/person AASHISH RAMLAL CHAWLA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person AASHISH RAMLAL CHAWLA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
4
History of entity/person AJOY BIJAPURKAR,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person AJOY BIJAPURKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
5
History of entity/person AL-FAHAD INVESTMENTS LTD.

(Member : MPSE)  
Click here to view complete history of this specific entity/person MEHER T.KHURODY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
6
History of entity/person ALOK KUMAR SARAF,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person ALOK KUMAR SARAF
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
7
History of entity/person ANANTH SECURITIES PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person T.N.ANANTH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
8
History of entity/person ANIL AGRAWAL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person ANIL AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
9
History of entity/person ANKUSH HOLDINGS LTD.

(Member : ASE)  
Click here to view complete history of this specific entity/person HASMUKHLAL MANILAL DULLA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
10
History of entity/person ARUN KUMAR,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person ARUN KUMAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
11
History of entity/person ARVINDBHAI BABABHAI PATEL,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person ARVINDBHAI BABABHAI PATEL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
12
History of entity/person B.SHANKAR,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person B.SHANKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
13
History of entity/person BABULAL SHARMA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person BABULAL SHARMA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
14
History of entity/person BANSAL STOCKS PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person VIJAY KUMAR AGARWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
15
History of entity/person BBA SECURITIES & STOCKS PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person G.BALASUBRAMANIAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
16
History of entity/person BHARAT KUMAR SETA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person BHARAT KUMAR SETA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
17
History of entity/person BIJAY KUMAR BAGARIA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person BIJAY KUMAR BAGARIA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
18
History of entity/person BIRENDRA KUMAR CHHAJER,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person BIRENDRA KUMAR CHHAJER
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
19
History of entity/person CHAMPAKLAL BHAILAL CHOKSHI,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person CHAMPAKLAL BHAILAL CHOKSHI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
20
History of entity/person CHANDRA PAL SINGH,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person CHANDRA PAL SINGH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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