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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 16-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR CONTRACT OR LAUNCH A NEW SCHEME

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ARANOX COMMODITIES PVT.LTD.

(PAN:AAPCA2207H)

(Member : MCX)  
  MISUSED CLIENTS' FUNDS AND/OR SECURITIES AND/OR ACCOUNTS   PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR CONTRACT OR LAUNCH A NEW SCHEME FROM 22-MAY-2024 TO 21-AUG-2024

22-MAY-2024 		 
2
History of entity/person PRABHUDAS LILLADHER PVT.LTD.

(PAN:AAACP2733Q)

(Member : BSE/NSE/MCX)  
  MISUSED CLIENTS' FUNDS AND/OR SECURITIES AND/OR ACCOUNTS

DID NOT SETTLE CLIENT’S FUNDS AND/OR SECURITIES

DELAY IN SETTLING OF CLIENT’S FUNDS AND/OR SECURITIES

WRONG REPORTING AND SHORT COLLECTION OF MARGIN

PASSED PENALTY ON SHORT REPORTING OF MARGIN

DID NOT UPLOAD KNOW YOUR CLIENTS (KYC) DOCUMENTS TO KRA PROCESSES

DID NOT UPLOAD CORRECT DETAILS OF ALL CLIENT’S FUNDS LYING WITH THEM ON STOCK EXCHANGE SYSTEM

MADE INCORRECT REPORTING OF CLIENTS LEDGER BALANCE

MADE INCORRECT REPORTING OF CASH AND CASH EQUIVALENT BALANCE

TRANSFERRED SECURITIES OF CREDIT BALANCE CLIENTS TO CLIENT’S UNPAID SECURITIES ACCOUNT

REPORTED INCORRECT MARGIN TRADING FUNDING (MTF) COLLATERALS TO STOCK EXCHANGES

CHARGED EXCESS BROKERAGE

DID NOT MAKE DISCLOSURE OF CLIENT’S BENEFICIARY ACCOUNT AND/OR COLLATERAL ACCOUNT   		PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR CONTRACT OR LAUNCH A NEW SCHEME FROM 15-DEC-2025 TO 21-DEC-2025

28-NOV-2025 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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