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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 16-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: RESTRAINED FROM TAKING UP/ONBOARDING ANY NEW CLIENTS

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person AYUSHI CHAUKSEY

(PAN:AVUPC8746J)  
  DID NOT HAVE REQUISITE NISM CERTIFICATES AT ALL TIMES TO PROVIDE INVESTMENT ADVICE

DID NOT DESCRIBE AS ‘INVESTMENT ADVISER’ IN CORRESPONDENCES

CHARGED UNREASONABLE, ARBITRARILY AND INCONSISTENT FEE

DID NOT CAPTURE KYC DETAILS OF CLIENTS

DID NOT ENSURE SUITABILITY ADVICE PROVIDE TO CLIENTS

DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS TO INVESTIGATING AUTHORITY OF SEBI   		RESTRAINED FROM TAKING UP/ONBOARDING ANY NEW CLIENTS FROM 20-SEP-2023 TO 19-OCT-2023

20-SEP-2023 		 
2
History of entity/person RAJU JHARIYA

(PAN:AQKPJ9329B)  
Click here to view complete history of this specific entity/person CAPITAL VRADDHI FINANCIAL SERVICES

PAN:AQKPJ9329B
  		DID NOT POSSESS NISM CERTIFICATE

CHARGED EXTRA MONEY FROM CLIENTS/INVESTORS

RECEIVED FEES WITHOUT EXECUTING ANY AGREEMENT WITH CLIENTS

DID NOT MAINTAIN CALL RECORDINGS OF CLIENTS

CHARGED FEE HIGHER THAN INCOME/PROPOSED INVESTMENT OF CLIENTS

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS   		RESTRAINED FROM TAKING UP/ONBOARDING ANY NEW CLIENTS FROM 14-NOV-2025 TO 13-MAY-2026

14-NOV-2025 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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