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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 16-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE DEBARRED FROM SECURITIES MARKET AND NOT TO BE ASSOCIATED WITH ANY LISTED ENTITY OR REGISTERED INTERMEDIARY)

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person DIPIKA J.KEWALRAMANI

(PAN:AKAPK9063B)  
  ALLEGED INDULGENCE IN FRONT RUNNING TRADING ACTIVITIES IN OWN TRADING ACCOUNT AND TRADING ACCOUNTS OF CERTAIN ENTITIES WHO WERE ALL RELATED/ASSOCIATED VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.57,20,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE DEBARRED FROM SECURITIES MARKET AND NOT TO BE ASSOCIATED WITH ANY LISTED ENTITY OR REGISTERED INTERMEDIARY) FROM 19-DEC-2024 TO 18-JUN-2025

19-DEC-2024 		 
2
History of entity/person JITENDRA N.KEWLRAMANI

(PAN:AIBPK0216F)  
  ALLEGED INDULGENCE IN FRONT RUNNING TRADING ACTIVITIES IN OWN TRADING ACCOUNT AND TRADING ACCOUNTS OF CERTAIN ENTITIES WHO WERE ALL RELATED/ASSOCIATED VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.64,29,371, DISGORGEMENT AMOUNT RS.50,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE DEBARRED FROM SECURITIES MARKET AND NOT TO BE ASSOCIATED WITH ANY LISTED ENTITY OR REGISTERED INTERMEDIARY) FROM 19-DEC-2024 TO 18-JUN-2025

19-DEC-2024 		 
3
History of entity/person KUNTAL GOEL

(PAN:AAQPG9161N)  
  ALLEGED INDULGENCE IN FRONT RUNNING TRADING ACTIVITIES IN OWN TRADING ACCOUNT AND TRADING ACCOUNTS OF CERTAIN ENTITIES WHO WERE ALL RELATED/ASSOCIATED VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.55,90,000, DISGORGEMENT AMOUNT RS.1,06,25,680 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE DEBARRED FROM SECURITIES MARKET AND NOT TO BE ASSOCIATED WITH ANY LISTED ENTITY OR REGISTERED INTERMEDIARY) FROM 19-DEC-2024 TO 18-JUN-2025

19-DEC-2024 		 
4
History of entity/person PALLAVI SHAILESH NAYAK

(PAN:AHFPM8818G)  
  ALLEGED INDULGENCE IN FRONT RUNNING TRADING ACTIVITIES IN OWN TRADING ACCOUNT AND TRADING ACCOUNTS OF CERTAIN ENTITIES WHO WERE ALL RELATED/ASSOCIATED VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.57,20,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE DEBARRED FROM SECURITIES MARKET AND NOT TO BE ASSOCIATED WITH ANY LISTED ENTITY OR REGISTERED INTERMEDIARY) FROM 19-DEC-2024 TO 18-JUN-2025

19-DEC-2024 		 
5
History of entity/person SAMIR KOTHARI

(PAN:AGMPK1095P)  
  ALLEGED INDULGENCE IN FRONT RUNNING TRADING ACTIVITIES IN OWN TRADING ACCOUNT AND TRADING ACCOUNTS OF CERTAIN ENTITIES WHO WERE ALL RELATED/ASSOCIATED VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.57,20,000, DISGORGEMENT AMOUNT RS.50,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE DEBARRED FROM SECURITIES MARKET AND NOT TO BE ASSOCIATED WITH ANY LISTED ENTITY OR REGISTERED INTERMEDIARY) FROM 19-DEC-2024 TO 18-JUN-2025

19-DEC-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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