| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
B.P.AMOCO PLC
|
|
|
DRAFT LETTER OF OFFER FILED WITH SEBI
|
DIRECTED TO MAKE CHANGES IN DRAFT LETTER OF OFFER
16-FEB-2001
|
SAT: APPEAL DISMISSED
|
| 2 |
|
|
CASTROL LTD.
|
|
|
DRAFT LETTER OF OFFER FILED WITH SEBI
|
DIRECTED TO MAKE CHANGES IN DRAFT LETTER OF OFFER
16-FEB-2001
|
SAT: APPEAL DISMISSED
|
| 3 |
|
|
DRONEACHARYA AERIAL INNOVATIONS LTD.
(PAN:AAGCD0701L)
|
|
|
|
NIKITA SRIVASTAVA
PAN:BAZPM2614N
|
|
|
PRATEEK SRIVASTAVA
PAN:CJCPS9105B
|
|
ISSUED MISLEADING AND FALSE CORPORATE ANNOUNCEMENT TO INVESTORS VIOLATING REGULATIONS 4(1)(C) TO 4(1)(E), 4(1)(G) AND 4(1)(H)OF SEBI (LODR) REGULATIONS, 2015 READ WITH 30(1), 30(3), 30(4(, 30(7), 30(8) AND 30(10) OF SEBI (LODR) REGULATIONS, 2015 AND SCHEDULE III PART A PARA B (1), (2), (4) AND SCHEDULE III PART A PARA C OF SEBI (LODR) REGULATIONS, 2015 AND CIRCULAR NO.CIR/CFD/CMD/4/2015 DATED 09/09/2015
MIS-REPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MADE INCORRECT DISCLOSURES OF DEVIATION IN IPO PROCEEDS VIOLATING REGULATION 32 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(H), 4(1)(I), 4(2)(E)(I) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MIS-UTILISED OF IPO PROCEEDS AS PER THE OBJECTS STATED IN THE PROSPECTUS VIOLATING REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
DID NOT MAKE DISCLOSURE OF QUOTATION OF SOFTWARE IN PROSPECTUS VIOLATING REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MIS-REPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-NOV-2025 TO 27-NOV-2027
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 28-NOV-2025 TO 27-NOV-2027
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING PAYMENT OF PENALTY
IMPOSED PENALTY RS.10,00,000
28-NOV-2025
|
|
| 4 |
|
|
INSTAFIN FINANCIAL ADVISORS LLP
(PAN:AAGFI3779L)
|
|
|
|
SANDEEP GHATE
PAN:AACPG0447M
|
|
AIDED AND ABETTED IN EXECUTION OF FRAUDULENT SCHEME VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(K) AND 4(2)(R) READ WITH 2(1)(B) AND 2(1)(C) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-NOV-2025 TO 27-NOV-2027
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 28-NOV-2025 TO 27-NOV-2027
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING PAYMENT OF PENALTY
IMPOSED PENALTY RS.10,00,000
28-NOV-2025
|
|
| 5 |
|
|
JANE STREET ASIA TRADING LTD.
(PAN:AAECJ7368M)
(Along with : JSI INVESTMENTS PVT.LTD.,
JSI2 INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED TO ENSURE THAT NO DEBITS ARE MADE IN RESPECT OF ASSETS OF ENTITIES UNDER THEIR CUSTODY WITHOUT PERMISSION OF SEBI
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 6 |
|
|
JANE STREET SINGAPORE PTE.LTD.
(PAN:AAGCJ1682G)
(Along with : JSI INVESTMENTS PVT.LTD.,
JSI2 INVESTMENTS PVT.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED TO ENSURE THAT NO DEBITS ARE MADE IN RESPECT OF ASSETS OF ENTITIES UNDER THEIR CUSTODY WITHOUT PERMISSION OF SEBI
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 7 |
|
|
JSI INVESTMENTS PVT.LTD.
(PAN:AAFCJ0285L)
(Along with : JSI2 INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 8 |
|
|
JSI2 INVESTMENTS PVT.LTD.
(PAN:AAGCJ5786R)
(Along with : JSI INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 9 |
|
|
MICRO INFRATECH PVT.LTD.
(PAN:AAFCM3365A)
|
|
|
AIDED AND ABETTED IN MIS-UTILISATION OF IPO PROCEEDS BY ISSUING FICTITIOUS/INFLATED BILLS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-NOV-2025 TO 27-NOV-2026
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 28-NOV-2025 TO 27-NOV-2026
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING PAYMENT OF PENALTY
IMPOSED PENALTY RS.5,00,000
28-NOV-2025
|
|
| 10 |
|
|
NIRMAN AGRI GENETICS LTD.
(PAN:AAHCN1021C)
|
|
|
|
PRANAV KAILAS BAGAL
PAN:EHJPB8209L
|
|
INDULGED IN SIPHONING OFF AND DIVERSION OF IPO PROCEEDS OF RS.6.75 CRORE BY ROUTING MONEY THROUGH MULTIPLE LAYERS TO ENTITIES CONNECTED WITH MR.PRANAV BAGAL AND HIS RELATIVES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF NIRMAN AGRI GENETICS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-OCT-2025 UNTIL FURTHER ORDERS
DIRECTED NOT TO PROCEED WITH CORPORATE ACTIONS OF BONUS ISSUE, STOCK SPLIT AND CHANGE IN THE NAME OF COMPANY FROM 14-OCT-2025 UNTIL FURTHER ORDERS
14-OCT-2025
|
|
| 11 |
|
|
SUNGOLD CAPITAL LTD.
(PAN:AAJCS0998M)
|
|
|
|
DHAVAL RAMESH KOTIA
PAN:ADUPK0459Q
|
|
|
RAJIV R.KOTIA
PAN:AEJPK0374C
|
|
|
RAVI RAJIV KOTIA
PAN:AUEPK3142K
|
|
|
SHILPA AMIT KOTIA
PAN:AHEPK2567R
|
|
|
SHWETHA DHAVAL KOTIA
PAN:AHEPK2566Q
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 35(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF SUNGOLD CAPITAL LTD.
DID NOT SUBMIT REPORT TO SEBI AND DID NOT MAKE DISCLOSURE ACQUISITION OF SHARES AS REQUIRED UNDER REGULATIONS 3(4) AND 7 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SUNGOLD CAPITAL LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11(1) READ WITH 35(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF SUNGOLD CAPITAL LTD.
|
DIRECTED TO SELL THEIR SHARES IN SUNGOLD CAPITAL LTD. WHICH WERE MORE THAN 15% THRESHOLD I.E. 1.54%
DIRECTED TO DEPOSIT ENTIRE PROCEEDS OF SUCH SALE TO SEBI INVESTOR PROTECTION & EDUCATION FUND (IPEF) WITHIN THREE MONTHS FROM DATE OF ORDER
08-OCT-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
