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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 16-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DIRECTED NOT TO LAUNCH ANY NEW SCHEMES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person CRAYON CAPITAL LTD.  
  OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI   DIRECTED TO REFUND MONEY TO THE INVESTORS

DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-MAY-2021 TO 19-APR-2025

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-MAY-2021 TO 19-APR-2025

DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 20-MAY-2021 TO 19-APR-2025

20-MAY-2021 		 
2
History of entity/person JM FINANCIAL PRODUCTS LTD.

(PAN:AAACJ1236G)  
  ALLEGED TO HAVE DEVISED A SCHEME WHEREIN NBFC ARM OF JM FINANCIAL GROUP I.E. JM FINANCIAL PRODUCTS LTD. USED POWER OF ATTORNEY AND SUBMITTED BID APPLICATIONS FOR 11,34,000 NCDS ON BEHALF OF 1,008 APPLICANTS IN MATTER OF PUBLIC ISSUE OF NON-CONVERTIBLE DEBENTURES OF PIRAMAL ENTERPRISES LTD.

ALLEGED TO HAVE ENGAGED IN UNFAIR TRADE PRACTICE WHERE THREE ENTITIES ACTED IN CONCERT AS A GROUP TO PROVIDE GUARANTEED EXIT AT PROFIT TO 1,008 APPLICANTS ON THE LISTING DAY IN MATTER OF PIRAMAL ENTERPRISES LTD.

ALLEGED TO HAVE MADE NET GAIN OF RS.1.99 CRORE BY DEALING IN 11,34,000 NON-CONVERTIBLE DEBENTURES (NCDS) ALLOTTED TO 1,008 APPLICANTS IN PUBLIC ISSUE IN MATTER OF PIRAMAL ENTERPRISES LTD.

ALLEGED TO PROVIDE GUARANTEED EXIT AT PROFIT TO 1,008 APPLICANTS BY PURCHASING NCDS AT PREDETERMINED PRICE ON LISTING DAY IN MATTER OF PIRAMAL ENTERPRISES LTD.   		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.44,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY TO BE DEBARRED FROM UNDERTAKING THE BUSINESS OF INITIAL PUBLIC OFFER FINANCING) FROM 19-SEP-2025 TO 18-DEC-2025

19-SEP-2025 		 
3
History of entity/person KOTAK MAHINDRA ASSET MANAGEMENT CO.LTD.

(PAN:AAACZ1086G)  
  DID NOT PAY FULL PROCEEDS BASED ON DECLARED NET ASSET VALUE (NAV) AS ON RESPECTIVE MATURITY DATES VIOLATING REGULATIONS 10(A), 25(16), 25(19) & 47 AND CLAUSE 9 OF FIFTH SCHEDULE READ WITH PRINCIPLES OF FAIR VALUATION AS PRESCRIBED UNDER EIGHTH SCHEDULE OF SEBI (MUTUAL FUNDS) REGULATIONS, 1996

DID NOT ADHERE TO VARIOUS SEBI CIRCULARS   		DIRECTED TO REFUND A PART OF INVESTMENT MANAGEMENT AND ADVISORY FEES COLLECTED FROM UNITHOLDERS ALONG WITH SIMPLE INTEREST @15% P.A. FROM DATE OF MATURITY

DIRECTED TO SUBMIT COMPLIANCE REPORT TO SEBI

DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 27-AUG-2021 TO 26-FEB-2022

IMPOSED PENALTY RS.50,00,000

27-AUG-2021 		SAT: SAT VIDE ITS ORDER DATED 21/10/2021 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, DIRECTION TO REFUND A PART OF THE INVESTMENT MANAGEMENT AND ADVISORY FEES COLLECTED BY APPELLANT FROM UNIT HOLDERS TO REMAIN STAYED. DIRECTED APPELLANT TO DEPOSIT RS.20 LAC TO RESPONDENT AS PER IMPUGNED ORDER WITHIN FOUR WEEKS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 17/02/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 05/04/2022 ALLOWED APPELLANT TO FILE REJOINDER WITHIN THREE WEEKS

SAT: SAT VIDE ITS ORDER DATED 01/12/2022 ALLOWED APPELLANT FURTHER THREE WEEKS TO FILE REJOINDER  
4
History of entity/person YALSCO REAL ESTATE & AGRO FARMING LTD.

(PAN:AAACY4581F
CIN:U70101CT2010PLC022218)  
Click here to view complete history of this specific entity/person MAMTA DEWANGAN

PAN:AIHPD0642E
DIN:03334618
Click here to view complete history of this specific entity/person NISHA DEWANGAN

PAN:APVPD0574N
DIN:03334656
Click here to view complete history of this specific entity/person PREM LAL DEWANGAN

PAN:AFVPD1362E
DIN:03334596
  		OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI   DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 02-FEB-2021 TO 01-FEB-2025

DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 02-FEB-2021 TO 01-FEB-2025

DIRECTED TO CO-OPERATE WITH COMPETENT AUTHORITY IN MAKING REPAYMENT/REFUNDS TO INVESTORS/DEPOSITORS/PURCHASERS OF LAND UNDER UNREGISTERED CIS

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 02-FEB-2021 TO 01-FEB-2025

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

02-FEB-2021 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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