| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
C.V.PABARI & CO.
(PAN:AABPP5757A)
|
|
|
|
CHETAN PABARI
|
|
CERTIFIED ACCOUNTS OF LISTED COMPANY NEGLIGENTLY
DID NOT MAINTAIN PROFESSIONAL STANDARD IN AUDIT
|
RESTRAINED FROM ISSUING ANY CERTIFICATE, DIRECTLY OR INDIRECTLY, REQUIRED UNDER SECURITIES LAWS I.E.SEBI ACT FROM 31-OCT-2018 TO 30-OCT-2023
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 31-OCT-2018 TO 30-OCT-2023
30-AUG-2017
|
SEBI VIDE ITS ORDER DATED 31/10/2018 DIRECTED 1) NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SECURITIES CONTRACTS (REGULATION) ACT, 1956, DEPOSITORY ACT,1996 AND COMPANIES ACT, 2013 FOR A PERIOD OF FIVE YEARS AND DIRECTED LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE WITH C. V PABARI & CO. AND MR.C.V.PABARI FOR ISSUING ANY CERTIFICATE WITH RESPECT TO COMPLIANCE OF STATUTORY REQUIREMENTS FOR FIVE YEARS
|
| 2 |
|
|
DALAL & SHAH, AHMEDABAD
(PAN:AAAFD6520G)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 3 |
|
|
DALAL & SHAH, MUMBAI
(PAN:AAAFD0907D)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 4 |
|
|
LOVELOCK & LEWES, HYDERABAD
(PAN:AABFL5878L)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 5 |
|
|
LOVELOCK & LEWES, MUMBAI
(PAN:AAFFL0866Q)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 6 |
|
|
PRICE WATERHOUSE & CO., BANGALORE
(PAN:AADFP9359C)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 7 |
|
|
PRICE WATERHOUSE & CO., CHENNAI
(PAN:AAAFP8828M)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 8 |
|
|
PRICE WATERHOUSE & CO., KOLKATA
(PAN:AAHFP0187A)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 9 |
|
|
PRICE WATERHOUSE & CO., NEW DELHI
(PAN:AAEFP1428R)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 10 |
|
|
PRICE WATERHOUSE, BANGALORE
(PAN:AAEFP5579P)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
DIRECTED TO DISGORGE RS.13,09,01,664 ALONG WITH OTHER ENTITIES/PERSONS
10-JAN-2018
|
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 11 |
|
|
PRICE WATERHOUSE, KOLKATA
(PAN:AAEFP3641G)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 12 |
|
|
PRICE WATERHOUSE, NEW DELHI
(PAN:AAFFP3698A)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
