| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AANCHAL JINDAL
(PAN:AIHPJ4158R)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF FOCUS INDUSTRAIAL RESOURCES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 01/07/2021 CONDONED THE DELAY OF 267 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/08/2021 APPELLANTS FILE THE REJOINDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 24/09/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 02/02/2022 GRANTED PERMISSION TO FILE AMENDMENT APPLICATION SEEKING TO AMEND RELIEF CLAUSE WITHIN TWO WEEKS FROM DATE OF THIS ORDER. SINCE APPELLANTS HAD ALREADY DEPOSITED RS.28 LAC,NO FURTHER RECOVERY TO BE MADE AGAINST THEM DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/02/2022 ALLOWED THE APPLICATION
|
| 2 |
|
|
AARTI KEJRIWAL
|
|
|
|
SREEJI FAMILY BENEFIT TRUST
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 3 |
|
|
ABHAY BAHETI
(PAN:ADEPB2646N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10, 11(2) AND 12 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF TIRRIHANNAH CO.LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-FEB-2018
|
|
| 4 |
|
|
ABHEY RAM DAHIYA
(PAN:ABVPD0924C)
|
|
|
|
A.R.DAHIYA & ASSOCIATES
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN ACCORDANCE WITH THE PROVISIONS OF SEBI TAKEOVER CODE, 1997 BY THE ACQUIRER ON 24.4.1999 IN THE CASE OF POLO HOTELS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
01-AUG-2003
|
SAT: APPEAL FAILED AND DISMISSED
SAT: SAT VIDE ITS ORDER DATED 29/08/2017 GRANTED EXTENSION OF TIME FOR A FURTHER PERIOD OF FOUR WEEKS FOR COMPLIANCE OF SEBI ORDER DATED 01/08/2003 SUBJECT TO PAYMENT OF COSTS QUANTIFIED AT RS.50,000 TO BE PAID BY THE APPELLANT TO SEBI WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 15/02/2019 DISMISSED THE APPEAL WITH COSTS FOR RS.50,000.00 FOR NOT COMPLYING WITH SEBI ORDER DATED 01/08/2013 FOR ALMOST 15 YEARS
SEBI VIDE ITS ORDER DATED 03/06/2019 DIRECTED TO B) ENSURE COMPLIANCE WITH SEBI ORDER DATED 01/08/2003 AND COMPLETE PENDING OPEN OFFER AFTER DULY INCORPORATING OBSERSATIONS ISSUED VIDE OBSERSATION LETTER DATED 11/05/2018 WITHIN TWELVE WORKING DAYS FROM DATE OF RECEIPT OF THIS ORDER B) DEPOSIT RS.11,94,40,349 INTEREST BEARING ESCROW ACCOUNT CREATED SPECIFICALLY FOR THE PURPOSE IN NATIONALISED BANK WITHIN SEVEN WORKING DAYS FROM DATE OF RECEIPT OF THIS ORDER C) BANKS AND DEPOSITORIES ARE DIRECTED NOT TO DEBIT WITHOUT PERMISSION OF SEBI, IN RESPECT OF BANK ACCOUNTS AND DEMAT ACCOUNTS, HELD BY MR.ABHEY RAM DAHIYA, MR.AMANDEEP SINGH DAHIYA AND MR.PANKAJ DAHIYA
SAT: SAT VIDE ITS ORDER DATED 20/06/2019 DISPOSED OFF THE APPLICATION WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 09/03/2020 DIRECTED TO A) ATTACH DEPOSIT OF R.80,42,167.30 BY THE ACQUIRERS IN ESCROW ACCOUNT WITH ICICI BANK LTD. AND RS.32,15,462.45 WITH ING VYSYA BANK LTD. (NOW KOTAK MAHINDRA BANK LTD.) AND TO BE UTILISED FOR PAYMENT OF CONSIDERATION TO ELIGIBLE AND IDENTIFIABLE INVESTORS OF TARGET COMPANY IN CONSIDERATION FOR OPEN OFFER B) DISGORGE BALANCE OPEN OFFER CONSIDERATION AMOUNT OF RS.11,82,32,526 ALONG WITH SIMPLE INTEREST @ 15% FROM 01/06/2019 TILL DATE OF ACTUAL PAYMENT. C) BANKS NOT TO ALLOW DEBITS FROM BANK ACCOUNT(S) OF MR.ABHEY RAM DAHIYA, MR.AMARDEEP SINGH DAHIYA AND MR.PANKAJ DAHIYA TO EXTENT OF AMOUNT, WITHOUT PERMISSION OF SEBI. D) RESTRAINED FROM DISPOSING OF OR ALIENATING ANY OF ASSETS/ PROPERTIES/SECURITIES, INCLUDING ASSETS/PROPERTIES EXCEPT FOR PURPOSE OF COMPLETING OPEN OFFER E) PROVIDE, ON OR BEFORE 20/03/2020 FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES IN WHICH HOLD SUBSTANTIAL OR CONTROLLING INTEREST F) AMOUNT DISGORGED BY WAY OF THIS ORDER TO BE CREDITED TO IPEF SHALL BE UTILISED IN TERMS OF SUB–REGULATION (3) OF REGULATION 5 OF SEBI (IPEF) REGULATIONS, 2009, FOR RESTITUTION OF INVESTORS OF POLO HOTELS LTD., WHO HAD TENDERED THEIR SHARES AND/OR WHO MAY TENDER THEIR SHARES IN RESPONSE TO FRESH OPEN OFFER
SEBI VIDE ITS NOTICE DATED 24/06/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 16/01/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 5 |
|
|
ADITI BHANOT
(PAN:AOUPB4442H)
|
|
|
|
BHANOT LEASING LTD.
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF BHANOT CONSTRUCTION & HOUSING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
02-AUG-2018
|
SAT: SAT VIDE ITS ORDER DATED 09/07/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 02/08/2018
|
| 6 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 7 |
|
|
AJIT KUMAR BHUWALKA
(PAN:AGZPB4007B)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 8 |
|
|
AMARDEEP SINGH DAHIYA
(PAN:AANPD3910B)
|
|
|
|
A.R.DAHIYA & ASSOCIATES
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN ACCORDANCE WITH THE PROVISIONS OF SEBI TAKEOVER CODE, 1997 BY THE ACQUIRER ON 24.4.1999 IN THE CASE OF POLO HOTELS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
01-AUG-2003
|
SAT: APPEAL FAILED AND DISMISSED
SAT: SAT VIDE ITS ORDER DATED 29/08/2017 GRANTED EXTENSION OF TIME FOR A FURTHER PERIOD OF FOUR WEEKS FOR COMPLIANCE OF SEBI ORDER DATED 01/08/2003 SUBJECT TO PAYMENT OF COSTS QUANTIFIED AT RS.50,000 TO BE PAID BY THE APPELLANT TO SEBI WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 15/02/2019 DISMISSED THE APPEAL WITH COSTS FOR RS.50,000.00 FOR NOT COMPLYING WITH SEBI ORDER DATED 01/08/2013 FOR ALMOST 15 YEARS
SEBI VIDE ITS ORDER DATED 03/06/2019 DIRECTED TO B) ENSURE COMPLIANCE WITH SEBI ORDER DATED 01/08/2003 AND COMPLETE PENDING OPEN OFFER AFTER DULY INCORPORATING OBSERSATIONS ISSUED VIDE OBSERSATION LETTER DATED 11/05/2018 WITHIN TWELVE WORKING DAYS FROM DATE OF RECEIPT OF THIS ORDER B) DEPOSIT RS.11,94,40,349 INTEREST BEARING ESCROW ACCOUNT CREATED SPECIFICALLY FOR THE PURPOSE IN NATIONALISED BANK WITHIN SEVEN WORKING DAYS FROM DATE OF RECEIPT OF THIS ORDER C) BANKS AND DEPOSITORIES ARE DIRECTED NOT TO DEBIT WITHOUT PERMISSION OF SEBI, IN RESPECT OF BANK ACCOUNTS AND DEMAT ACCOUNTS, HELD BY MR.ABHEY RAM DAHIYA, MR.AMANDEEP SINGH DAHIYA AND MR.PANKAJ DAHIYA
SAT: SAT VIDE ITS ORDER DATED 20/06/2019 DISPOSED OFF THE APPLICATION WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 09/03/2020 DIRECTED TO A) ATTACH DEPOSIT OF R.80,42,167.30 BY THE ACQUIRERS IN ESCROW ACCOUNT WITH ICICI BANK LTD. AND RS.32,15,462.45 WITH ING VYSYA BANK LTD. (NOW KOTAK MAHINDRA BANK LTD.) AND TO BE UTILISED FOR PAYMENT OF CONSIDERATION TO ELIGIBLE AND IDENTIFIABLE INVESTORS OF TARGET COMPANY IN CONSIDERATION FOR OPEN OFFER B) DISGORGE BALANCE OPEN OFFER CONSIDERATION AMOUNT OF RS.11,82,32,526 ALONG WITH SIMPLE INTEREST @ 15% FROM 01/06/2019 TILL DATE OF ACTUAL PAYMENT. C) BANKS NOT TO ALLOW DEBITS FROM BANK ACCOUNT(S) OF MR.ABHEY RAM DAHIYA, MR.AMARDEEP SINGH DAHIYA AND MR.PANKAJ DAHIYA TO EXTENT OF AMOUNT, WITHOUT PERMISSION OF SEBI. D) RESTRAINED FROM DISPOSING OF OR ALIENATING ANY OF ASSETS/ PROPERTIES/SECURITIES, INCLUDING ASSETS/PROPERTIES EXCEPT FOR PURPOSE OF COMPLETING OPEN OFFER E) PROVIDE, ON OR BEFORE 20/03/2020 FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES IN WHICH HOLD SUBSTANTIAL OR CONTROLLING INTEREST F) AMOUNT DISGORGED BY WAY OF THIS ORDER TO BE CREDITED TO IPEF SHALL BE UTILISED IN TERMS OF SUB–REGULATION (3) OF REGULATION 5 OF SEBI (IPEF) REGULATIONS, 2009, FOR RESTITUTION OF INVESTORS OF POLO HOTELS LTD., WHO HAD TENDERED THEIR SHARES AND/OR WHO MAY TENDER THEIR SHARES IN RESPONSE TO FRESH OPEN OFFER
SEBI VIDE ITS NOTICE DATED 24/06/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 31/08/2021 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 16/01/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 9 |
|
|
ANAND KUMAR JAIN
(PAN:AAYPJ3951B)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF FOCUS INDUSTRAIAL RESOURCES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 01/07/2021 CONDONED THE DELAY OF 267 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/08/2021 APPELLANTS FILE THE REJOINDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 24/09/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 02/02/2022 GRANTED PERMISSION TO FILE AMENDMENT APPLICATION SEEKING TO AMEND RELIEF CLAUSE WITHIN TWO WEEKS FROM DATE OF THIS ORDER. SINCE APPELLANTS HAD ALREADY DEPOSITED RS.28 LAC,NO FURTHER RECOVERY TO BE MADE AGAINST THEM DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/02/2022 ALLOWED THE APPLICATION
SAT: SAT VIDE ITS ORDER DATED 18/07/2022 DISMISSED THE APPEAL. NO COSTS
|
| 10 |
|
|
ANIL BABULAL VEDMEHTA
(PAN:ACHPV0535C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF MOBILE TELECOMMUNICATIONS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-APR-2016
|
SAT: APPEAL DIMISSED. NO COSTS
|
| 11 |
|
|
ANITHA VASANTH
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11 (1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VISION ORGANICS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 12 |
|
|
ANJU R.INNANI
(PAN:AAHPI1233L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11 (2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF APOLLO FINVEST (INDIA) LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
|
| 13 |
|
|
ANNAPAREDDY LEELA
(PAN:ACHPA5541M)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SRI VAJRA GRANITES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
16-MAY-2017
|
|
| 14 |
|
|
ANNAPAREDDY NAMRATHHA
(PAN:AHZPA5662L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SRI VAJRA GRANITES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
16-MAY-2017
|
|
| 15 |
|
|
ANNAPAREDDY SUDHAKER REDDY
(PAN:ADIPA6803E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SRI VAJRA GRANITES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
16-MAY-2017
|
|
| 16 |
|
|
ANURADHA HIMATSINGKA
(PAN:AASPM5653P)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 17 |
|
|
ANURAG DINESHCHANDRA AGARWAL
(PAN:ACDPA4964G)
|
|
|
|
PAKSH DEVELOPERS PVT.LTD.
PAN:AAECS0872M
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF STERLING GREEN WOODS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-JUL-2016
|
SEBI VIDE ITS ORDER DATED 26/09/2016 REJECTED THE REQUEST OF MR.ANURAG DINESHCHANDRA AGRWAL & PAKSH DEVELOPERS PVT.LTD. AND DIRECTED THEM TO COMPLY WITH THE ORDER DATED 05/07/2016 IMMEDIATELY
|
| 18 |
|
|
APURVA M.SHAH
(PAN:AWPPS7372A)
|
|
|
|
METEX MARKETING PVT.LTD.
PAN:AADCM9717A
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KOFFEE BREAK PICTURES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-MAR-2016
|
SAT: SAT VIDE ITS ORDER DATED 04/06/2019 AFFIRMED THE ORDER EXCEPT THE PART WHICH RELATED TO FIXATION OF PRICE OF RS.33.50 PER SHARE AND DIRECTED SEBI TO APPOINT A MERCHANT BANKER TO FIX THE PRICE PER SHARE
SAT: SAT VIDE ITS ORDER DATED 10/10/2019 DIRECTED APPELLANT TO COMPLY WITH ORDER DATED 04/06/2019 AND CO-OPERATE WITH SEBI AND INDEPENDENT VALUER WITH RESPECT TO INFORMATION AND/OR DOCUMENTS SOUGHT BY INDEPENDENT VALUER AND PAY PRFESSIONAL FEES OF RS.2,00,000 TO INDEPENDET VALUER
|
| 19 |
|
|
ARCHIT JINDAL
(PAN:AGNPJ5775G)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF FOCUS INDUSTRAIAL RESOURCES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 01/07/2021 CONDONED THE DELAY OF 267 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/08/2021 APPELLANTS FILE THE REJOINDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 24/09/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 02/02/2022 GRANTED PERMISSION TO FILE AMENDMENT APPLICATION SEEKING TO AMEND RELIEF CLAUSE WITHIN TWO WEEKS FROM DATE OF THIS ORDER. SINCE APPELLANTS HAD ALREADY DEPOSITED RS.28 LAC,NO FURTHER RECOVERY TO BE MADE AGAINST THEM DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/02/2022 ALLOWED THE APPLICATION
|
| 20 |
|
|
ARUN DHIR
(PAN:ABCPD0779J)
|
|
|
|
ARUN ENTERPRISES
PAN:AADFA9183D
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF RAMA STEEL TUBES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 1 of 13
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