| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
LAXMINARAYANA RAJU SINGARAJU
(PAN:BHCPS1066C)
|
|
|
|
BRIGHTCOM GROUP LTD.
PAN:AAACL5827B
|
|
DID NOT COLLECT ADEQUATE CONSIDERATION WHILE MAKING PREFERENTIAL ALLOTMENTS AS WELL AS TO CAMOUFLAGE ROUND-TRIPPING OF FUNDS TO THE ALLOTTEES THROUGH SUBSIDIARIES AND CONDUIT ENTITIES AND DIVERSION OF CO’S FUNDS TO MR.M.SURESH KUMAR REDDY AND OTHERS
MISREPRESENTED AND MISSTATED BOOKS OF ACCOUNTS
|
CEASED TO HOLD THE POSITION OF A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OR ITS SUBSIDIARIES FROM 22-AUG-2023 UNTIL FURTHER ORDERS
PROHIBITED FROM DISPOSING OF SHARES OF BRIGHTCOM GROUP LTD. HELD BY THEM DIRECTLY OR INDIRECTLY IN ANY MANNER WHATSOEVER FROM 22-AUG-2023 UNTIL FURTHER ORDERS
22-AUG-2023
|
SAT: SAT VIDE ITS ORDER DATED 11/12/2023 CONDONED THE DELAY IN FILING OF APPEAL AND RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 18/01/2024 DISPOSED OF THE MISC.APPLICATION WITHOUT ANY INTERFERENCE IN THE IMPUGNED ORDER
SAT: SAT VIDE ITS ORDER DATED 09/02/2024 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS ORDER DATED 28/02/2024 MODIFIED TO THE EXTENT THAT RESTRAINT ON MR.NARAYAN RAJU REGARDING HOLDING THE POSITION OF A DIRECTOR OR A KEY MANAGERIAL PERSON IN ANY LISTED COMPANY OR SUBSIDIARIES TO APPLY ONLY IN RESPECT OF BRIGHTCOM GROUP LTD. AND ITS SUBSIDIARIES
SAT: SAT VIDE ITS ORDER DATED 04/03/2024 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 07/08/2024 CONDONED THE DELAY IN FILING OF APPEAL. ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
SAT: SAT: SAT VIDE ITS ORDER DATED 07/08/2024 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 04/12/2024 GRANTED APPELLANT TWO WEEKS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 02/01/2025 DIRECTED APPELLANTS TO FILE REJOINDER BY 01/02/2025
|
| 2 |
|
|
M.SURESH KUMAR REDDY
(PAN:AOOPM8696J)
|
|
|
|
BRIGHTCOM GROUP LTD.
PAN:AAACL5827B
|
|
DID NOT COLLECT ADEQUATE CONSIDERATION WHILE MAKING PREFERENTIAL ALLOTMENTS AS WELL AS TO CAMOUFLAGE ROUND-TRIPPING OF FUNDS TO THE ALLOTTEES THROUGH SUBSIDIARIES AND CONDUIT ENTITIES AND DIVERSION OF CO’S FUNDS TO MR.M.SURESH KUMAR REDDY AND OTHERS
MISREPRESENTED AND MISSTATED BOOKS OF ACCOUNTS
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-AUG-2023 UNTIL FURTHER ORDERS
CEASED TO HOLD THE POSITION OF A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OR ITS SUBSIDIARIES FROM 22-AUG-2023 UNTIL FURTHER ORDERS
22-AUG-2023
|
SAT: SAT VIDE ITS ORDER DATED 11/12/2023 CONDONED THE DELAY IN FILING OF APPEAL AND RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 18/01/2024 DISPOSED OF THE MISC.APPLICATION WITHOUT ANY INTERFERENCE IN THE IMPUGNED ORDER
SAT: SAT VIDE ITS ORDER DATED 09/02/2024 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS ORDER DATED 28/02/2024 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 22/08/2023
SAT: SAT VIDE ITS ORDER DATED 04/03/2024 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 07/08/2024 CONDONED THE DELAY IN FILING OF APPEAL. ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 07/08/2024 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 04/12/2024 GRANTED APPELLANT TWO WEEKS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 02/01/2025 DIRECTED APPELLANTS TO FILE REJOINDER BY 01/02/2025
|
| 3 |
|
|
PUNIT GOENKA
(PAN:AAEPG2529E)
|
|
|
|
ZEE ENTERTAINMENT ENTERPRISES LTD.
PAN:AAACZ0243R
|
|
INDULGED IN DIVERSION OF FUNDS FROM ZEE ENTERTAINMENT ENTERPRISES LTD. AND OTHER LISTED COMPANIES AND FALSE SUBMISSION TO SEBI THAT IT HAD RECEIVED THE FUNDS FROM ASSOCIATE ENTITIES VIOLATING REGULATIONS 4(1) AND 4(2)(F) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ZEE ENTERTAINMENT ENTERPRISES LTD.
DID NOT DISCHARGE DUTY AS DIRECTORS FOR THEIR PERSONAL BENEFIT VIOLATING 4(2)(F) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ZEE ENTERTAINMENT ENTERPRISES LTD.
|
CEASED TO HOLD THE POSITION OF A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OR ITS SUBSIDIARIES FROM 12-JUN-2023 UNTIL FURTHER ORDER
DIRECTED ZEE ENTERTAINMENT ENTERPRISES LTD. (ZEEL) TO PLACE THE ORDER DATED 12/06/2023 BEFORE BOARD OF DIRECTORS WITHIN SEVEN DAYS FROM THE DATE OF RECEIPT OF THE ORDER
12-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 15/06/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN FORTY EIGHT HOURS AND REJOINDER, IF ANY, TO BE FILED ON OR BEFORE 19/06/2023
SAT: SAT VIDE ITS ORDER DATED 10/07/2023 DISPOSED OF ALL MISC.APPLICATION AND DIRECTED SEBI TO APPOINT ANOTHER WTM TO CONSIDER OBJECTION OF THE APPELLANTS
SEBI VIDE ITS ORDER DATED 14/08/2023 MODIFIED THE DIRECTIONS OF INTERIM ORDER DATED 12/06/2023 W.E.F. FROM DATE OF THIS ORDER I) INVESTIGATION IN THE MATTER BY SEBI TO BE COMPLETED IN TIME-BOUND MANNER AND IN ANY EVENT WITHIN EIGHTH MONTHS FROM DATE OF THIS ORDER II) NOT TO HOLD POSITION OF DIRECTOR OR KEY MANAGEMENT PERSONNEL (KMP) IN FOLLOWING COMPANIES TILL FURTHER DIRECTIONS A) ZEE ENTERTAINMENT ENTERPRISES LTD. B) ZEE MEDIA CORPORATION LTD. C) ZEE STUDIOS LTD. (WHOLLY OWNED SUBSIDIARY OF ZEE ENTERTAINMENT ENTERPRISES LTD.) D) ZEE AKAASH NEWS PVT.LTD. (WHOLLY OWNED SUBSIDIARY OF ZEE MEDIA CORPORATION LTD.) E) ANY RESULTANT COMPANY THAT IS FORMED PURSUANT TO A MERGER OR AMALGAMATION OF THE ABOVE NAMED COMPANIES WITH ANY OTHER COMPANY WHOLLY OR IN PART F) ANY COMPANY, WHICH IS FORMED PURSUANT TO DEMERGER OF ANY OF THE ABOVE NAMED COMPANIES
|
| 4 |
|
|
SUBHASH CHANDRA
(PAN:AACPC4004A)
|
|
|
|
ZEE ENTERTAINMENT ENTERPRISES LTD.
PAN:AAACZ0243R
|
|
INDULGED IN DIVERSION OF FUNDS FROM ZEE ENTERTAINMENT ENTERPRISES LTD. AND OTHER LISTED COMPANIES AND FALSE SUBMISSION TO SEBI THAT IT HAD RECEIVED THE FUNDS FROM ASSOCIATE ENTITIES VIOLATING REGULATIONS 4(1) AND 4(2)(F) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ZEE ENTERTAINMENT ENTERPRISES LTD.
DID NOT DISCHARGE DUTY AS DIRECTORS FOR THEIR PERSONAL BENEFIT VIOLATING 4(2)(F) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ZEE ENTERTAINMENT ENTERPRISES LTD.
|
CEASED TO HOLD THE POSITION OF A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OR ITS SUBSIDIARIES FROM 12-JUN-2023 UNTIL FURTHER ORDER
DIRECTED ZEE ENTERTAINMENT ENTERPRISES LTD. (ZEEL) TO PLACE THE ORDER DATED 12/06/2023 BEFORE BOARD OF DIRECTORS WITHIN SEVEN DAYS FROM THE DATE OF RECEIPT OF THE ORDER
12-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 15/06/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN FORTY EIGHT HOURS AND REJOINDER, IF ANY, TO BE FILED ON OR BEFORE 19/06/2023
SEBI VIDE ITS ORDER DATED 14/08/2023 MODIFIED THE DIRECTIONS OF INTERIM ORDER DATED 12/06/2023 W.E.F. FROM DATE OF THIS ORDER I) INVESTIGATION IN THE MATTER BY SEBI TO BE COMPLETED IN TIME-BOUND MANNER AND IN ANY EVENT WITHIN EIGHTH MONTHS FROM DATE OF THIS ORDER II) NOT TO HOLD POSITION OF DIRECTOR OR KEY MANAGEMENT PERSONNEL (KMP) IN FOLLOWING COMPANIES TILL FURTHER DIRECTIONS A) ZEE ENTERTAINMENT ENTERPRISES LTD. B) ZEE MEDIA CORPORATION LTD. C) ZEE STUDIOS LTD. (WHOLLY OWNED SUBSIDIARY OF ZEE ENTERTAINMENT ENTERPRISES LTD.) D) ZEE AKAASH NEWS PVT.LTD. (WHOLLY OWNED SUBSIDIARY OF ZEE MEDIA CORPORATION LTD.) E) ANY RESULTANT COMPANY THAT IS FORMED PURSUANT TO A MERGER OR AMALGAMATION OF THE ABOVE NAMED COMPANIES WITH ANY OTHER COMPANY WHOLLY OR IN PART F) ANY COMPANY, WHICH IS FORMED PURSUANT TO DEMERGER OF ANY OF THE ABOVE NAMED COMPANIES
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 ALLOWED THE APPEAL. QUASHED AND SET ASIDE IMPUGNED ORDER DATED 12/06/2023 AND CONFIRMATORY ORDER DATED 14/08/2023
SAT: SAT VIDE ITS ORDER DATED 26/02/2024 ALLOWED RESPONDENT TEN DAYS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 02/05/2025 DISMISSED THE APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 11/07/2025 DISMISSED REVIEW APPLICATION DATED 02/05/2025
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
