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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 28-AUG-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

MERCHANT BANKERS: SUSPENDED REGISTRATION AS MERCHANT BANKER FOR UNDERWRITING

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person BHAGWANDAS GORDHANDAS FINANCIAL PVT.LTD.  
  DID NOT FULFILL UNDERWRITING OBLIGATION IN PUBLIC ISSUES OF RITESH POLYESTERS LTD.   SUSPENDED REGISTRATION AS MERCHANT BANKER FOR UNDERWRITING FROM 09-JUN-1997 TO 08-JUN-1999

09-JUN-1997 		 
2
History of entity/person FIRST FINANCIAL SERVICES LTD.

(PAN:AAACF1145J)  
  DID NOT FULFILL UNDERWRITING OBLIGATION IN PUBLIC ISSUES OF RITESH POLYESTERS LTD.   SUSPENDED REGISTRATION AS MERCHANT BANKER FOR UNDERWRITING FROM 29-MAY-1997 TO 28-MAY-1999

29-MAY-1997 		 
3
History of entity/person HINDUSTAN STOCKLAND LTD.  
  DID NOT FULFILL UNDERWRITING OBLIGATION IN PUBLIC ISSUES OF RITESH POLYESTERS LTD.   SUSPENDED REGISTRATION AS MERCHANT BANKER FOR UNDERWRITING FROM 29-MAY-1997 TO 28-MAY-1999

29-MAY-1997 		 
4
History of entity/person MARG SECURITIES LTD.  
  DID NOT FULFILL UNDERWRITING OBLIGATION IN PUBLIC ISSUES OF RITESH POLYESTERS LTD.   SUSPENDED REGISTRATION AS MERCHANT BANKER FOR UNDERWRITING FROM 09-JUN-1997 TO 08-JUN-1999

09-JUN-1997 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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