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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 28-AUG-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

DEPOSITORIES: CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person LFS BROKING PVT.LTD.

(PAN:AACCL1007D)

(Member : NSE)  
  MISUSED REGISTRATION TO PROMOTE LFS BROKING AND PMS SERVICES AND ANOTHER UNREGISTERED ENTITY MOL COMMODITIES COLLECTED FUNDS FROM INVESTORS   CANCELLED REGISTRATION AS PORTFOLIO MANAGER FROM 28-JUN-2024

CANCELLED REGISTRATION AS STOCK BROKER FROM 28-JUN-2024

CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 28-JUN-2024

CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 28-JUN-2024

28-JUN-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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