| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
DINESH K.SHARMA & CO.
|
|
|
DIVERTED FUNDS IN VIOLATION OF ATTACHMENT DIRECTIVES/INSTRUCTIONS/GUIDELINES OF SEBI AND HON’BLE SUPREME COURT’S ORDER
|
DIRECTED TO ATTACH BANK ACCOUNTS
14-SEP-2017
|
SEBI VIDE ITS ORDER DATED 14/09/2017 DIRECTED THAT IN COMPLIANCE OF THE HON’BLE SUPREME COURT ORDER DATED 25/07/2016, ATTACHMENT PROCEEDINGS IN RESPECT OF ENTITIES TO THE EXTENT OF THE FUNDS TRANSFERRED BY NIRMAL CHHAYA INSURANCE SERVICES LTD., PEARLS INFRASTRUCTURE PROJECTS LTD., PEARLS TOURISM LTD. AND LAKSHMI SMOU LTD. SHALL REMAIN IN FORCE
|
| 2 |
|
|
DVA DEVELOPERS & PROMOTERS PVT.LTD.
|
|
|
DIVERTED FUNDS IN VIOLATION OF ATTACHMENT DIRECTIVES/INSTRUCTIONS/GUIDELINES OF SEBI AND HON’BLE SUPREME COURT’S ORDER
|
DIRECTED TO ATTACH BANK ACCOUNTS
14-SEP-2017
|
SEBI VIDE ITS ORDER DATED 14/09/2017 DIRECTED THAT IN COMPLIANCE OF THE HON’BLE SUPREME COURT ORDER DATED 25/07/2016, ATTACHMENT PROCEEDINGS IN RESPECT OF ENTITIES TO THE EXTENT OF THE FUNDS TRANSFERRED BY NIRMAL CHHAYA INSURANCE SERVICES LTD., PEARLS INFRASTRUCTURE PROJECTS LTD., PEARLS TOURISM LTD. AND LAKSHMI SMOU LTD. SHALL REMAIN IN FORCE
|
| 3 |
|
|
GRAND TOURS
|
|
|
DIVERTED FUNDS IN VIOLATION OF ATTACHMENT DIRECTIVES/INSTRUCTIONS/GUIDELINES OF SEBI AND HON’BLE SUPREME COURT’S ORDER
|
DIRECTED TO ATTACH BANK ACCOUNTS
14-SEP-2017
|
SEBI VIDE ITS ORDER DATED 14/09/2017 DIRECTED THAT IN COMPLIANCE OF THE HON’BLE SUPREME COURT ORDER DATED 25/07/2016, ATTACHMENT PROCEEDINGS IN RESPECT OF ENTITIES TO THE EXTENT OF THE FUNDS TRANSFERRED BY NIRMAL CHHAYA INSURANCE SERVICES LTD., PEARLS INFRASTRUCTURE PROJECTS LTD., PEARLS TOURISM LTD. AND LAKSHMI SMOU LTD. SHALL REMAIN IN FORCE
|
| 4 |
|
|
HARI BHARI RECYCLABLE PVT.LTD.
|
|
|
DIVERTED FUNDS IN VIOLATION OF ATTACHMENT DIRECTIVES/INSTRUCTIONS/GUIDELINES OF SEBI AND HON’BLE SUPREME COURT’S ORDER
|
DIRECTED TO ATTACH BANK ACCOUNTS
14-SEP-2017
|
SEBI VIDE ITS ORDER DATED 14/09/2017 DIRECTED THAT IN COMPLIANCE OF THE HON’BLE SUPREME COURT ORDER DATED 25/07/2016, ATTACHMENT PROCEEDINGS IN RESPECT OF ENTITIES TO THE EXTENT OF THE FUNDS TRANSFERRED BY NIRMAL CHHAYA INSURANCE SERVICES LTD., PEARLS INFRASTRUCTURE PROJECTS LTD., PEARLS TOURISM LTD. AND LAKSHMI SMOU LTD. SHALL REMAIN IN FORCE
|
| 5 |
|
|
NIRMAL CHHAYA INSURANCE SERVICES LTD.
|
|
|
DID NOT PRODUCE ANY EVIDENCE IN SUPPORT OF ITS CLAIM HAVING NO RELATIONSHIP WITH PACL LTD.
|
DIRECTED TO ATTACH BANK ACCOUNTS
31-AUG-2017
|
SEBI VIDE ITS ORDER DATED 31/08/2017 DISALLOWED THE CLAIMS/OBJECTIONS OF THE EMPLOYEES/DIRECTORS/PROMOTERS OF THE ENTITIES ON ATTACHMENT TO THEIR BANK ACCOUNTS. COMPLIANCE OF THE HON’BLE SUPREME COURT ORDER DATED 25/07/2016 THE ATTACHMENT PROCEEDINGS IN RESPECT OF BANK ACCOUNTS OF EMPLOYEES/DIRECTORS/PROMOTERS OF NIRMAL CHHAYA INSURANCE SERVICES LTD. & PEARLS INFRASTRUCTURE PROJECTS LTD. SHALL REMAIN IN FORCE
|
| 6 |
|
|
PEARLS INFRASTRUCTURE PROJECTS LTD.
|
|
|
ASSOCIATED ENTITY OF PACL LTD. WHERE PACL MONEY INVOLVED
|
DIRECTED TO ATTACH BANK ACCOUNTS
31-AUG-2017
|
SEBI VIDE ITS ORDER DATED 31/08/2017 DISALLOWED THE CLAIMS/OBJECTIONS OF THE EMPLOYEES/DIRECTORS/PROMOTERS OF THE ENTITIES ON ATTACHMENT TO THEIR BANK ACCOUNTS. COMPLIANCE OF THE HON’BLE SUPREME COURT ORDER DATED 25/07/2016 THE ATTACHMENT PROCEEDINGS IN RESPECT OF BANK ACCOUNTS OF EMPLOYEES/DIRECTORS/PROMOTERS OF NIRMAL CHHAYA INSURANCE SERVICES LTD. & PEARLS INFRASTRUCTURE PROJECTS LTD. SHALL REMAIN IN FORCE
SAT: SAT VIDE ITS ORDER DATED 09/11/2017 DISPOSE OFF THE APPEAL. PERMITTED APPELLANT TO MAKE A REPRESENTATION TO RO AND DIRECTED RO TO CONSIDER THE REPRESENTATION AND PASS APPROPRIATE ORDER AS EXPEDITIOUSLY AS POSSIBLE. NO COSTS
SEBI VIDE ITS ORDER DATED 22/11/2017 SET ASIDED THE CONTENTIONS OF THE APPELLANT AND DIRECTED THAT THE DIRECTIONS AS PASSED ON 07/09/2016 THAT NO DEBIT SHALL BE MADE IN ANY BANK ACCOUNT/S, LOCKERS, DEMAT ACCOUNTS, MUTUAL FUND FOLIOS ETC. OF PIPL SHALL REMAIN IN FORCE
SEBI VIDE ITS ORDER DATED 21/12/2017 DISALLOWED THE REPRESENTATION MADE BY PIPL TO DREFREEZE THE BANK ACCOUNTS FOR PAYMENT OF VARIOUS STATUTORY AND OTHER DUES
SAT: DISMISSED THE APPEAL FOR WANT OF PROSECUTION
|
| 7 |
|
|
RADO INTERNATIONAL LTD.
|
|
|
DIVERTED FUNDS IN VIOLATION OF ATTACHMENT DIRECTIVES/INSTRUCTIONS/GUIDELINES OF SEBI AND HON’BLE SUPREME COURT’S ORDER
|
DIRECTED TO ATTACH BANK ACCOUNTS
14-SEP-2017
|
SEBI VIDE ITS ORDER DATED 14/09/2017 DIRECTED THAT IN COMPLIANCE OF THE HON’BLE SUPREME COURT ORDER DATED 25/07/2016, ATTACHMENT PROCEEDINGS IN RESPECT OF ENTITIES TO THE EXTENT OF THE FUNDS TRANSFERRED BY NIRMAL CHHAYA INSURANCE SERVICES LTD., PEARLS INFRASTRUCTURE PROJECTS LTD., PEARLS TOURISM LTD. AND LAKSHMI SMOU LTD. SHALL REMAIN IN FORCE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
