| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ALLY MULTI-TRADE INDIA PVT.LTD.
(PAN:AAJCA7016J)
|
|
|
|
CHETAN YASHWANT THAKUR
PAN:ABNPT7551R
|
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SURYAKANT SAMBU BHOSLE
PAN:AGXPB8179J
|
|
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VIJAY DATTARAM CHAVAN
PAN:ACVPC1342G
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-AUG-2015 TO 25-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
22-JUL-2014
|
SEBI VIDE ITS ORDER DATED 21/08/2015 DIRECTED ALLY MULTI-TRADE INDIA PVT.LTD. AND ITS DIRECTORS MR.CHETAN YASHWANT THAKUR, MR.VIJAY DATTARAM CHAVAN & DR.SURYAKANT SAMBU BHOSLE TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5. PROVIDE A FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM
SAT: SAT VIDE ITS ORDER DATED 17/10/2016 DIRECTED APPELLANTS TO CO-OPERATE WITH SEBI AND ENSURE IMPLEMENTATION OF IMPUGNED ORDER AS EXPEDITIOUSLY AS POSSIBLE. NO COSTS
SEBI VIDE ITS ORDER DATED 29/12/2017 IMPOSED PENALTY OF RS.25 LACS (JOINTLY & SEVERALLY) U/S 15HA OF SEBI ACT
SAT: SAT VIDE ITS ORDER DATED 15/03/2018 GRANTED TIME TO PAY PENALTY AMOUNT OF RS.25 LACS WITHIN ONE WEEK FROM THE DATE OF THIS ORDER. NO COSTS
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 18/01/2021 DIRECTED TO RELEASE ALL THE ATTACHMENTS ON THE PROPERTIES OF THE DEFAULTERS MADE VIDE ORDER DATED 02/02/2018
|
| 2 |
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|
HBN DAIRIES & ALLIED LTD.
(CIN:U15203DL1998PLC097690
PAN:AAACH7852C)
|
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AMANDEEP SINGH SRAN
PAN:AUVPS5370E
|
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GAJRAJ SINGH CHAUHAN
PAN:ADXPC6922H
|
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HARMENDER SINGH SRAN
PAN:AIGPS2229B
|
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JASBEER KAUR
|
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MANJEET KAUR SRAN
DIN:00105878
|
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RAKESH KUMAR TOMAR
DIN:06824416
|
|
|
SATNAM SINGH RANDHAWA
|
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|
SUKHDEV SINGH DHILLON
|
|
|
SUKHJEET KAUR
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 12-FEB-2015 TO 11-FEB-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 12-FEB-2015 TO 11-FEB-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 12-FEB-2015 TO 11-FEB-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 12-FEB-2015 TO 11-FEB-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-FEB-2015 TO 11-FEB-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
12-JUL-2013
|
SEBI VIDE ITS ORDER DATED 12/02/2015 DIRECTED TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER ON OR BEFORE 09/03/2015 AND SUBMIT A WINDING UP AND REPAYMENT REPORT TO SEBI, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. PROVIDE PROOF INCLUDING TRAIL OF FUNDS, BANK STATEMENTS TO SUPPORT THAT IT HAS REFUNDED THE MONIES TO ITS INVESTORS 5. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 6. DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM
SEBI VIDE ITS ORDER DATED 12/08/2016 REJECTED THE REPAYMENT PROPOSAL SUBMITTED BY HBN DAIRIES & ALLIED LTD. IN TERMS OF SECTION 19 READ WITH SECTIONS 11 AND 11B OF SEBI ACT, 1992
SAT: SAT VIDE ITS ORDER DATED 28/06/2017 DISPOSED OFF THE APPEALS BY PASSING ORDER - SEBI IS AT LIBERTY TO GET REVALUATION OF IMMOVABLE PROPERTIES. DIRECTED SEBI TO SELL OFF IMMOVABLE PROPERTIES AS EXPEDITIOUSLY AS POSSIBLE AND PREFERABLY WITHIN A PERIOD OF 6 MONTHS FROM DATE OF THIS ORER. DIRECTED APPELLANTS TO FURNISH TO SEBI A LIST OF OTHER IMMOVABLE PROPERTIES BELONGING TO THE APPEALLANTS AND OTHER GROUP CONCERNS WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. DIRECTED APPELLANTS NOT TO DISPOSE OF, ALIENATE OR CREATE ANY THIRD PARTY RIGHTS IN RESPECT OF OTHER IMMOVABLE PROPERTIES, THE LIST OF WHICH IS BEING FURNISHED BY THE APPELLANTS WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER WITHOUT PERMISSION OF SEBI. NO COSTS
SEBI VIDE ITS ORDER DATED 29/09/2017 PROHIBITED DEFAULTERS FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES. FURTHER DIRECTED INSPECTOR GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTARS OF THE RESPECTIVE AREAS WITH DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 13/07/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 29/12/2017 IMPOSED PENALTY OF RS.1 CRORE (JOINTLY & SEVERALLY) U/S 15D (A) OF SEBI ACT
SEBI VIDE ITS ORDER DATED 02/12/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY THE BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 06/12/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.1,136 CRORES TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEES TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 3 |
|
|
I H I DEVELOPERS INDIA LTD.
(CIN:U70200PB2010PLC033974)
|
|
|
|
RANJIT KAUR
DIN:05316732
PAN:CIRPK5759F
|
|
|
S.HARJIT SINGH
DIN:01558133
PAN:CGFPS6608M
|
|
|
S.KULBIR SINGH
PAN:BKHPS1704D
|
|
|
SANJEEV KUMAR
DIN:01558230
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 03-AUG-2015 TO 02-AUG-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-AUG-2015 TO 02-AUG-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-AUG-2015 TO 02-AUG-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-AUG-2015 TO 02-AUG-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT SAMPLE COPIES OF ALL DOCUMENTS PERTAINING TO SCHEME INCLUDING DOCUMENTS / AGREEMENTS / CONTRACTS EXECUTED WITH CUSTOMERS/INVESTORS AND PAN NUMBER OF DIRECTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-AUG-2015 TO 02-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-AUG-2015 TO 02-AUG-2019
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-AUG-2014
|
SEBI VIDE ITS ORDER DATED 03/08/2015 DIRECTED TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT A WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5. DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM
SEBI VIDE ITS ORDER DATED 29/12/2017 IMPOSED PENALTY OF RS.1 CRORE (JOINTLY & SEVERALLY) U/S 15D (A) OF SEBI ACT
SEBI VIDE ITS NOTICE DATED 23/03/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 15/07/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF IHI DEVELOPERS INDIA LTD., MS.RANJIT KAUR, MR.SANJEEV KUMAR, MR.HARJIT SINGH AND MR.KULBIR SINGH JOINTLY AND SEVERALLY TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 4 |
|
|
RHINE & RAAVI CREDITS & HOLDINGS LTD.
(CIN:U74899DL1994PLC059772
PAN:AAACN4793N)
|
|
|
|
BIRENDRA KAJI
DIN:05165145
PAN:BSIPK9909F
|
|
MOBILIZED RS.6.27 CRORES THROUGH ALLOTMENT OF 27,692 NON CONVERTIBLE DEBENTURES TO 744 ALLOTTEES VIOLATING SECTIONS 56, 60, 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF RHINE CREDITS & HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 19-JUL-2024 TO 18-JUL-2025
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 19-JUL-2024 TO 18-JUL-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-JUL-2024 TO 18-JUL-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUL-2024 TO 18-JUL-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUL-2024 TO 18-JUL-2025
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-OCT-2013
|
SEBI VIDE ITS ORDER DATED 27/03/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, FORTHWITH REFUND MONEY COLLECTED THROUGH ISSUANCE OF SECURED NCDS, INCLUDING FROM INVESTORS, WITH INTEREST OF 15% P.A. B) REPAYMENTS TO INVESTORS SHALL BE EFFECTED ONLY IN CASH THROUGH BANK DEMAND DRAFT OR PAY ORDER C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) DIRECTED NOT TO, DIRECTLY OR INDIRECTLY, ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER, FROM DATE OF THIS ORDER TILL EXPIRY OF 4 YEARS
SEBI VIDE ITS ORDER DATED 23/03/2018 IMPOSED PENALTY OF RS.1 CRORE U/S 15HB PAYABLE JOINTLY AND SEVERALLY AS THE NOTICEES FAILED TO COMPLY WITH THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 27/03/2015
SEBI VIDE ITS ORDER DATED 11/06/2019 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF RESPECTIVE AREAS WHERE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 13/01/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 24/03/2021 DIRECTED ALL THE BANKS TO REMIT RS.1,36,07,575.00 TO THE EXTENT LYING IN THE ACCOUNT OF RHINE & RAAVI CREDITS & HOLDINGS LTD., MR.RAKESH GUPTA, MR.BIRENDRA KAJI & MR.SURENDRA KUMAR BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 19/07/2024 A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY FOR A PERIOD OF ONE YEAR
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| 5 |
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RHINE & RAAVI CREDITS & HOLDINGS LTD.
(CIN:U74899DL1994PLC059772
PAN:AAACN4793N)
|
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|
|
RAKESH GUPTA
DIN:03039404
PAN:ASVPG8313M
|
|
|
SURENDRA KUMAR
DIN:05275114
PAN:CBFPK9464A
|
|
MOBILIZED RS.6.27 CRORES THROUGH ALLOTMENT OF 27,692 NON CONVERTIBLE DEBENTURES TO 744 ALLOTTEES VIOLATING SECTIONS 56, 60, 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF RHINE CREDITS & HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 27-MAR-2015 TO 26-MAR-2019
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-MAR-2015 TO 26-MAR-2019
IMPOSED PENALTY RS.4,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-OCT-2013
|
|
| 6 |
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ROSE VALLEY REAL ESTATES CONSTRUCTIONS LTD.
(CIN:U45201WB1999PLC089311
PAN:AABCR8068D)
|
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ABIR KUNDU
DIN:01517458
PAN:AQKPK1365J
|
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ASHOK KUMAR SAHA
DIN:00939075
PAN:BDCPS5827D
|
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GAUTAM KUNDU
DIN:00773899
PAN:ALMPK9146L
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RAM LAL GOSWAMI
DIN:01320525
PAN:AHDPG0244L
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SHIBAMOY DUTTA
DIN:00774250
PAN:AHRPD6466H
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.26,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-NOV-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 05/09/2022 DIRECTED TO PAY RS.41,34,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 07/09/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 7 |
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SHREE SAI SPACES CREATIONS LTD.
(CIN:U45200PN2012PLC144315
PAN:AARCS9644N)
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LAXMI SURESH LAL SHRIVASTAV
PAN:ARAPS3958G
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RAJKUMAR LAXMAN KONDE
PAN:ABXPK2421P
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RITESH KUMAR SHRIVASTAV
DIN:03290891
PAN:CEBPS5607E
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SURESH LAL SHRIVASTAV
DIN:03290887
PAN:ABTPS4472N
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
05-APR-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 DISMISSED THE APPEAL AND DIRECTED APPELLANTS TO PAY THE PENALTY WITHIN 30 DAYS FROM DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS NOTICE DATED 11/08/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 8 |
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SUNPLANT AGRO LTD.
(CIN:U01122WB1993PLC059523
PAN:AADCS8447H)
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GIRIJA SHANKAR KUMAR
DIN:00355512
PAN:AKAPK2774R
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SANT KUMAR
DIN:02082593
PAN:BBXPK3112N
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-DEC-2013 TO 29-DEC-2018
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-DEC-2013 TO 29-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-DEC-2013 TO 29-DEC-2018
PROHIBITED FROM MOBILIZING FUNDS UNDER ANY SCHEMES OR ARRANGEMENT, EXISTING OR FUTURE FROM 30-DEC-2013 TO 29-DEC-2018
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
21-OCT-2010
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EX-PARTE ORDER DATED 21/10/2010 CONFIRMED AND DIRECTED COMPANY TO WIND UP ITS EXISTING COLLECTIVE SCHEME(S) AND REFUND MONEY COLLECTED BY IT UNDER THE SCHEME(S) WITH RETURNS WHICH ARE DUE TO THE INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER I.E. 03/05/2011
SEBI VIDE ITS ORDER DATED 30/12/2013 RESTRAINED AND DEBARRED NOTICEES FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FOR A PERIOD OF FIVE YEARS FROM DATE OF THIS ORDER AND PROHIBITED FROM MOBILIZING FUNDS UNDER ANY SCHEMES OR ARRANGEMENT, EXISTING OR FUTURE
SEBI VIDE ITS NOTICE DATED 18/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 15/03/2016 IMPOSED A PENALTY OF RS.1,00,00,000.00 U/S 15HB PAYABLE JOINTLY AND SEVERALLY AS THE NOTICEES FAILED TO COMPLY WITH THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 03/05/2011
SEBI VIDE ITS NOTICE DATED 20/05/2016 ORDERED TO SALE THE PROPERTIES AS PER DETAILS AVAILABLE IN NOTICE
SEBI VIDE ITS ORDER DATED 17/07/2017 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 29/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 07/03/2019 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 15/11/2019 DISPOSED OFF THE PETITION CONSIDERING THAT THE APPELLANTS WERE WILLING TO PAY COMPLETE AMOUNT AS DIRECTED VIDE SEBI ORDER AND DIRECTED DEFAULTERS TO SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH CIS REGULATIONS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS AS PER SEBI LETTER DATED 22/08/2019 WITHIN FOUR MONTHS FROM THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 01/04/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES C) DIRECTED TO FURNISH, DULY CERTIFIED COPIES OF DOCUMENTS D) DIRECTED INSPECTORS GENERAL OF REGISTRATION ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE AREAS WHERE THE PROPERTIES ARE LOCATED WITH DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 05/09/2022 DIRECTED TO PAY RS.1,79,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 07/09/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
