| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
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ADEL LANDMARKS LTD.
(PAN:AABCE4642C
CIN:U45203DL2005PLC134375)
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ARVIND KUMAR BIRLA
DIN:00037602
PAN:ACTPB5365J
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MANISHA BHARANA
DIN:03342342
PAN:BCGPB5514B
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RAKESH KUMAR GUPTA
DIN:06820178
PAN:AAAPG4298A
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RASHMI BHARANA
PAN:AHCPB9343C
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SANJAY CHAWLA
PAN:AAGPC0832Q
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SUMIT BHARANA
DIN:01401758
PAN:AGYPB3210A
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 07-OCT-2015 TO 06-OCT-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 07-OCT-2015 TO 06-OCT-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 07-OCT-2015 TO 06-OCT-2019
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 07-OCT-2015 TO 06-OCT-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-OCT-2015 TO 06-OCT-2019
05-JUN-2014
|
SEBI VIDE ITS ORDER DATED 07/10/2015 DIRECTED ADEL LANDMARKS LTD. AND ITS DIRECTORS MR.RAKESH KUMAR GUPTA, MR.SUMIT BHARANA AND MR.ARVIND KUMAR BIRLA TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 07/12/2017 DISPOSED OFF THE APPEAL AND DIRECTED APPELLANTS TO FURNISH LIST OF THEIR ASSETS TO SEBI WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER AND ALSO FURNISH ANY OTHER INFORMATION/DOCUMENTS THAT MAY BE DEMANDED BY SEBI. NO COSTS
SEBI VIDE ITS ORDER DATED 19/08/2019 DIRECTED TO 1) NEWSPAPER PUBLICATION IN ONE WIDELY CIRCULATED NEWSPAPER, ONE IN ENGLISH AND HINDI EACH, INVITING COMPLAINTS/CLAIMS FROM ANY INVESTOR IN RESPECT OF COLLECTIVE INVESTMENT SCHEMES THAT ARE STILL OUTSTANDING WITHIN ONE MONTH FROM DATE OF THIS ORDER 2) NEWSPAPER PUBLICATION TO CONTAIN ADVISORY, INFORMING THE INVESTOR TO FORWARD A COPY OF SUCH COMPLAINTS/CLAIMS, WITH SUPERSCRIPTION “COMPLAINTS/CLAIMS IN MATTER OF ADEL LANDMARKS LTD.”, TO SEBI AT REGIONAL DIRECTOR NORTHERN REGIONAL OFFICE, NEW DELHI - 110001, DELHI 3) COMPANY AND DIRECTORS TO SUBMIT TO SEBI A COMPLIANCE REPORT ALONG WITH INFORMATION ON COMPLAINTS RECEIVED AND MONIES REFUNDED, WITHIN THREE MONTHS FROM DATE OF THIS ORDER 4) JOINTLY AND SEVERALLY WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN THREE MONTHS FROM DATE OF THIS ORDER 5) PROHIBIT FROM ACCESSING SECURITIES MARKET AND RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET FOR 4 YEARS TILL DATE OF COMPLIANCE REPORT SUBMITTED TO SEBI
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| 2 |
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AGRI GOLD FARMS LTD.
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PROVISIONAL REGISTRATION FOR CIS EXPIRED
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
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| 3 |
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ALCHEMIST INFRA REALTY LTD.
(CIN:U74120DL2008PLC176278
PAN:AAGCA9717P)
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BRIJ MOHAN MAHAJAN
PAN:AAWPM1136F
DIN:00031819
|
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NARAYAN MADHAV KUMAR
PAN:AYZPK9827A
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 21-JUN-2013
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 21-JUN-2013
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 21-JUN-2013
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
21-JUN-2013
|
SAT: SAT VIDE ITS ORDER DATED 23/07/2013 MODIFIED SEBI'S ORDER DATED 21/06/2013 BY ALLOWING EIGHTEEN MONTHS PERIOD FOR REPAYMENT TO INVESTORS
SEBI VIDE ITS ORDER DATED 27/05/2015 REJECTED THE REQUEST MADE BY THE COMPANY FOR EXTENSION OF TIME BY A FURTHER PERIOD OF 24 MONTHS FOR MAKING REFUNDS TO INVESTORS. AS THE COMPANY, ALCHEMIST INFRA REALTY LTD. AND ITS PROMOTERS/DIRECTORS HAVE NOT REPAID ITS INVESTORS WITHIN THE TIME ALLOWED, SEBI SHALL AS CONTEMPLATED IN ITS ORDER DATED JUNE 21, 2013 WHICH HAS BEEN UPHELD WITH MODIFICATION (OF THE PERIOD FOR MAKING REFUNDS) BY HON'BLE SAT. SEBI INITIATED FOLLOWING ACTIONS (I) PROSECUTION PROCEEDINGS UNDER SECTION 24 AND ADJUDICATION PROCEEDINGS UNDER CHAPTER VI OF THE SEBI ACT, 1992 AGAINST THE COMPANY AND ITS DIRECTORS FOR THE VIOLATIONS AS FOUND IN THE SEBI ORDER DATED JUNE 21, 2013 (AS UPHELD WITH MODIFICATION BY HON'BLE SAT) AND THEIR FAILURE TO REFUND THE INVESTORS WITHIN THE PERIOD ALLOWED BY THE HON'BLE SAT (II) REFER THE CASE TO THE STATE GOVERNMENT/LOCAL POLICE TO REGISTER A CIVIL/CRIMINAL CASE AGAINST THE COMPANY, ITS PROMOTERS/DIRECTORS AND ITS MANAGERS/PERSONS IN-CHARGE OF THE BUSINESS AND ITS SCHEMES FOR OFFENCES OF FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MISAPPROPRIATION OF PUBLIC FUNDS (III) REFER THE MATTER TO MINISTRY OF CORPORATE AFFAIRS, GOVERNMENT OF INDIA, WITH A REQUEST TO INITIATE THE PROCESS OF WINDING UP OF THE COMPANY, ALCHEMIST INFRA REALTY LTD. FURTHER, IN VIEW OF THE DEFAULT COMMITTED IN REPAYING INVESTORS WITHIN THE PERIOD GRANTED TO THE COMPANY AND ITS PROMOTERS/DIRECTORS, SEBI SHALL ALSO INITIATE ATTACHMENT AND RECOVERY PROCEEDINGS UNDER THE SEBI ACT AND RULES AND REGULATIONS FRAMED THEREUNDER.THE COMPANY AND ITS PROMOTERS/DIRECTORS INCLUDING MR.BRIJ MOHAN MAHAJAN, MR.SUNIL KANTI KAR AND MR.NARAYAN MADHAV KUMAR ARE DIRECTED TO PROVIDE A FULL INVENTORY OF ALL THEIR ASSETS, PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM, WITHIN A PERIOD OF 10 DAYS
SAT: SAT VIDE ITS ORDER DATED 15/06/2015 SET ASIDED IMPUGNED ORDER DATED 27/05/2015 SUBJECT TO PAYMENT OF RS.1 LAC TO BE PAID BY APPELLANT TO SEBI WITHIN A PERIOD OF ONE WEEK FROM TODAY. FURTHER DIRECTED APPELLANT TO FURNISH THE PARTICULARS SET OUT IN PARA 13 OF THE IMPUGNED ORDER WITHIN A PERIOD OF TWO WEEKS FROM TODAY. IF THE APPELLANT FAILED TO FURNISH REQUISITE PARTICULARS WITHIN THE STIPULATED TIME THE ORDER PASSED ON 27/05/2015 SHALL STAND REVIVED
SEBI VIDE ITS ORDER DATED 14/06/2016 REJECTED BOTH THE APPLICATIONS DATED 22/01/2015 AND REQUEST MADE TO CIRCULATE INFORMATION MEMORANDUM UNDER REGULATION 73 OF THE CIS REGULATIONS. DIRECTED SEBI TO TAKE NECESSARY STEPS TO INITIATE ATTACHMENT AND RECOVERY PROCEEDINGS AGAINST THE COMPANY/DIRECTORS FOR THE PURPOSES OF MAKING REFUNDS TO INVESTORS AND ALSO INITIATE FURTHER PROCEEDINGS IN ACCORDANCE WITH LAW FOR THE CONTRAVENTIONS AND NON-COMPLIANCE IN MAKING REFUNDS WITHIN STIPULATED PERIOD AS ORDERED BY SAT. APPLICATION DATED 22/01/2015 FILED BY THE COMPANY, THE REQUEST DATED 07/08/2015 AND SEBI NOTICE DATED 20/11/2015 ACCORDINGLY DISPOSED OFF
SAT: SAT VIDE ITS ORDER DATED 02/02/2016 DISPOSED OFF MISC. APPLICATIONS, AS COUNSEL OF SEBI STATED THAT THE SAID APPLICATIONS IS BEING HEARD BY SEBI AND APPROPRIATE ORDER WOULD BE PASSED AS EXPEDITIOUSLY AS POSSIBLE. NO COSTS
SEBI VIDE ITS NOTICE DATED 24/03/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 21/01/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 24/03/2017
SEBI VIDE ITS ORDER DATED 14/02/2019, AS PER DIRECTIONS OF HON’BLE HIGH COURT, KOLKATA, DEFREEZED/RELEASED BANK ACCOUNTS OF ALCHEMIST INFRA REALTY LTD. (AS PER LIST AVAILABLE IN ORDER). ATTACHMENT ON REMAINING BANK ACCOUNTS SHALL CONTINUE TO BE IN FORCE
SAT: APPEAL DISMISSED
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| 4 |
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AMROHA TRADE FIN PLANTATION LTD.
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|
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 5 |
|
|
ANMOL INDIA AGRO-HERBAL FARMING & DAIRIES CARE CO.PVT.LTD.
(PAN:AAGCA6750L)
|
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MOHAMMAD JAVED MEMON
PAN:AJUPM0965D
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MOHAMMAD JUNAID MEMON
PAN:AIHPM9537D
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MOHAMMAD KHALID MEMON
PAN:AEYPM7188R
|
|
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MOHAMMAD UMAR MEMON
PAN:ADUPM0907H
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAY-2016 TO 18-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAY-2016 TO 18-MAY-2020
09-MAR-2015
|
SEBI VIDE ITS ORDER DATED 19/05/2016 DIRECTED ANMOL INDIA AGRO-HERBAL FARMING & DAIRIES CARE CO.LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 29/08/2017 DISPOSED OFF THE APPEAL AND DIRECTED TO APPELLANTS TO MAKE A REPRESENTATION TO SEBI WITHIN FOUR WEEKS FROM DATE OF THIS ORDER SETTING OUT THE DETAILS OF MONEY ALREADY PAID TO INVESTORS AND MODE AND MANNER IN WHICH THE BALANCE AMOUNT WOULD BE PAID TO THE INVESTORS. AD-INTERIM RELIEF TO CONTINUE FOR A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER SUBJECT TO THE APPELLANTS MAKING A REPRESENTATION TO SEBI WITHIN FOUR WEEKS FROM THE DATE OF THIS ORDER.NO COSTS
SEBI VIDE ITS ORDER DATED 04/12/2017 DIRECTED TO REPAY AMOUNTS WITHIN A MAXIMUM PERIOD OF TWO MONTHS, FROM THE DATE OF THIS ORDER FAILING WHICH OTHER ENFORCEMENT ACTIONS WILL FOLLOW
SAT: SAT VIDE ITS ORDER DATED 08/06/2018 CONDONED THE DELAY OF 29 DAYS IN FILING OF APPEAL. APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 22/10/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 6 |
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ARISE BHOOMI DEVELOPERS LTD.
(CIN:U45400MH2010PLC204510
PAN:AAICA5915H)
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PAPU KUMAR SINGH
DIN:02699567
PAN:BFBPS2869N
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RATNESH KUMAR YADAV
DIN:02724419
PAN:ACHPY6664K
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RAVI SHANKAR SINGH
DIN:02709332
PAN:BGMPS5091L
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAY-2016 TO 30-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAY-2016 TO 30-MAY-2020
02-DEC-2014
|
SEBI VIDE ITS NOTICE DATED 25/10/2015 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 31/05/2016 DIRECTED ARISE BHOOMI DEVELOPERS LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED TO FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 29/11/2016 PERMITTED APPELLANTS TO WITHDRAW THE APPEAL WITH LIBERTY TO APPROACH SEBI FOR MAKING PAYMENT TO INVESTORS IN A TIME BOUND MANNER AND ALSO SEEK DEFREEZING FO BANK ACCOUNTS BY SEBI. NO COSTS
SEBI VIDE ITS NOTICE DATED 03/03/2017 DIRECTED THAT 1) DEFAULTERS SHALL BRING AT LEAST RS.3 CRORES WITHIN TWO MONTHS BY ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF THE DEFAULTERS 2) DEFAULTERS SHALL WITHIN ONE MONTH FROM THE DATE OF COMPLETION OF DIRECTION AT (I) REPAY THE ENTIRE DUES ALONG WITH THE ASSURED RETURNS AND INTEREST TO ALL THE INVESTORS TO WHOM MONEY DUE IS LESS THAN RS.10,000 AND PAY A MAXIMUM OF RS.10,000 TO REMAINING INVESTORS TO WHOM DUES MORE THAN RS.10,000 IS PAYABLE 3) DEFAULTERS SHALL BRING AT LEAST RS.4 CRORES WITHIN TWO MONTHS FROM THE DATE OF COMPLIANCE OF DIRECTION AT (I) FROM ANY SOURCE I.E. EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF THE DEFAULTERS 4) DEFAULTERS SHALL WITHIN ONE MONTH FROM THE COMPLETION OF DIRECTIONS AT (III) REPAY PRO RATA TO REMAINING INVESTORS TOWARDS THEIR OUTSTANDING DUES ALONG WITH ASSURED RETURNS AND INTEREST 5) DEFAULTERS SHALL BRING BALANCE AMOUNT OF DUES INCLUDING ASSURED RETURNS AND INTEREST TO THE INVESTORS WITHIN TWO MONTHS FROM THE DATE OF COMPLIANCE OF DIRECTIONS AT (III) ABOVE BY ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF THE DEFAULTERS 6) DEFAULTERS SHALL WITHIN ONE MONTH REPAY ENTIRE BALANCE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO REMAINING INVESTORS 7) DEFAULTERS SHALL WITHIN ONE MONTH FROM THE DATE OF COMPLIANCE OF THE ABOVE DIRECTIONS FURNISH WRR IN TERMS OF SEBI (CIS) REGULATIONS AND THE ENTIRE ABOVE PROCESS SHALL BE DONE BY THE DEFAULTERS UNDER THE SUPERVISION OF SEBI 8) DEFAULTERS ARE RESTRAINED FROM DISPOSING/SELLING/MORTGAING ANY OF THEIR ASSETS EXCEPT FOR THE PURPOSE OF REPAYMENT TO THE INVESTORS WITH SPECIFIC PERMISSION FROM SEBI BY FORWARDING COMPLETE DETAILS, VALUATION, ETC. OF THE ASSETS 9) ALL THE AMOUNTS REFERRED SHALL BE ROUTED THROUGH A SEPARATE DEDICATED ACCOUNT IN CONSULTATION WITH SEBI 10) ALL THE ORIGINAL TITLE DEEDS OF THE ASSETS AND ANY OTHER PROPERTIES IN THE POSSESSION OF THE DEFAULTERS SHALL BE SUBMITTED TO SEBI WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER, FAILING WHICH THIS ORDER SHALL BE FORWARDED TO RESPECTIVE REVENUE JURISDICTIONS (STATE ADMINISTRATION) FOR PREVENTING ANY TRANSFER OF ASSETS WITHOUT PERMISSION OF SEBI. ORIGINAL DEEDS SO DEPOSITED WITH SEBI SHALL BE RELEASED ON COMPLETION OF SALE PROCESS
SEBI VIDE ITS NOTICE DATED 10/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/05/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/11/2022 DIRECTED ALL THE BANKS TO REMIT RS.37,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF ARISE BHOOMI DEVELOPERS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
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| 7 |
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ASADEEP EVERGREEN PLANTATIONS LTD.
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
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| 8 |
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ASHOKA TEAK VANAMS PVT.LTD.
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
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| 9 |
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ASSURE AGROWTECH LTD.
(CIN:U51213TN2007PLC064744
PAN:AAGCA7035E)
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P.SARAVANAN
DIN:06467396
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R.DEVADOSS
DIN:07097648
PAN:AUCPD0859J
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SENGAN THANGAPPALAM
DIN:01709534
PAN:AFUPT3687B
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SHANMUGAM RAJENDRAN
DIN:01656296
PAN:ALAPR1414Q
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V.VENKATARAMANUJAM
PAN:AABPV3976F
DIN:07097641
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED TO CEASE & DESIST AND NOT TO SOLICIT OR UNDERTAKE CIS ACTIVITIES OR ANY OTHER ACTIVITIES IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED TO SUBMIT FULL DETAILS OF PROJECT DEVELOPMENT EXPENSES OF RS.19.90 CRORES IN FINANCIAL STATEMENTS FOR F.Y.2013-14, ALONGWITH POSITION FOR F.Y. 2014-15
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAY-2016 TO 08-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAY-2016 TO 08-MAY-2020
03-JUL-2015
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SEBI VIDE ITS ORDER DATED 09/05/2016 DIRECTED ASURE AGROWTECH LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 06/04/2018 CONDONED THE DELAY OF 40 DAYS IN FILING OF APPEAL. FURTHER, DISPOSED OFF THE APPEAL AND MISC. APPLICATIONS. NO COSTS
SEBI VIDE ITS NOTICE DATED 26/02/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 14/05/2019 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SAT: SAT VIDE ITS ORDER DATED 15/07/2019 DIRECTED SEBI TO ENSURE THAT THE PROPERTIES ARE SOLD AT THE EARLIEST SO THAT THE MONIES REALISED ARE REFUNDED TO THE INVESTORS AS EARLY AS POSSIBLE
SAT: SAT VIDE ITS ORDER DATED 05/09/2019 CONDONED DELAY OF 1060 DAYS IN FILING OF APPEAL ON COST OF RS.25,000.00 ON OR BEFORE 27/09/2019. FURTHER, ALLOWED RESPONDENT THREE WEEKS TIME TO FILE REPLY TO MEMO OF APPEAL AS WELL AS TO MISC. APPLICATION
SEBI VIDE ITS ORDER DATED 05/11/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 26/02/2019
SEBI VIDE ITS NOTICE DATED 25/11/2019 ADVISED INVESTORS (WHO HAS INVESTED IN UNREGISTERED/UNAUTHORIZED CIS SPONSORED AND CONTINUED BY AAL) TO SUBMIT THEIR CLAIMS ALONG WITH ORIGINAL PROOF OF INVESTMENT AGAINST AAL
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| 10 |
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ASWATHI RUBBER PLANTATIONS (MUMBAI) PVT.LTD.
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
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| 11 |
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AVANI PLANTATIONS LTD.
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PROVISIONAL REGISTRATION FOR CIS EXPIRED
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-APR-2003
25-APR-2003
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| 12 |
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B P PLANTATIONS LTD.
|
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
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| 13 |
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BEETAL LIVESTOCK & FARMS PVT.LTD.
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ABDUL SLAM
DIN:03048245
PAN:CXEPS9337R
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BHARAT KUMAR
DIN:03080755
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MANISH GIRDHARI
DIN:03059548
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NIZZAMUDDIN SABBIR
DIN:03035394
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RAJU JHUNNI
DIN:03050094
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SARIF KHAN
DIN:03045258
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 26-MAY-2014 TILL ALL ITS SCHEMES ARE WOUND UP
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-MAY-2014 TILL ALL ITS SCHEMES ARE WOUND UP
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-MAY-2014 TILL ALL ITS SCHEMES ARE WOUND UP
25-JUN-2014
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| 14 |
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BHAWNA AGRO LTD.
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
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|
| 15 |
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BLESSING AGRO FARM INDIA LTD.
(CIN:U01210TN2009PLC070355)
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INNSAIPILLAI LURDPILLAI JOSEPH JEYARAAJ
DIN:02430751
PAN:ACUPJ0102E
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IRUDAYARAJ MANICKAM PILLAI JEYABALAN
DIN:02439369
PAN:AJFPJ3454R
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MRS.PRAKASAM SAGAYA PACKIA SANTHI
DIN:02437679
PAN:ALKPS4279C
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SANTHANAPETER
DIN:00230812
PAN:BQMPS1649Q
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-FEB-2016 TO 10-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-FEB-2016 TO 10-FEB-2020
15-DEC-2014
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SEBI VIDE ITS ORDER DATED 11/02/2016 DIRECTED BLESSING AGRO FARM INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 06/10/2017 DIRECTED APPELLANT TO DISCLOSE THE LIST OF ALL THE ASSETS TO SEBI WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER AND WITHOUT THE LEAVE OF SEBI, THE APPELLANTS SHALL NOT DISPOSE OF THE ASSETS BELONGING TO THEM. NO COSTS
SEBI VIDE ITS ORDER DATED 26/10/2018 DIRECTED TO FURNISH EVIDENCE TO ESTABLISH THAT ADVANCE AMOUNT OF RS.32.50 LACS RECEIVED FOR SALE OF PROJECT LANDS HAVE BEEN UTILIZED FOR SOLE PURPOSE OF REFUNDING TO INVESTORS. DIRECTED TO SUBMIT WITHIN TWO WEEKS FROM DATE OF THIS ORDER. FURTHER DIRECTED, NOT TO ALIENATE OR DISPOSE OF ANY PROPERTIES/ASSETS STANDING IN THEIR NAME WITHOUT PERMISSION OF SEBI
SEBI VIDE ITS ORDER DATED 24/01/2019 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 25/11/2019 ADVISED INVESTORS (WHO HAS INVESTED IN UNREGISTERED/UNAUTHORIZED CIS SPONSORED AND CONTINUED BY BAFIL) TO SUBMIT THEIR CLAIMS ALONG WITH ORIGINAL PROOF OF INVESTMENT AGAINST BAFIL
SEBI VIDE ITS ORDER DATED 24/06/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF TAMIL NADU AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 16 |
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BOTANIST BIOTECH PROJECTS LTD.
|
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 17 |
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CAPACIOUS FARMING PVT.LTD.
(CIN:U01200PB2011PTC034816
PAN:AAECC3138N)
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NARMIN KAUR YADAV
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 16-JUN-2015 TO 15-JUN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-JUN-2015 TO 15-JUN-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 16-JUN-2015 TO 15-JUN-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 16-JUN-2015 TO 15-JUN-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
16-JUN-2015
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| 18 |
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CAPACIOUS FARMING PVT.LTD.
(CIN:U01200PB2011PTC034816
PAN:AAECC3138N)
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GAURAV YADAV
PAN:ACQPY5145E
|
|
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GURBAKHSH SINGH
DIN:01452151
PAN:BCLPS1117G
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT COMPLETION REPORT OF REPAYMENT TO SEBI CERTIFIED BY INDEPENDENT CHARTERED ACCOUNTANT
DIRECTED TO DEPOSIT REMAINING BALANCE AMOUNT WITH SEBI TO BE KEPT IN ESCROW ACCOUNT
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 31-MAY-2023 TO 30-MAY-2026
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-MAY-2023 TO 30-MAY-2026
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
16-JUN-2015
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SAT: SAT VIDE ITS ORDER DATED 07/11/2017 SET ASIDED IMPUGNED ORDER DATED 16/06/2015 AND DIRECTED APPELLANTS TO FURNISH DOCUMENTS E.G. AGREEMENTS EXECUTED UNDER THE SCHEMES FLOATED BY THE COMPANY, DETAILS OF SALES RETURNS, AMOUNTS RECEIVED AND REFUNDED TO THE CUSTOMERS ETC. WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 12/07/2021 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS 3) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECRUTIES, IF HELD IN PHYSICAL FORM
SEBI VIDE ITS ORDER DATED 31/05/2023 DIRECTED TO A) NEWSPAPER PUBLICATION IN ONE WIDELY CIRCULATED NEWSPAPER, ONE IN ENGLISH & HINDI EACH AND IN A LOCAL DAILY WITH WIDE CIRCULATION IN EACH OF THE STATES WHEREIN THE INVESTORS RESIDE INVITING CLAIMS FROM THE INVESTORS IN RESPECT OF ITS COLLECTIVE INVESTMENT SCHEMES WITHIN A PERIOD OF THIRTY DAYS FROM DATE OF THIS ORDER B) PUBLIC NOTICE ALSO TO BE SENT TO INVESTORS BY WAY OF REGISTERED POST- ACKNOWLEDGEMENT DUE C) MAKE REFUNDS TO INVESTORS/CLAIMANT WITHIN THREE MONTHS FROM LAST OF SUBMISSION OF CLAIMS PROVIDED IN THE PUBLIC NOTICE THROUGH BANK DEMAND DRAFT OR PAY ORDER OR THROUGH ANY OTHER APPROPRIATE BANKING CHANNELS E) SUBMIT FINAL WINDING UP AND REPAYMENT REPORT (WRR) IN PRESCRIBED FORMAT FOR THE PURPOSE ALONG WITH INFORMATION ON THE CLAIMS RECEIVED DULY CERTIFIED BY TWO INDEPENDENT CHARTERED ACCOUNTANTS WITHIN THIRTY DAYS FROM DATE OF COMPLETION OF REFUNDS F) REMAINING BALANCE AMOUNT IF ANY, TO BE DEPOSITED WITH SEBI TO KEEP INTEREST BEARING ESCROW ACCOUNT FOR ONE YEAR FOR DISTRIBUTION TO INVESTORS G) PRESENT INCUMBENT DIRECTORS TO NOTICEES NOS.2 TO 3 TO ENSURE THAT AFORESAID DIRECTIONS ARE COMPLIED WITH I) RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM THE DATE OF THIS ORDER TILL THE EXPIRY OF THREE YEARS FROM THE DATE OF THIS ORDER OR FROM DATE OF COMPLETION OF REFUNDS TO THE INVESTORS OR PAYMENT OF BALANCE AMOUNT TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) J) NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE AND NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS K) PROVIDE FULL INVENTORY OF ALL ASSETS HELD IN THEIR NAMES, INDIVIDUALLY OR JOINTLY, WHETHER MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE ON ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND MUTUAL FUND INVESTMENTS L) DURING PERIOD OF RESTRAINT EXISTING HOLDING, INCLUDING UNITS OF MUTUAL FUNDS SHALL REMAIN FROZEN
SEBI VIDE ITS NOTICE DATED 23/01/2024 DIRECTED TO PAY RS.6,31,30,696.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
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| 19 |
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CHAMPARAN GREENLAND PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 20 |
|
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COASTAL PLANTATIONS & FARMS PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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