| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
GENSOL ENGINEERING LTD.
(CIN:L74210GJ2012PLC129176
PAN:AAECG9092M)
|
|
|
|
ANMOL SINGH JAGGI
PAN:AGNPJ4504B
|
|
|
PUNEET SINGH JAGGI
PAN:AHRPJ5583B
|
|
MISUTILISED AND DIVERTED FUNDS BY SUBMITTING FORGED CONDUCT LETTERS PURPORTEDLY ISSUED BY ITS LENDERS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF GENSOL ENGINEERING LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS UNDER REGULATIONS 4 AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF GENSOL ENGINEERING LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-APR-2025 UNTIL FURTHER ORDERS
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
DIRECTED TO HOLD THE STOCK SPLIT ANNOUNCEMENT
15-APR-2025
|
SAT: SAT VIDE ITS ORDER DATED 07/05/2025 GRANTED APPELLANT TWO WEEKS TO FILE REPLY AND SEBI TO HEAR THE APPELLANT WITHIN TWO WEEKS THEREFROM. UPON COMPLETION OF HEARING SEBI TO PASS APPROPRIATE ORDER WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND REJECTED PRAYER FOR STAY OF PARAGRAPH NOS. 96(B) AND 96(D)
SEBI VIDE ITS ORDER DATED 30/07/2025 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 15/04/2025
|
| 2 |
|
|
GOLD MULTIFAB LTD.
(CIN:L17299GJ1993PLC019904)
|
|
|
|
ALOK KALAWAT
|
|
|
MURLI MANOHAR MODANI
|
|
|
PRADIP DHINGRA
|
|
|
PRITI BHATIA
PAN:ABIPB6716H
|
|
|
VIVEK BHATIA
|
|
PROVIDED FALSE/MISLEADING INFORMATION TO SEBI IN RESPECT TO SUBSCRIPTION RECEIVED AND DESPATCH OF SHARES IN THE PUBLIC ISSUE OF GOLD MULTIFAB LTD.
PROMOTERS OF GOLD MULTIFAB LTD./DIRECTORS ARRANGED FINANCE FOR CIRCUMVENTING REQUIREMENT OF MINIMUM SUBSCRIPTION IN ITS PUBLIC ISSUE
ALLOTTED SHARES TO APPLICANTS WHO HAD APPLIED MUCH AFTER CLOSURE OF PUBLIC ISSUE OF GOLD MULTIFAB LTD.
ALLOTTED SHARES WITHOUT RECEIVING CONSIDERATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-OCT-2002 TO 10-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-OCT-2002 TO 10-OCT-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
11-OCT-2002
|
SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED
SAT: APPEAL FOR NON APPERANCE OF THE APPELLANTS DISMISSED WITH NO ORDER AS TO COSTS
SAT: SAT VIDE ITS ORDER DATED 13/08/2014 CONDONED THE DELAY OF 135 DAYS IN FILING THE APPLICATION SAT VIDE ITS ORDER DATED 13/08/2014 DIRECTED TO PLACE THE APPEAL FOR HEARING ON 19/09/2014
|
| 3 |
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
(CIN:U99999MH1992PLC067131
PAN:AAACH1071P)
|
|
|
|
A.S.PATRAWALA
|
|
|
DEVENDRA N.PATADIA
|
|
|
G.B.MEHTA
|
|
|
J.T.RANGPARA
|
|
|
NARENDRA C.SONI
|
|
|
SHAILENDRA N.PATADIA
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF HITECHI JEWELLERY INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JUN-2003 TO 03-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2003 TO 03-JUN-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
04-JUN-2003
|
|
| 4 |
|
|
SURYADEEP SALT REFINERY & CHEMICALS WORKS LTD.
(CIN:L24298GJ1995PLC024729)
|
|
|
|
RAJENDRA SINGH RATHOD
|
|
MISLED THAT PUBLIC ISSUE OF SURYADEEP SALTS, REFINERY & CHEMICALS LTD.RECEIVED REQUIRED MINIMUM SUBSCRIPTION
CONNIVED WITH AASH INFIN & AGROWTH PVT. LTD.,SCALLOP INVESTMENTS AND LEASING (P) LTD.,ALLBLESS TRADING, YES INVESTMENTS AND PRARTHANA ENGINEERING TO CREATE A FALSE MARKET IN SCRIP OF SURYADEEP SALTS, REFINERY & CHEMICALS WORKS LTD. BY BUYING AND SELLING THROUGH VARIOUS BROKERS KNOWING FULLY WELL THAT THEY WAS HARDLY ANY FLOATING STOCK
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-AUG-2002 TO 18-AUG-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-AUG-2002 TO 18-AUG-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
19-AUG-2002
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
