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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
PERIOD COVERED : 30-NOV-2007 TO 07-AUG-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PORTFOLIO MANAGERS: VIOLATED SEBI (PORTFOLIO MANAGERS) REGULATIONS, 2020

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ACCURACAP CONSULTANCY SERVICES PVT.LTD.

(PAN:AAHCA5639B)  
  ALLEGED RECEIVE MORE THAN 20% OF BROKERAGE CHARGED FROM CLIENTS IN DISGUISE OF PROVIDING CERTAIN SERVICES TO BROKERS VIOLATING CLAUSE 13(A) OF CODE OF CONDUCT SPECIFIED IN SCHEDULE III OF SEBI (PORTFOLIO MANAGERS) REGULATIONS, 2020

ALLEGED RECEIVE MORE THAN 20% OF BROKERAGE CHARGED FROM CLIENTS IN DISGUISE OF PROVIDING CERTAIN SERVICES TO BROKERS VIOLATING CLAUSE 6.1.3.4 OF SEBI MASTER CIRCULAR DATED 20/03/2023 READ WITH CLAUSE 3(VI) OF SEBI CIRCULAR DATED 13/02/2020   		REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.11,05,000, DISGORGEMENT AMOUNT RS.71,57,450 VIDE CONSENT ORDER)

08-AUG-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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