SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
PERIOD COVERED : 30-NOV-2007 TO 07-AUG-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DELAYED/FAILED TO DELIVER/TRANSFER SECURITIES

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

1

History of entity/person

ASHOK KUMAR AGRAWAL

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ASHOKA REFINERIES LTD.

ALLEGED DELAY IN TRANSFER OF SHARES OF ASHOKA REFINERIES LTD.

ALLEGED INDULGENCE IN PRICE RIGGING IN SCRIP OF ASHOKA REFINERIES LTD.

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 22-JUL-2009 TO 21-JUL-2011

22-JUL-2009

2

History of entity/person

HARISH VERMA

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ASHOKA REFINERIES LTD.

ALLEGED DELAY IN TRANSFER OF SHARES OF ASHOKA REFINERIES LTD.

ALLEGED INDULGENCE IN PRICE RIGGING IN SCRIP OF ASHOKA REFINERIES LTD.

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 22-JUL-2009 TO 21-JUL-2011

22-JUL-2009

3

History of entity/person

KAILASH CHANDRA AGRAWAL

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ASHOKA REFINERIES LTD.

ALLEGED DELAY IN TRANSFER OF SHARES OF ASHOKA REFINERIES LTD.

ALLEGED INDULGENCE IN PRICE RIGGING IN SCRIP OF ASHOKA REFINERIES LTD.

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 22-JUL-2009 TO 21-JUL-2011

22-JUL-2009

4

History of entity/person

SHABIR MENON

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ASHOKA REFINERIES LTD.

ALLEGED DELAY IN TRANSFER OF SHARES OF ASHOKA REFINERIES LTD.

ALLEGED INDULGENCE IN PRICE RIGGING IN SCRIP OF ASHOKA REFINERIES LTD.

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 22-JUL-2009 TO 21-JUL-2011

22-JUL-2009

5

History of entity/person

SUDHIR DIXIT

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ASHOKA REFINERIES LTD.

ALLEGED DELAY IN TRANSFER OF SHARES OF ASHOKA REFINERIES LTD.

ALLEGED INDULGENCE IN PRICE RIGGING IN SCRIP OF ASHOKA REFINERIES LTD.

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 22-JUL-2009 TO 21-JUL-2011

22-JUL-2009

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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