| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ALOK JAIN (HUF)
|
|
|
|
ALOK JAIN
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 2 |
|
|
ANEESH SANCHETI (HUF)
|
|
|
|
ANEESH SANCHETI
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 3 |
|
|
BABULAL GODADBHAI SHAH (HUF)
|
|
|
|
BABULAL GODADBHAI SHAH
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 4 |
|
|
CARDIOID MARKETING PVT.LTD.
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
14-NOV-2007
|
|
| 5 |
|
|
CAVALIER SECURITIES LIMITED
(PAN:AAACC6370Q)
|
|
|
ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF GUJARAT ARTH LTD.
|
SUMMON ISSUED
24-SEP-2008
|
|
| 6 |
|
|
ESSKAY TELECOM LTD.
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF CONTINENTAL FISCAL MANAGEMENT LTD.
|
SUMMON ISSUED
21-FEB-2008
|
|
| 7 |
|
|
FINELINE MERCANTILE CO.PVT.LTD.
(PAN:AAACF8758K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
13-FEB-2008
|
|
| 8 |
|
|
JERMYN CAPITAL PLC
|
|
|
|
HUGH HAMILTON ANDREWS
|
|
ALLEGED FAILURE IN APPEARING PERSONALLY AND/OR PROVIDING NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF DEALINGS OF JERMYN CAPITAL LLC
|
SUMMON ISSUED
24-SEP-2007
|
|
| 9 |
|
|
JERMYN CAPITAL PLC
|
|
|
|
DHARMESH DOSHI
|
|
ALLEGED FAILURE IN APPEARING PERSONALLY AND/OR PROVIDING NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF DEALINGS OF JERMYN CAPITAL LLC
|
SUMMON ISSUED
24-SEP-2007
|
|
| 10 |
|
|
KAMLESH KHUBHILAL BAHETI (HUF)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 11 |
|
|
KHODIYAR INDUSTRIES LTD.
(PAN:AABCK6551C)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
14-NOV-2007
|
|
| 12 |
|
|
KIRTI ELECTRO SYSTEM PVT.LTD.
(PAN:AACCK0083G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF INDO PACIFIC SOFTWARE & ENTERTAINMENT LTD.
|
SUMMON ISSUED
08-JAN-2010
|
SHOW CAUSE NOTICE ISSUED DATED 04/07/2011
|
| 13 |
|
|
LALCHAND RATHI (HUF)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 14 |
|
|
LAXMILAL PARASRAM KABRA (HUF)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 15 |
|
|
MACRO SOFT TECHNOLOGY PVT.LTD.
(PAN:AACCM3329H)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF INDO PACIFIC SOFTWARE & ENTERTAINMENT LTD.
|
SUMMON ISSUED
13-JUL-2010
|
|
| 16 |
|
|
MACY'S ADVISORY PVT.LTD.
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF STENLY CREDIT CAPITAL LTD.
|
SUMMON ISSUED
03-MAR-2008
|
|
| 17 |
|
|
MANAKLAL RATHI (HUF)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 18 |
|
|
MEGHNA ORGANISERS PVT.LTD.
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 19 |
|
|
MEMORY MERCHANT PVT.LTD.
|
|
|
ALLEGED FAILURE IN COMPLYING WITH SUMMONS ISSUED FOR FURNISHING OF INFORMATION
|
SUMMON ISSUED
16-JUL-2007
|
|
| 20 |
|
|
MUKESH SHANKARLAL MANDOWARA (HUF)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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