If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 17-AUG-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DIRECTED TO DEPOSIT RS.4.9 CRORES ALONG WITH INTEREST @ 12% P.A. FROM 11/09/2015 TILL ACTUAL DATE OF PAYMENT TO IPEF WITHIN 45 DAYS FROM DATE OF THIS ORDER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person GKN SECURITIES

(PAN:AAHFG6629C)

(Member : NSE)  
  DIRECTLY BENEFITTED BY PREFERENTIAL TREATMENT BY NSE, SINCE NSE ALLOWED W2W TO CONTINUE TO USE SAMPARK LINE EVEN AFTER KNOWING THAT SAMPARK DID NOT HAVE REQUISITE LICENSES TO PROVIDE SUCH CONNECTIVITY   DIRECTED TO DEPOSIT RS.4.9 CRORES ALONG WITH INTEREST @ 12% P.A. FROM 11/09/2015 TILL ACTUAL DATE OF PAYMENT TO IPEF WITHIN 45 DAYS FROM DATE OF THIS ORDER

DIRECTED NOT TO ACCEPT/INDUCT/ENROL ANY NEW CLIENT FROM 30-APR-2019 TO 29-APR-2020

30-APR-2019 		SEBI VIDE ITS ORDER DATED 03/05/2019 ALLOWED WAY2WEALTH BROKERS PVT.LTD. TO CLOSE/SETTLE/SQUARE UP ITS EXISTING OPEN POSITIONS IN FUTURES & OPTIONS AND CURRENCY DERIVATIVES SEGMENTS ON OR BEFORE EXPIRY DATE OF RESPECTIVE CONTRACTS OR WITHIN TWO MONTHS FROM 30/04/2019 WHICHEVER IS EARLIER, IN TERMS OF THE CONTRACT

SAT: SAT VIDE ITS ORDER DATED 09/08/2023 PARTLY ALLOWED THE APPEAL AND QUASHING DIRECTIONS DISGORGE AMOUNT OF RS.4.9 CRORE. AFFIRMED DIRECTION OF WTM RESTRAINING FROM ACCEPTING, INDUCING OR ENROLLING ANY NEW CLIENT FOR ONE YEAR AND NOT TO UNDERTAKE ANY TRADE IN ITS PROPRIETARY ACCOUNT FOR TWO YEARS. DIRECTED TO SEBI REFUND RS.2.5 CRORE ALONG WITH ACCRUED INTEREST WITHIN FOUR WEEKS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 22/04/2026 GRANTED RESPONDENT TWO WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2026
No part of this site may be reproduced without the explicit permission of the owners.

top