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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: SUSPENDED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1941
History of entity/person T.GOVINDAN KUTTY NAIR,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person T.GOVINDAN KUTTY NAIR
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-MAR-2010

08-MAR-2010 		 
1942
History of entity/person T.K.NARAYANAN THAMPI,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person T.K.NARAYANAN THAMPI
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
1943
History of entity/person T.N.BANSAL,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person T.N.BANSAL
  		INDULGED IN ILLEGAL CARRY FORWARD TRANSACTIONS

DEFAULTED IN MAINTENANCE OF BOOKS OF ACCOUNTS AND/OR DOCUMENTS

DID NOT ROUTE CLIENT'S TRANSACTIONS THROUGH CLIENT ACCOUNT

DID NOT RECTIFY BAD DELIVERIES IN TIME

MISUSED EXCHANGE MECHANISM TO SETTLE LOAN TRANSACTIONS   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-MAR-1999 TO 29-JUN-1999

24-MAR-1999 		 
1944
History of entity/person T.R.S.RAGHAVAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person T.R.S.RAGHAVAN
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
1945
History of entity/person T.S.THAPAR & CO.

(Member : LSE)  
Click here to view complete history of this specific entity/person T.S.THAPAR
  		DID NOT REPORT OFF-THE-FLOOR TRANSACTIONS TO THE EXCHANGE

DID NOT MAINTAIN SEGREGATION BETWEEN CLIENT FUNDS AND OWN FUNDS   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 10-JUN-2002 TO 09-AUG-2002 TILL PAYMENT OF SEBI FEE, WHICHEVER IS LATER

19-JUN-2002 		 
1946
History of entity/person T.SHANTAJAGANNATH,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person T.SHANTAJAGANNATH
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 20-NOV-2009 TO 19-MAY-2010

29-OCT-2009 		 
1947
History of entity/person TAJINDER PAL SINGH,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person TAJINDER PAL SINGH
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
1948
History of entity/person TANDEM SECURITIES PVT.LTD.

(Member : PSE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
1949
History of entity/person TARAK V.PARIKH,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person TARAK V.PARIKH
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
1950
History of entity/person TARGET MARINES & ENGINEERS PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-MAR-2010

08-MAR-2010 		 
1951
History of entity/person TARUN KUMAR BANGAR,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person TARUN KUMAR BANGAR
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
1952
History of entity/person TARUN SETHIA,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person TARUN SETHIA
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-MAR-2010

08-MAR-2010 		 
1953
History of entity/person TEBMA FINANCE LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-MAR-2010

08-MAR-2010 		 
1954
History of entity/person TECHNO GLOBAL SECURITY PVT.LTD.

(Member : CSE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
1955
History of entity/person TELEDATA INFORMATIONS PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-MAR-2010

08-MAR-2010 		 
1956
History of entity/person TELELINK SECURITIES & FINANCE LTD.

(Member : ICSE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
1957
History of entity/person TENDER SECURITIES PVT.LTD.

(Member : UPSE)  
  DID NOT PAY FEES TO SEBI   SHOW CAUSE NOTICE ISSUED

SUSPENDED REGISTRATION AS STOCK BROKER FROM 24-FEB-2010 TILL REGISTRATION FEE DEPOSITED

09-NOV-2009 		SEBI VIDE ORDER DATED 03/02/2010, SUSPENDED CERTIFICATE OF REGISTRATION TILL THE TIME OUTSTANDING REGISTRATION FEE IS FULLY PAID  
1958
History of entity/person TEZIMANDI SECURITIES LTD.

(Member : DSE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
1959
History of entity/person THANESHWAR PRASAD CHATURVEDI,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person THANESHWAR PRASAD CHATURVEDI
  		DID NOT PAY FEES TO SEBI   SHOW CAUSE NOTICE ISSUED

SUSPENDED REGISTRATION AS STOCK BROKER FROM 24-FEB-2010 TILL REGISTRATION FEE DEPOSITED

09-NOV-2009 		SEBI VIDE ORDER DATED 03/02/2010, SUSPENDED CERTIFICATE OF REGISTRATION TILL THE TIME OUTSTANDING REGISTRATION FEE IS FULLY PAID  
1960
History of entity/person THOMAS & LEA,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person ALEYAMMA THOMAS
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-MAY-2007 TO 29-NOV-2007

09-MAY-2007 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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