| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1781 |
|
SHREE SATYANARAYAN PROPERTIES PVT.LTD.
(PAN:AACCS2112A)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SVARAJ TRADING & AGENCIES LTD.
|
IMPOSED PENALTY RS.1,00,000
30-MAY-2014
|
|
| 1782 |
|
|
SHREE SHYAM TEA PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ARCHIDPLY INDUSTRIES LTD.
|
IMPOSED PENALTY RS.11,00,000 ALONG WITH OTHER ENTITIES/PERSONS
22-AUG-2017
|
|
| 1783 |
|
|
SHREE SURGOVIND TRADELINK LTD.
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
IMPOSED PENALTY RS.6,00,000
27-DEC-2013
|
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 1784 |
|
|
SHREE VALLEE ENTERPRISES PVT.LTD.
(PAN:AACCR2076A)
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF VELAN HOTELS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.27,62,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
08-NOV-2017
|
|
| 1785 |
|
|
SHREEJI HERBALS LTD.
(PAN:AAGCS3446K)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF AXON INFOTECH LTD.
|
IMPOSED PENALTY RS.12,57,500
04-FEB-2013
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 1786 |
|
|
SHREYAS HOLDINGS LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY IN MATTER OF SILVERLINE TECHNOLOGIES LTD.
|
IMPOSED PENALTY RS.30,00,000 ALONG WITH OTHER ENTITIES/PERSONS
22-NOV-2006
|
SEBI VIDE ITS NOTICE DATED 21/12/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/01/2018 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 21/12/2017
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 03/11/2022 DIRECTED ALL THE BANKS TO REMIT RS.87,31,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF SILVERLINE HOLDINGS CORP., SHREYAS HOLDINGS PVT.LTD. & SUBRA MAURITIUS LTD. BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS NOTICE DATED 15/11/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 21/12/2017
|
| 1787 |
|
|
SHRI HANUMAN INVESTMENTS PVT.LTD.
(PAN:AAGCS5378C)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREENEARTH RESOURCES & PROJECTS LTD.
|
IMPOSED PENALTY RS.9,00,000
30-MAY-2014
|
SAT: SAT VIDE ITS ORDER DATED 01/07/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 30/05/2014. NO COSTS
|
| 1788 |
|
|
SHRI HANUMAN INVESTMENTS PVT.LTD.
(PAN:AAGCS5378C)
(Along with : ANARCON RESOURCES PVT.LTD.)
|
|
|
|
LALITA AGARWAL
PAN:ACLPA2107R
|
|
|
RATANLAL BRIJLAL TAMAKHUWALA
PAN:ACUPT7280P
|
|
|
RISHIRAJ AGARWAL
PAN:AEQPA0755E
|
|
|
SANGEETA RISHIRAJ AGARWAL
PAN:ADAPA1962G
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF AUSTRAL COKE & PROJECTS LTD.
|
IMPOSED PENALTY RS.30,00,000 ALONG WITH OTHER ENTITIES/PERSONS
05-MAY-2015
|
SAT: SAT VIDE ITS ORDER DATED 16/11/2016 PARTLY ALLOWED THE APPEAL BY QUASHING THE IMPUGNED ORDER DATED 05/05/2015 TO THE EXTENT IT IMPOSED PENALTY OF RS.30 LACS FOR APPELLANT NOS.1 TO 6 FOR VIOLATING REGULATION 7(1A) OF THE SAST REGULATION, 1997 AND UPHELD IMPUGNED ORDER TO THE EXTENT IT IMPOSED PENALTY OF RS.5 LACS ON APPELLANT NO.6 FOR VIOLATING REGULATION 13(3) OF PIT REGULATIONS
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 1789 |
|
|
SHRI HANUMAN INVESTMENTS PVT.LTD.
(PAN:AAGCS5378C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| 1790 |
|
|
SHRI HOUSING PVT.LTD.
(PAN:AAGCS5948A)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT IN MATTER OF PREMIER ENERGY & INFRASTRUCTURE LTD.
|
IMPOSED PENALTY RS.8,00,000
30-JUN-2014
|
SAT: APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS ORDER DATED 20/06/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 04/07/2023 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 20/06/2016
SEBI VIDE ITS ORDER DATED 04/07/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.922 OF 2016 DATED 20/06/2016
|
| 1791 |
|
|
SHRI LAKSHMI COTSYN LTD.
(CIN:L17122UP1988PLC009985
PAN:AAICS9582J)
(Along with : GALAXY CAPITAL FINANCE LTD.)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 6.83% SHARES THROUGH PREFERENTIAL ALLOTMENT TO REACH 31.52% IN SHRI LAKSHMI COTSYN LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-OCT-2006
|
|
| 1792 |
|
|
SHRI LAKSHMI COTSYN LTD.
(CIN:L17122UP1988PLC009985
PAN:AAICS9582J)
(Along with : GALAXY CAPITAL FINANCE LTD.)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 6.83% SHARES THROUGH PREFERENTIAL ALLOTMENT TO REACH 31.52% IN SHRI LAKSHMI COTSYN LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-OCT-2006
|
|
| 1793 |
|
|
SHRI LAKSHMI COTSYN LTD.
(CIN:L17122UP1988PLC009985
PAN:AAICS9582J)
(Along with : GALAXY CAPITAL FINANCE LTD.)
|
|
|
|
ALOK AGARWAL
|
|
|
BARSHA
|
|
|
DEVESH NARAIN GUPTA
|
|
|
JAYANT GUPTA
|
|
|
KAMINI AGARWAL
|
|
|
M.P.AGGARWAL
|
|
|
MADHU AGARWAL
|
|
|
MANJUSHA GUPTA
|
|
|
MOHAN LAL VAISH
|
|
|
PAWAN KUMAR AGARWAL
|
|
|
R.L.AGARWAL
|
|
|
RAJKUMAR AGARWAL
|
|
|
SHARDA AGARWAL
|
|
|
SUJALA GUPTA
|
|
|
SURAJ MAL AGARWAL
|
|
|
VIKAS AGARWAL
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 6.83% SHARES THROUGH PREFERENTIAL ALLOTMENT TO REACH 31.52% IN SHRI LAKSHMI COTSYN LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-OCT-2006
|
|
| 1794 |
|
|
SHRI LAKSHMI COTSYN LTD.
(CIN:L17122UP1988PLC009985
PAN:AAICS9582J)
(Along with : GALAXY CAPITAL FINANCE LTD.)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 6.83% SHARES THROUGH PREFERENTIAL ALLOTMENT TO REACH 31.52% IN SHRI LAKSHMI COTSYN LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-OCT-2006
|
|
| 1795 |
|
|
SHRI LAKSHMI COTSYN LTD.
(CIN:L17122UP1988PLC009985
PAN:AAICS9582J)
(Along with : GALAXY CAPITAL FINANCE LTD.)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 6.83% SHARES THROUGH PREFERENTIAL ALLOTMENT TO REACH 31.52% IN SHRI LAKSHMI COTSYN LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-OCT-2006
|
|
| 1796 |
|
|
SHRI LAKSHMI COTSYN LTD.
(CIN:L17122UP1988PLC009985
PAN:AAICS9582J)
(Along with : GALAXY CAPITAL FINANCE LTD.)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 6.83% SHARES THROUGH PREFERENTIAL ALLOTMENT TO REACH 31.52% IN SHRI LAKSHMI COTSYN LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-OCT-2006
|
|
| 1797 |
|
|
SHRI NIWAS LEASING & FINANCE LTD.
(PAN:AAACS2978Q)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,01,875 VIDE CONSENT ORDER)
05-SEP-2014
|
|
| 1798 |
|
|
SHRI VISHNU KRUPA COMMODITIES PVT.LTD.
(PAN:AAMCS1499N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
25-MAR-2014
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 1799 |
|
|
SHRI VISHNU KRUPA COMMODITIES PVT.LTD.
(PAN:AAMCS1499N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 1800 |
|
|
SHRIRAM CHITS (KARNATAKA) PVT.LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AND SEBI AS REQUIRED UNDER REGULATIONS 3(3),3(4) AND 3(5) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 2186380 SHARES OF SHRIRAM OVERSEAS FINANCE LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.50,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
31-MAR-2008
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 90 of 114
|
